IDEAS home Printed from https://ideas.repec.org/a/inm/ortrsc/v46y2012i2p262-280.html
   My bibliography  Save this article

Equitable and Efficient Coordination in Traffic Flow Management

Author

Listed:
  • Cynthia Barnhart

    (Department of Civil and Environmental Engineering, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139)

  • Dimitris Bertsimas

    (Sloan School of Management, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139)

  • Constantine Caramanis

    (Department of Electrical and Computer Engineering, The University of Texas at Austin, Austin, Texas 78712)

  • Douglas Fearing

    (Operations Research Center, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139)

Abstract

When air traffic demand is projected to exceed capacity, the Federal Aviation Administration implements traffic flow management (TFM) programs. Independently, these programs maintain a first-scheduled, first-served invariant, which is the accepted standard of fairness within the industry. Coordinating conflicting programs requires a careful balance between equity and efficiency. In our work, we first develop a fairness metric to measure deviation from first-scheduled, first-served in the presence of conflicts. Next, we develop an integer programming formulation that attempts to directly minimize this metric. We further develop an exponential penalty approach and show that its computational performance is far superior and its tradeoff between delay and fairness compares favorably. In our results, we demonstrate the effectiveness of these models using historical and hypothetical scenarios. Additionally, we demonstrate that the exponential penalty approach exhibits exceptional computational performance, implying practical viability. Our results suggest that this approach could lead to system-wide savings on the order of $25 to $50 million per year.

Suggested Citation

  • Cynthia Barnhart & Dimitris Bertsimas & Constantine Caramanis & Douglas Fearing, 2012. "Equitable and Efficient Coordination in Traffic Flow Management," Transportation Science, INFORMS, vol. 46(2), pages 262-280, May.
  • Handle: RePEc:inm:ortrsc:v:46:y:2012:i:2:p:262-280
    DOI: 10.1287/trsc.1110.0393
    as

    Download full text from publisher

    File URL: http://dx.doi.org/10.1287/trsc.1110.0393
    Download Restriction: no

    File URL: https://libkey.io/10.1287/trsc.1110.0393?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Giovanni Andreatta & Lorenzo Brunetta & Guglielmo Guastalla, 2000. "From Ground Holding to Free Flight: An Exact Approach," Transportation Science, INFORMS, vol. 34(4), pages 394-401, November.
    2. Balázs Kotnyek & Octavio Richetta, 2006. "Equitable Models for the Stochastic Ground-Holding Problem Under Collaborative Decision Making," Transportation Science, INFORMS, vol. 40(2), pages 133-146, May.
    3. Richetta, Octavio & Odoni, Amedeo R., 1994. "Dynamic solution to the ground-holding problem in air traffic control," Transportation Research Part A: Policy and Practice, Elsevier, vol. 28(3), pages 167-185, May.
    4. Dimitris Bertsimas & Sarah Stock Patterson, 1998. "The Air Traffic Flow Management Problem with Enroute Capacities," Operations Research, INFORMS, vol. 46(3), pages 406-422, June.
    5. Peter B. Vranas & Dimitris J. Bertsimas & Amedeo R. Odoni, 1994. "The Multi-Airport Ground-Holding Problem in Air Traffic Control," Operations Research, INFORMS, vol. 42(2), pages 249-261, April.
    6. Guglielmo Lulli & Amedeo Odoni, 2007. "The European Air Traffic Flow Management Problem," Transportation Science, INFORMS, vol. 41(4), pages 431-443, November.
    7. Octavio Richetta & Amedeo R. Odoni, 1993. "Solving Optimally the Static Ground-Holding Policy Problem in Air Traffic Control," Transportation Science, INFORMS, vol. 27(3), pages 228-238, August.
    8. Dimitris Bertsimas & Vivek F. Farias & Nikolaos Trichakis, 2011. "The Price of Fairness," Operations Research, INFORMS, vol. 59(1), pages 17-31, February.
    9. Kan Chang & Ken Howard & Rick Oiesen & Lara Shisler & Midori Tanino & Michael C. Wambsganss, 2001. "Enhancements to the FAA Ground-Delay Program Under Collaborative Decision Making," Interfaces, INFORMS, vol. 31(1), pages 57-76, February.
    10. Dimitris Bertsimas & Guglielmo Lulli & Amedeo Odoni, 2011. "An Integer Optimization Approach to Large-Scale Air Traffic Flow Management," Operations Research, INFORMS, vol. 59(1), pages 211-227, February.
    11. Michael O. Ball & Robert Hoffman & Amedeo R. Odoni & Ryan Rifkin, 2003. "A Stochastic Integer Program with Dual Network Structure and Its Application to the Ground-Holding Problem," Operations Research, INFORMS, vol. 51(1), pages 167-171, February.
    12. Mostafa Terrab & Amedeo R. Odoni, 1993. "Strategic Flow Management for Air Traffic Control," Operations Research, INFORMS, vol. 41(1), pages 138-152, February.
    13. Robert Hoffman & Michael O. Ball, 2000. "A Comparison of Formulations for the Single-Airport Ground-Holding Problem with Banking Constraints," Operations Research, INFORMS, vol. 48(4), pages 578-590, August.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Karsu, Özlem & Morton, Alec, 2015. "Inequity averse optimization in operational research," European Journal of Operational Research, Elsevier, vol. 245(2), pages 343-359.
    2. Samà, Marcella & D’Ariano, Andrea & D’Ariano, Paolo & Pacciarelli, Dario, 2017. "Scheduling models for optimal aircraft traffic control at busy airports: Tardiness, priorities, equity and violations considerations," Omega, Elsevier, vol. 67(C), pages 81-98.
    3. Xu, Yan & Dalmau, Ramon & Melgosa, Marc & Montlaur, Adeline & Prats, Xavier, 2020. "A framework for collaborative air traffic flow management minimizing costs for airspace users: Enabling trajectory options and flexible pre-tactical delay management," Transportation Research Part B: Methodological, Elsevier, vol. 134(C), pages 229-255.
    4. Bolić, Tatjana & Castelli, Lorenzo & Corolli, Luca & Rigonat, Desirée, 2017. "Reducing ATFM delays through strategic flight planning," Transportation Research Part E: Logistics and Transportation Review, Elsevier, vol. 98(C), pages 42-59.
    5. Chiwei Yan & Jerry Kung, 2018. "Robust Aircraft Routing," Transportation Science, INFORMS, vol. 52(1), pages 118-133, January.
    6. Thomas Breugem & Twan Dollevoet & Dennis Huisman, 2022. "Is Equality Always Desirable? Analyzing the Trade-Off Between Fairness and Attractiveness in Crew Rostering," Management Science, INFORMS, vol. 68(4), pages 2619-2641, April.
    7. Cao, Wenwei & Çelik, Melih & Ergun, Özlem & Swann, Julie & Viljoen, Nadia, 2016. "Challenges in service network expansion: An application in donated breastmilk banking in South Africa," Socio-Economic Planning Sciences, Elsevier, vol. 53(C), pages 33-48.
    8. Li, Max Z. & Ryerson, Megan S., 2019. "Reviewing the DATAS of aviation research data: Diversity, availability, tractability, applicability, and sources," Journal of Air Transport Management, Elsevier, vol. 75(C), pages 111-130.
    9. Montlaur, A. & Delgado, L., 2020. "Flight and passenger efficiency-fairness trade-off for ATFM delay assignment," Journal of Air Transport Management, Elsevier, vol. 83(C).
    10. Dimitris Bertsimas & Shubham Gupta, 2016. "Fairness and Collaboration in Network Air Traffic Flow Management: An Optimization Approach," Transportation Science, INFORMS, vol. 50(1), pages 57-76, February.
    11. Alexandre Jacquillat & Amedeo R. Odoni, 2015. "An Integrated Scheduling and Operations Approach to Airport Congestion Mitigation," Operations Research, INFORMS, vol. 63(6), pages 1390-1410, December.
    12. Bolić, Tatjana & Castelli, Lorenzo & Corolli, Luca & Scaini, Giovanni, 2021. "Flexibility in strategic flight planning," Transportation Research Part E: Logistics and Transportation Review, Elsevier, vol. 154(C).
    13. Ye, Qing Chuan & Zhang, Yingqian & Dekker, Rommert, 2017. "Fair task allocation in transportation," Omega, Elsevier, vol. 68(C), pages 1-16.
    14. Jamie Fairbrother & Konstantinos G. Zografos & Kevin D. Glazebrook, 2020. "A Slot-Scheduling Mechanism at Congested Airports that Incorporates Efficiency, Fairness, and Airline Preferences," Transportation Science, INFORMS, vol. 54(1), pages 115-138, January.
    15. Alexander S. Estes & Michael O. Ball, 2020. "Equity and Strength in Stochastic Integer Programming Models for the Dynamic Single Airport Ground-Holding Problem," Transportation Science, INFORMS, vol. 54(4), pages 944-955, July.
    16. Bongo, Miriam F. & Ocampo, Lanndon A., 2017. "A hybrid fuzzy MCDM approach for mitigating airport congestion: A case in Ninoy Aquino International Airport," Journal of Air Transport Management, Elsevier, vol. 63(C), pages 1-16.
    17. Dimitris Bertsimas & Vivek F. Farias & Nikolaos Trichakis, 2012. "On the Efficiency-Fairness Trade-off," Management Science, INFORMS, vol. 58(12), pages 2234-2250, December.
    18. Thomas Breugem & Luk N. Van Wassenhove, 2022. "The Price of Imposing Vertical Equity Through Asymmetric Outcome Constraints," Management Science, INFORMS, vol. 68(11), pages 7977-7993, November.
    19. Guo, Yechenfeng & Hu, Minghua & Zou, Bo & Hansen, Mark & Zhang, Ying & Xie, Hua, 2022. "Air Traffic Flow Management Integrating Separation Management and Ground Holding: An Efficiency-Equity Bi-objective Perspective," Transportation Research Part B: Methodological, Elsevier, vol. 155(C), pages 394-423.
    20. Gillen, David & Jacquillat, Alexandre & Odoni, Amedeo R., 2016. "Airport demand management: The operations research and economics perspectives and potential synergies," Transportation Research Part A: Policy and Practice, Elsevier, vol. 94(C), pages 495-513.
    21. Silvia Zaoli & Giovanni Scaini & Lorenzo Castelli, 2021. "Community Detection for Air Traffic Networks and Its Application in Strategic Flight Planning," Sustainability, MDPI, vol. 13(16), pages 1-16, August.
    22. Alexandre Jacquillat & Vikrant Vaze, 2018. "Interairline Equity in Airport Scheduling Interventions," Transportation Science, INFORMS, vol. 52(4), pages 941-964, August.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Avijit Mukherjee & Mark Hansen, 2007. "A Dynamic Stochastic Model for the Single Airport Ground Holding Problem," Transportation Science, INFORMS, vol. 41(4), pages 444-456, November.
    2. Guo, Yechenfeng & Hu, Minghua & Zou, Bo & Hansen, Mark & Zhang, Ying & Xie, Hua, 2022. "Air Traffic Flow Management Integrating Separation Management and Ground Holding: An Efficiency-Equity Bi-objective Perspective," Transportation Research Part B: Methodological, Elsevier, vol. 155(C), pages 394-423.
    3. Andreatta, Giovanni & Dell'Olmo, Paolo & Lulli, Guglielmo, 2011. "An aggregate stochastic programming model for air traffic flow management," European Journal of Operational Research, Elsevier, vol. 215(3), pages 697-704, December.
    4. Diao, Xudong & Chen, Chun-Hsien, 2018. "A sequence model for air traffic flow management rerouting problem," Transportation Research Part E: Logistics and Transportation Review, Elsevier, vol. 110(C), pages 15-30.
    5. Xu, Yan & Dalmau, Ramon & Melgosa, Marc & Montlaur, Adeline & Prats, Xavier, 2020. "A framework for collaborative air traffic flow management minimizing costs for airspace users: Enabling trajectory options and flexible pre-tactical delay management," Transportation Research Part B: Methodological, Elsevier, vol. 134(C), pages 229-255.
    6. Alexander S. Estes & Michael O. Ball, 2020. "Equity and Strength in Stochastic Integer Programming Models for the Dynamic Single Airport Ground-Holding Problem," Transportation Science, INFORMS, vol. 54(4), pages 944-955, July.
    7. Balázs Kotnyek & Octavio Richetta, 2006. "Equitable Models for the Stochastic Ground-Holding Problem Under Collaborative Decision Making," Transportation Science, INFORMS, vol. 40(2), pages 133-146, May.
    8. Murça, Mayara Condé Rocha, 2018. "Collaborative air traffic flow management: Incorporating airline preferences in rerouting decisions," Journal of Air Transport Management, Elsevier, vol. 71(C), pages 97-107.
    9. Mukherjee, Avijit, 2004. "Dynamic Stochastic Optimization Models for Air Traffic Flow Management," Institute of Transportation Studies, Research Reports, Working Papers, Proceedings qt2vk8w6nc, Institute of Transportation Studies, UC Berkeley.
    10. Kammoun, Mohamed Ali & Rezg, Nidhal, 2018. "An efficient hybrid approach for resolving the aircraft routing and rescheduling problem," Journal of Air Transport Management, Elsevier, vol. 71(C), pages 73-87.
    11. Pellegrini, Paola & Rodriguez, Joaquin, 2013. "Single European Sky and Single European Railway Area: A system level analysis of air and rail transportation," Transportation Research Part A: Policy and Practice, Elsevier, vol. 57(C), pages 64-86.
    12. Cynthia Barnhart & Peter Belobaba & Amedeo R. Odoni, 2003. "Applications of Operations Research in the Air Transport Industry," Transportation Science, INFORMS, vol. 37(4), pages 368-391, November.
    13. Thomas W. M. Vossen & Michael O. Ball, 2006. "Slot Trading Opportunities in Collaborative Ground Delay Programs," Transportation Science, INFORMS, vol. 40(1), pages 29-43, February.
    14. Karsu, Özlem & Morton, Alec, 2015. "Inequity averse optimization in operational research," European Journal of Operational Research, Elsevier, vol. 245(2), pages 343-359.
    15. Dixit, Aasheesh & Jakhar, Suresh Kumar, 2021. "Airport capacity management: A review and bibliometric analysis," Journal of Air Transport Management, Elsevier, vol. 91(C).
    16. Bard, Jonathan F. & Mohan, Dinesh Natarajan, 2008. "Reallocating arrival slots during a ground delay program," Transportation Research Part B: Methodological, Elsevier, vol. 42(2), pages 113-134, February.
    17. Sun, D. & Clinet, A. & Bayen, A.M., 2011. "A dual decomposition method for sector capacity constrained traffic flow optimization," Transportation Research Part B: Methodological, Elsevier, vol. 45(6), pages 880-902, July.
    18. Michael O. Ball & Robert Hoffman & Avijit Mukherjee, 2010. "Ground Delay Program Planning Under Uncertainty Based on the Ration-by-Distance Principle," Transportation Science, INFORMS, vol. 44(1), pages 1-14, February.
    19. Mohamed Ali Kammoun & Sadok Turki & Nidhal Rezg, 2020. "Optimization of Flight Rescheduling Problem under Carbon Tax," Sustainability, MDPI, vol. 12(14), pages 1-19, July.
    20. Guglielmo Lulli & Amedeo Odoni, 2007. "The European Air Traffic Flow Management Problem," Transportation Science, INFORMS, vol. 41(4), pages 431-443, November.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:inm:ortrsc:v:46:y:2012:i:2:p:262-280. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Chris Asher (email available below). General contact details of provider: https://edirc.repec.org/data/inforea.html .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.