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Wind turbine planetary gearbox feature extraction and fault diagnosis using a deep-learning-based approach

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  • Miao He
  • David He
  • Jae Yoon
  • Thomas J Nostrand
  • Junda Zhu
  • Eric Bechhoefer

Abstract

Planetary gearboxes are widely used in the drivetrain of wind turbines. Planetary gearbox fault diagnosis is very important for reducing the downtime and maintenance cost and improving the safety, reliability, and life span of the wind turbines. The wind energy industry is currently using condition monitoring systems to collect massive real-time data and conventional vibratory analysis as a standard method for planetary gearbox condition monitoring. As an attractive option to process big data for fault diagnosis, deep learning can automatically learn features that otherwise require much skill, time, and experience. This article presents a new deep-learning-based method for wind turbine planetary gearbox fault diagnosis developed by a large memory storage and retrieval neural network with dictionary learning. The developed approach can automatically extract self-learned fault features from raw vibration monitoring data and perform planetary gearbox fault diagnosis without supervised fine-tuning process. From the raw vibration monitoring data, a dictionary is first learned by a large memory storage and retrieval with dictionary learning network. Based on the learned dictionary, a sparse representation of the raw vibration signals is generated by shift-invariant sparse coding and input to a large memory storage and retrieval network classifier to obtain fault diagnosis results. The structure of the large memory storage and retrieval with dictionary learning is determined by optimal selection of the sliding box size to generate sub-patterns from the vibration data. The effectiveness of the presented method is tested and validated with a set of seeded fault vibration data collected at a planetary gearbox test rig in laboratory. The validation results have shown a promising planetary gearbox fault diagnosis performance with the presented method.

Suggested Citation

  • Miao He & David He & Jae Yoon & Thomas J Nostrand & Junda Zhu & Eric Bechhoefer, 2019. "Wind turbine planetary gearbox feature extraction and fault diagnosis using a deep-learning-based approach," Journal of Risk and Reliability, , vol. 233(3), pages 303-316, June.
  • Handle: RePEc:sae:risrel:v:233:y:2019:i:3:p:303-316
    DOI: 10.1177/1748006X18768701
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    References listed on IDEAS

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    Cited by:

    1. Pan, Yubin & Hong, Rongjing & Chen, Jie & Wu, Weiwei, 2020. "A hybrid DBN-SOM-PF-based prognostic approach of remaining useful life for wind turbine gearbox," Renewable Energy, Elsevier, vol. 152(C), pages 138-154.
    2. K. N. Ravikumar & Suhas S. Aralikatti & Hemantha Kumar & G. N. Kumar & K. V. Gangadharan, 2022. "Fault diagnosis of antifriction bearing in internal combustion engine gearbox using data mining techniques," International Journal of System Assurance Engineering and Management, Springer;The Society for Reliability, Engineering Quality and Operations Management (SREQOM),India, and Division of Operation and Maintenance, Lulea University of Technology, Sweden, vol. 13(3), pages 1121-1134, June.
    3. Jorge Maldonado-Correa & Sergio Martín-Martínez & Estefanía Artigao & Emilio Gómez-Lázaro, 2020. "Using SCADA Data for Wind Turbine Condition Monitoring: A Systematic Literature Review," Energies, MDPI, vol. 13(12), pages 1-21, June.
    4. Lei Fu & Tiantian Zhu & Kai Zhu & Yiling Yang, 2019. "Condition Monitoring for the Roller Bearings of Wind Turbines under Variable Working Conditions Based on the Fisher Score and Permutation Entropy," Energies, MDPI, vol. 12(16), pages 1-20, August.
    5. Sridharan Naveen Venkatesh & Vaithiyanathan Sugumaran, 2022. "A combined approach of convolutional neural networks and machine learning for visual fault classification in photovoltaic modules," Journal of Risk and Reliability, , vol. 236(1), pages 148-159, February.
    6. Li, Yanting & Jiang, Wenbo & Zhang, Guangyao & Shu, Lianjie, 2021. "Wind turbine fault diagnosis based on transfer learning and convolutional autoencoder with small-scale data," Renewable Energy, Elsevier, vol. 171(C), pages 103-115.

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