IDEAS home Printed from https://ideas.repec.org/a/eee/ecolec/v130y2016icp285-295.html
   My bibliography  Save this article

Scale dynamics of grassroots innovations through parallel pathways of transformative change

Author

Listed:
  • Hermans, Frans
  • Roep, Dirk
  • Klerkx, Laurens

Abstract

An important issue for the study of grassroots innovations and the geography of sustainability transitions is how scales affect transformative change. In this paper we will address the questions of 1) how grassroots innovations for sustainable agriculture are scaled and 2) the consequences of crossing different scales and levels on the characteristics of the grassroots innovation. We propose a framework of five different scales to analyze the development of grassroots innovations and we apply this framework on the long-term development of an agricultural grassroots innovation movement that pioneered innovative dairy farming practices combined with landscape management. The results show how the initial innovation coalition built around low external input farming became fragmented. Each of the resulting new grassroots innovation coalitions used different strategies for upscaling and outscaling that depended on differences in their (regional) contexts and institutional support. The grassroots innovation thus developed along three parallel, at times intersecting, innovation pathways. The distributed agency of multiple actor groups working in parallel leads to a continuous renegotiating of meaning that poses a challenge to the idea of planned processes of outscaling and upscaling of grassroots innovations.

Suggested Citation

  • Hermans, Frans & Roep, Dirk & Klerkx, Laurens, 2016. "Scale dynamics of grassroots innovations through parallel pathways of transformative change," Ecological Economics, Elsevier, vol. 130(C), pages 285-295.
  • Handle: RePEc:eee:ecolec:v:130:y:2016:i:c:p:285-295
    DOI: 10.1016/j.ecolecon.2016.07.011
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0921800915304730
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ecolecon.2016.07.011?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Vanloqueren, Gaëtan & Baret, Philippe V., 2009. "How agricultural research systems shape a technological regime that develops genetic engineering but locks out agroecological innovations," Research Policy, Elsevier, vol. 38(6), pages 971-983, July.
    2. Smith, Adrian & Raven, Rob, 2012. "What is protective space? Reconsidering niches in transitions to sustainability," Research Policy, Elsevier, vol. 41(6), pages 1025-1036.
    3. Hermans, Frans & Stuiver, Marian & Beers, P.J. & Kok, Kasper, 2013. "The distribution of roles and functions for upscaling and outscaling innovations in agricultural innovation systems," Agricultural Systems, Elsevier, vol. 115(C), pages 117-128.
    4. Glover, Dominic, 2011. "Science, practice and the System of Rice Intensification in Indian agriculture," Food Policy, Elsevier, vol. 36(6), pages 749-755.
    5. Pavitt, Keith, 1984. "Sectoral patterns of technical change: Towards a taxonomy and a theory," Research Policy, Elsevier, vol. 13(6), pages 343-373, December.
    6. Farla, Jacco & Markard, Jochen & Raven, Rob & Coenen, Lars, 2012. "Sustainability transitions in the making: A closer look at actors, strategies and resources," Technological Forecasting and Social Change, Elsevier, vol. 79(6), pages 991-998.
    7. Jonathan A. Foley & Navin Ramankutty & Kate A. Brauman & Emily S. Cassidy & James S. Gerber & Matt Johnston & Nathaniel D. Mueller & Christine O’Connell & Deepak K. Ray & Paul C. West & Christian Balz, 2011. "Solutions for a cultivated planet," Nature, Nature, vol. 478(7369), pages 337-342, October.
    8. Odegard, I.Y.R. & van der Voet, E., 2014. "The future of food — Scenarios and the effect on natural resource use in agriculture in 2050," Ecological Economics, Elsevier, vol. 97(C), pages 51-59.
    9. Coenen, Lars & Benneworth, Paul & Truffer, Bernhard, 2012. "Toward a spatial perspective on sustainability transitions," Research Policy, Elsevier, vol. 41(6), pages 968-979.
    10. Gibson, Clark C. & Ostrom, Elinor & Ahn, T. K., 2000. "The concept of scale and the human dimensions of global change: a survey," Ecological Economics, Elsevier, vol. 32(2), pages 217-239, February.
    11. Smink, Magda & Negro, Simona O. & Niesten, Eva & Hekkert, Marko P., 2015. "How mismatching institutional logics hinder niche–regime interaction and how boundary spanners intervene," Technological Forecasting and Social Change, Elsevier, vol. 100(C), pages 225-237.
    12. Rajagopal, 2014. "Organizations and Innovation," Palgrave Macmillan Books, in: Architecting Enterprise, chapter 3, pages 58-86, Palgrave Macmillan.
    13. Mariano Fressoli & Elisa Arond & Dinesh Abrol & Adrian Smith & Adrian Ely & Rafael Dias, 2014. "When grassroots innovation movements encounter mainstream institutions: implications for models of inclusive innovation," Innovation and Development, Taylor & Francis Journals, vol. 4(2), pages 277-292, October.
    14. Martin, Chris J. & Upham, Paul & Budd, Leslie, 2015. "Commercial orientation in grassroots social innovation: Insights from the sharing economy," Ecological Economics, Elsevier, vol. 118(C), pages 240-251.
    15. Pesch, Udo, 2015. "Tracing discursive space: Agency and change in sustainability transitions," Technological Forecasting and Social Change, Elsevier, vol. 90(PB), pages 379-388.
    16. Hermans, Frans & van Apeldoorn, Dirk & Stuiver, Marian & Kok, Kasper, 2013. "Niches and networks: Explaining network evolution through niche formation processes," Research Policy, Elsevier, vol. 42(3), pages 613-623.
    17. Poole, Marshall Scott & Van de Ven, Andrew H. & Dooley, Kevin & Holmes, Michael E., 2000. "Organizational Change and Innovation Processes: Theory and Methods for Research," OUP Catalogue, Oxford University Press, number 9780195131987, Decembrie.
    18. Smith, Adrian & Voß, Jan-Peter & Grin, John, 2010. "Innovation studies and sustainability transitions: The allure of the multi-level perspective and its challenges," Research Policy, Elsevier, vol. 39(4), pages 435-448, May.
    19. Geels, Frank W., 2002. "Technological transitions as evolutionary reconfiguration processes: a multi-level perspective and a case-study," Research Policy, Elsevier, vol. 31(8-9), pages 1257-1274, December.
    20. Kilelu, Catherine W. & Klerkx, Laurens & Leeuwis, Cees, 2013. "Unravelling the role of innovation platforms in supporting co-evolution of innovation: Contributions and tensions in a smallholder dairy development programme," Agricultural Systems, Elsevier, vol. 118(C), pages 65-77.
    21. Klerkx, Laurens & Aarts, Noelle & Leeuwis, Cees, 2010. "Adaptive management in agricultural innovation systems: The interactions between innovation networks and their environment," Agricultural Systems, Elsevier, vol. 103(6), pages 390-400, July.
    22. Joanne Millar & John Connell, 2010. "Strategies for scaling out impacts from agricultural systems change: the case of forages and livestock production in Laos," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 27(2), pages 213-225, June.
    23. Rosenbloom, Daniel & Berton, Harris & Meadowcroft, James, 2016. "Framing the sun: A discursive approach to understanding multi-dimensional interactions within socio-technical transitions through the case of solar electricity in Ontario, Canada," Research Policy, Elsevier, vol. 45(6), pages 1275-1290.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Dieuwke Lamers & Marc Schut & Laurens Klerkx & Piet van Asten, 2017. "Compositional dynamics of multilevel innovation platforms in agricultural research for development," Science and Public Policy, Oxford University Press, vol. 44(6), pages 739-752.
    2. Heiberg, Jonas & Truffer, Bernhard & Binz, Christian, 2022. "Assessing transitions through socio-technical configuration analysis – a methodological framework and a case study in the water sector," Research Policy, Elsevier, vol. 51(1).
    3. Contesse, Maria & Duncan, Jessica & Legun, Katharine & Klerkx, Laurens, 2021. "Unravelling non-human agency in sustainability transitions," Technological Forecasting and Social Change, Elsevier, vol. 166(C).
    4. Nihit Goyal & Michael Howlett, 2018. "Technology and Instrument Constituencies as Agents of Innovation: Sustainability Transitions and the Governance of Urban Transport," Energies, MDPI, vol. 11(5), pages 1-14, May.
    5. Jain, Sanjay, 2020. "Fumbling to the future? Socio-technical regime change in the recorded music industry," Technological Forecasting and Social Change, Elsevier, vol. 158(C).
    6. Kuokkanen, A. & Nurmi, A. & Mikkilä, M. & Kuisma, M. & Kahiluoto, H. & Linnanen, L., 2018. "Agency in regime destabilization through the selection environment: The Finnish food system’s sustainability transition," Research Policy, Elsevier, vol. 47(8), pages 1513-1522.
    7. Geels, Frank W., 2020. "Micro-foundations of the multi-level perspective on socio-technical transitions: Developing a multi-dimensional model of agency through crossovers between social constructivism, evolutionary economics," Technological Forecasting and Social Change, Elsevier, vol. 152(C).
    8. Dahesh, Mehran Badin & Tabarsa, Gholamali & Zandieh, Mostafa & Hamidizadeh, Mohammadreza, 2020. "Reviewing the intellectual structure and evolution of the innovation systems approach: A social network analysis," Technology in Society, Elsevier, vol. 63(C).
    9. María Isabel Palacios-Rangel & Juan Manuel Vargas-Canales & Jorge Aguilar-Ávila & Joaquín Huitzilihuitl Camacho-Vera & Jorge Gustavo Ocampo-Ledesma & Sergio Ernesto Medina-Cuellar, 2018. "Efficiency of small enterprises of protected agriculture in the adoption of innovations in Mexico," Estudios Gerenciales, Universidad Icesi, vol. 34(146), pages 52-62, February.
    10. Markard, Jochen & Raven, Rob & Truffer, Bernhard, 2012. "Sustainability transitions: An emerging field of research and its prospects," Research Policy, Elsevier, vol. 41(6), pages 955-967.
    11. Hermans, Frans, 2018. "The potential contribution of transition theory to the analysis of bioclusters and their role in the transition to a bioeconomy," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 12(2), pages 265-276.
    12. Jain, Sanjay & Islam, Habib A. & Goossen, Martin C. & Nair, Anil, 2023. "Social movements and institutional entrepreneurship as facilitators of technology transition: The case of free/open-source software," Research Policy, Elsevier, vol. 52(2).
    13. Pigford, Ashlee-Ann E. & Hickey, Gordon M. & Klerkx, Laurens, 2018. "Beyond agricultural innovation systems? Exploring an agricultural innovation ecosystems approach for niche design and development in sustainability transitions," Agricultural Systems, Elsevier, vol. 164(C), pages 116-121.
    14. Kriechbaum, Michael & Posch, Alfred & Hauswiesner, Angelika, 2021. "Hype cycles during socio-technical transitions: The dynamics of collective expectations about renewable energy in Germany," Research Policy, Elsevier, vol. 50(9).
    15. Attila Havas & Doris Schartinger & K. Matthias Weber, 2022. "Innovation Studies, Social Innovation, and Sustainability Transitions Research: From mutual ignorance towards an integrative perspective?," CERS-IE WORKING PAPERS 2227, Institute of Economics, Centre for Economic and Regional Studies.
    16. Paula Kivimaa & Wouter Boon & Sampsa Hyysalo & Laurens Klerkx, 2017. "Towards a Typology of Intermediaries in Transitions: a Systematic Review," SPRU Working Paper Series 2017-17, SPRU - Science Policy Research Unit, University of Sussex Business School.
    17. Catia Milena Lopes & Annibal José Scavarda & Guilherme Luís Roehe Vaccaro & Christopher Rosa Pohlmann & André Luis Korzenowski, 2018. "Perspective of Business Models and Innovation for Sustainability Transition in Hospitals," Sustainability, MDPI, vol. 11(1), pages 1-19, December.
    18. Nilsson, Måns & Nykvist, Björn, 2016. "Governing the electric vehicle transition – Near term interventions to support a green energy economy," Applied Energy, Elsevier, vol. 179(C), pages 1360-1371.
    19. Hamid El Bilali, 2019. "The Multi-Level Perspective in Research on Sustainability Transitions in Agriculture and Food Systems: A Systematic Review," Agriculture, MDPI, vol. 9(4), pages 1-24, April.
    20. Sorrell, Steve, 2018. "Explaining sociotechnical transitions: A critical realist perspective," Research Policy, Elsevier, vol. 47(7), pages 1267-1282.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ecolec:v:130:y:2016:i:c:p:285-295. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/ecolecon .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.