IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v11y2018i10p2561-d172061.html
   My bibliography  Save this article

Fault Diagnosis Based on an Approach Combining a Spectrogram and a Convolutional Neural Network with Application to a Wind Turbine System

Author

Listed:
  • Wenxin Yu

    (College of Electrical and Information Engineering, Hunan University, Changsha 410082, China
    School of Information and Electrical Engineering, Hunan University of Science and Technology, Xiangtan 411201, China)

  • Shoudao Huang

    (College of Electrical and Information Engineering, Hunan University, Changsha 410082, China)

  • Weihong Xiao

    (School of Information Engineering, Hunan Province Cooperative Innovation Center for Wind Power Equipment and Energy Conversion, Xiangtan University, Xiangtan 411105, China)

Abstract

To investigate problems involving wind turbines that easily occur but are hard to diagnose, this paper presents a wind turbine (WT) fault diagnosis algorithm based on a spectrogram and a convolutional neural network. First, the original data are sampled into a phonetic form. Then, the data are transformed into a spectrogram in the time-frequency domain. Finally, the data are sent into a convolutional neural network (CNN) model with batch regularization for training and testing. Experimental results show that the method is suitable for training a large number of samples and has good scalability. Compared with Back Propagation Neural Network (BPNN), Support Vector Machine (SVM), Extreme Learning Machine (ELM), and other fault diagnosis methods, the average diagnostic correctness rate is higher; so, the method can provide more accurate reference information for wind turbine fault diagnosis.

Suggested Citation

  • Wenxin Yu & Shoudao Huang & Weihong Xiao, 2018. "Fault Diagnosis Based on an Approach Combining a Spectrogram and a Convolutional Neural Network with Application to a Wind Turbine System," Energies, MDPI, vol. 11(10), pages 1-11, September.
  • Handle: RePEc:gam:jeners:v:11:y:2018:i:10:p:2561-:d:172061
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/11/10/2561/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/11/10/2561/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Chen, Jinglong & Pan, Jun & Li, Zipeng & Zi, Yanyang & Chen, Xuefeng, 2016. "Generator bearing fault diagnosis for wind turbine via empirical wavelet transform using measured vibration signals," Renewable Energy, Elsevier, vol. 89(C), pages 80-92.
    2. Tang, Baoping & Song, Tao & Li, Feng & Deng, Lei, 2014. "Fault diagnosis for a wind turbine transmission system based on manifold learning and Shannon wavelet support vector machine," Renewable Energy, Elsevier, vol. 62(C), pages 1-9.
    3. P. Rinn & H. Heißelmann & M. Wächter & J. Peinke, 2013. "Stochastic method for in-situ damage analysis," The European Physical Journal B: Condensed Matter and Complex Systems, Springer;EDP Sciences, vol. 86(1), pages 1-5, January.
    4. Pedro G. Lind & Luis Vera-Tudela & Matthias Wächter & Martin Kühn & Joachim Peinke, 2017. "Normal Behaviour Models for Wind Turbine Vibrations: Comparison of Neural Networks and a Stochastic Approach," Energies, MDPI, vol. 10(12), pages 1-14, November.
    5. Gao, Q.W. & Liu, W.Y. & Tang, B.P. & Li, G.J., 2018. "A novel wind turbine fault diagnosis method based on intergral extension load mean decomposition multiscale entropy and least squares support vector machine," Renewable Energy, Elsevier, vol. 116(PA), pages 169-175.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Yanting & Jiang, Wenbo & Zhang, Guangyao & Shu, Lianjie, 2021. "Wind turbine fault diagnosis based on transfer learning and convolutional autoencoder with small-scale data," Renewable Energy, Elsevier, vol. 171(C), pages 103-115.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Lixiao Cao & Zheng Qian & Hamid Zareipour & David Wood & Ehsan Mollasalehi & Shuangshu Tian & Yan Pei, 2018. "Prediction of Remaining Useful Life of Wind Turbine Bearings under Non-Stationary Operating Conditions," Energies, MDPI, vol. 11(12), pages 1-20, November.
    2. Li, Yanting & Liu, Shujun & Shu, Lianjie, 2019. "Wind turbine fault diagnosis based on Gaussian process classifiers applied to operational data," Renewable Energy, Elsevier, vol. 134(C), pages 357-366.
    3. Wang, Zhenya & Yao, Ligang & Cai, Yongwu & Zhang, Jun, 2020. "Mahalanobis semi-supervised mapping and beetle antennae search based support vector machine for wind turbine rolling bearings fault diagnosis," Renewable Energy, Elsevier, vol. 155(C), pages 1312-1327.
    4. Miao He & David He & Jae Yoon & Thomas J Nostrand & Junda Zhu & Eric Bechhoefer, 2019. "Wind turbine planetary gearbox feature extraction and fault diagnosis using a deep-learning-based approach," Journal of Risk and Reliability, , vol. 233(3), pages 303-316, June.
    5. Chen, Xuejun & Yang, Yongming & Cui, Zhixin & Shen, Jun, 2019. "Vibration fault diagnosis of wind turbines based on variational mode decomposition and energy entropy," Energy, Elsevier, vol. 174(C), pages 1100-1109.
    6. Mingzhu Tang & Wei Chen & Qi Zhao & Huawei Wu & Wen Long & Bin Huang & Lida Liao & Kang Zhang, 2019. "Development of an SVR Model for the Fault Diagnosis of Large-Scale Doubly-Fed Wind Turbines Using SCADA Data," Energies, MDPI, vol. 12(17), pages 1-15, September.
    7. Nejra Beganovic & Jackson G. Njiri & Dirk Söffker, 2018. "Reduction of Structural Loads in Wind Turbines Based on an Adapted Control Strategy Concerning Online Fatigue Damage Evaluation Models," Energies, MDPI, vol. 11(12), pages 1-15, December.
    8. Stetco, Adrian & Dinmohammadi, Fateme & Zhao, Xingyu & Robu, Valentin & Flynn, David & Barnes, Mike & Keane, John & Nenadic, Goran, 2019. "Machine learning methods for wind turbine condition monitoring: A review," Renewable Energy, Elsevier, vol. 133(C), pages 620-635.
    9. He, Guolin & Ding, Kang & Wu, Xiaomeng & Yang, Xiaoqing, 2019. "Dynamics modeling and vibration modulation signal analysis of wind turbine planetary gearbox with a floating sun gear," Renewable Energy, Elsevier, vol. 139(C), pages 718-729.
    10. Oh, Ki-Yong & Park, Joon-Young & Lee, Jun-Shin & Lee, JaeKyung, 2015. "Implementation of a torque and a collective pitch controller in a wind turbine simulator to characterize the dynamics at three control regions," Renewable Energy, Elsevier, vol. 79(C), pages 150-160.
    11. Ana Rita Nunes & Hugo Morais & Alberto Sardinha, 2021. "Use of Learning Mechanisms to Improve the Condition Monitoring of Wind Turbine Generators: A Review," Energies, MDPI, vol. 14(21), pages 1-22, November.
    12. Akintayo Temiloluwa Abolude & Wen Zhou, 2018. "Assessment and Performance Evaluation of a Wind Turbine Power Output," Energies, MDPI, vol. 11(8), pages 1-15, August.
    13. Youjie Ma & Long Tao & Xuesong Zhou & Wei Li & Xueqi Shi, 2019. "Analysis and Control of Wind Power Grid Integration Based on a Permanent Magnet Synchronous Generator Using a Fuzzy Logic System with Linear Extended State Observer," Energies, MDPI, vol. 12(15), pages 1-19, July.
    14. Liu, Xianzeng & Yang, Yuhu & Zhang, Jun, 2018. "Resultant vibration signal model based fault diagnosis of a single stage planetary gear train with an incipient tooth crack on the sun gear," Renewable Energy, Elsevier, vol. 122(C), pages 65-79.
    15. Salcedo-Sanz, Sancho & Deo, Ravinesh C. & Cornejo-Bueno, Laura & Camacho-Gómez, Carlos & Ghimire, Sujan, 2018. "An efficient neuro-evolutionary hybrid modelling mechanism for the estimation of daily global solar radiation in the Sunshine State of Australia," Applied Energy, Elsevier, vol. 209(C), pages 79-94.
    16. Do, M. Hung & Söffker, Dirk, 2021. "State-of-the-art in integrated prognostics and health management control for utility-scale wind turbines," Renewable and Sustainable Energy Reviews, Elsevier, vol. 145(C).
    17. Kong, Yun & Qin, Zhaoye & Wang, Tianyang & Han, Qinkai & Chu, Fulei, 2021. "An enhanced sparse representation-based intelligent recognition method for planet bearing fault diagnosis in wind turbines," Renewable Energy, Elsevier, vol. 173(C), pages 987-1004.
    18. Qian, Wuyong & Wang, Jue, 2020. "An improved seasonal GM(1,1) model based on the HP filter for forecasting wind power generation in China," Energy, Elsevier, vol. 209(C).
    19. Teng, Wei & Ding, Xian & Cheng, Hao & Han, Chen & Liu, Yibing & Mu, Haihua, 2019. "Compound faults diagnosis and analysis for a wind turbine gearbox via a novel vibration model and empirical wavelet transform," Renewable Energy, Elsevier, vol. 136(C), pages 393-402.
    20. Liu, W.Y., 2017. "A review on wind turbine noise mechanism and de-noising techniques," Renewable Energy, Elsevier, vol. 108(C), pages 311-320.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:11:y:2018:i:10:p:2561-:d:172061. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.