The role of patent protection in (clean/green) technology transfer
Abstract
Global climate change mitigation will require the development and diffusion of a large number and variety of new technologies. How will patent protection affect this process? In this paper we first review the evidence on the role of patents for innovation and international technology transfer in general. The literature suggests that patent protection in a host country encourages technology transfer to that country but that its impact on innovation and development is much more ambiguous. We then discuss the implications of these findings and other technology-specific evidence for the diffusion of climate change-related technologies. We conclude that the “double externality” problem, that is the presence of both environmental and knowledge externalities, implies that IP may not be the ideal and cannot be the only policy instrument to encourage innovation in this area and that the range and variety of green technologies as well as the need for local adaptation of technologies means that patent protection may be neither available nor useful in some settings.Download Info
If you experience problems downloading a file, check if you have the proper application to view it first. In case of further problems read the IDEAS help page. Note that these files are not on the IDEAS site. Please be patient as the files may be large.Bibliographic Info
Paper provided by Centre for the Study of African Economies, University of Oxford in its series CSAE Working Paper Series with number 2010-23.Length:
Date of creation: 2010
Date of revision:
Handle: RePEc:csa:wpaper:2010-23
Contact details of provider:
Postal: Manor Road, Oxford, OX1 3UQ
Phone: +44-(0)1865 271084
Fax: +44-(0)1865 281447
Email:
Web page: http://www.csae.ox.ac.uk/
More information through EDIRC
Related research
Keywords: Climate change; intellectual property; innovation; technology transfer;Other versions of this item:
- Bronwyn H. Hall & Christian Helmers, 2010. "The role of patent protection in (clean/green) technology transfer," NBER Working Papers 16323, National Bureau of Economic Research, Inc.
- Hall, Bronwyn & Helmers, Christian, 2010. "The role of patent protection in (clean/green) technology transfer," UNU-MERIT Working Paper Series 046, United Nations University, Maastricht Economic and social Research and training centre on Innovation and Technology.
- Christian Helmers & Bronwyn H. Hall, 2010. "The role of patent protection in (clean/green) technology transfer," Economics Series Working Papers CSAE WPS/2010-23, University of Oxford, Department of Economics.
- D1 - Microeconomics - - Household Behavior
- I2 - Health, Education, and Welfare - - Education
- O1 - Economic Development, Technological Change, and Growth - - Economic Development
- O3 - Economic Development, Technological Change, and Growth - - Technological Change; Research and Development; Intellectual Property Rights
This paper has been announced in the following NEP Reports:
- NEP-ALL-2010-09-11 (All new papers)
- NEP-ENE-2010-09-11 (Energy Economics)
- NEP-ENV-2010-09-11 (Environmental Economics)
- NEP-INO-2010-09-11 (Innovation)
- NEP-IPR-2010-09-11 (Intellectual Property Rights)
- NEP-TID-2010-09-11 (Technology & Industrial Dynamics)
References
References listed on IDEASPlease report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
- McCalman, Phillip, 2001.
"Reaping what you sow: an empirical analysis of international patent harmonization,"
Journal of International Economics,
Elsevier, vol. 55(1), pages 161-186, October.
- McCalman, P., 1999. "Reaping What You Sow: An Empirical Analysis of International Patent Harmonization," Papers 374, Australian National University - Department of Economics.
- McCalman, P., 1999. "Reaping What You Sow: An Empirical Analysis of International Patent Harmonization," ANU Working Papers in Economics and Econometrics 1999-374, Australian National University, College of Business and Economics, School of Economics.
- Paul Winters & Rinku Murgai & Elisabeth Sadoulet & Alain de Janvry & George Frisvold, 1998. "Economic and Welfare Impacts of Climate Change on Developing Countries," Environmental & Resource Economics, European Association of Environmental and Resource Economists, vol. 12(1), pages 1-24, July.
- Fisher-Vanden, Karen & Jefferson, Gary H. & Liu, Hongmei & Tao, Quan, 2004. "What is driving China's decline in energy intensity?," Resource and Energy Economics, Elsevier, vol. 26(1), pages 77-97, March.
- Nancy L. Rose & Paul L. Joskow, 1990.
"The Diffusion of New Technologies: Evidence from the Electric Utility Industry,"
RAND Journal of Economics,
The RAND Corporation, vol. 21(3), pages 354-373, Autumn.
- Nancy L. Rose & Paul L. Joskow, 1988. "The Diffusion of New Technologies: Evidence from the Electric Utility Industry," Working papers 501, Massachusetts Institute of Technology (MIT), Department of Economics.
- Nancy L. Rose & Paul L. Joskow, 1988. "The Diffusion of New Technologies: Evidence From the Electric Utility Industry," NBER Working Papers 2676, National Bureau of Economic Research, Inc.
- Antoine Dechezleprêtre & Matthieu Glachant & Yann Ménière, 2008.
"The Clean Development Mechanism and the International Diffusion of Technologies: An Empirical Study,"
Post-Print
hal-00397198, HAL.
- Dechezleprêtre, Antoine & Glachant, Matthieu & Ménière, Yann, 2008. "The Clean Development Mechanism and the international diffusion of technologies: An empirical study," Energy Policy, Elsevier, vol. 36(4), pages 1273-1283, April.
- Matthieu Glachant & Antoine Dechezleprêtre & Yann Ménière, 2007. "The Clean Development Mechanism and the International Diffusion of Technologies: An Empirical Study," Working Papers 2007.105, Fondazione Eni Enrico Mattei.
- Josh Lerner, 2002. "Patent Protection and Innovation Over 150 Years," NBER Working Papers 8977, National Bureau of Economic Research, Inc.
- Alessandro Nuvolari, 2001.
"Collective Invention during the British Industrial Revolution The Case of the Cornish Pumping Engine,"
DRUID Working Papers
01-05, DRUID, Copenhagen Business School, Department of Industrial Economics and Strategy/Aalborg University, Department of Business Studies.
- Alessandro Nuvolari, 2004. "Collective invention during the British Industrial Revolution: the case of the Cornish pumping engine," Cambridge Journal of Economics, Oxford University Press, vol. 28(3), pages 347-363, May.
- Nuvolari, A., 2001. "Collective Invention during the British Industrial Revolution: The Case of the Cornish Pumping Engine," Eindhoven Center for Innovation Studies (ECIS) working paper series 01.04, Eindhoven Center for Innovation Studies (ECIS).
- Nuvolari, A., 2004. "Collective invention during the British Industrial Revolution: the case of the Cornish pumping engine," Eindhoven Center for Innovation Studies (ECIS) working paper series 04.02, Eindhoven Center for Innovation Studies (ECIS).
- Yang, Lei & Maskus, Keith E., 2009.
"Intellectual property rights, technology transfer and exports in developing countries,"
Journal of Development Economics,
Elsevier, vol. 90(2), pages 231-236, November.
- Lei Yang & Keith E. Maskus, 2008. "Intellectual Property Rights, Technology Transfer and Exports in Developing Countries," CESifo Working Paper Series 2464, CESifo Group Munich.
- World Bank, 2010. "World Development Report 2010 : Development and Climate Change," World Bank Publications, The World Bank, number 4387, 5.
- Keller, Wolfgang, 2002.
"International Technology Diffusion,"
CEPR Discussion Papers
3133, C.E.P.R. Discussion Papers.
- Wolfgang Keller, 2004. "International Technology Diffusion," Journal of Economic Literature, American Economic Association, vol. 42(3), pages 752-782, September.
- Wolfgang Keller, 2001. "International Technology Diffusion," NBER Working Papers 8573, National Bureau of Economic Research, Inc.
- Stavins, Robert & Snyder, Lori & Miller, Nolan, 2003.
"The Effects of Environmental Regulation On Technology Diffusion: The Case of Chlorine Manufacturing,"
Discussion Papers
dp-03-25, Resources For the Future.
- Lori D. Snyder & Nolan H. Miller & Robert N. Stavins, 2003. "The Effects of Environmental Regulation on Technology Diffusion: The Case of Chlorine Manufacturing," American Economic Review, American Economic Association, vol. 93(2), pages 431-435, May.
- Lori Snyder & Nolan Miller & Robert Stavins, 2003. "The Effects of Environmental Regulation on Technology Diffusion: The Case of Chlorine Manufacturing," Working Papers 2003.48, Fondazione Eni Enrico Mattei.
- Snyder, Lori & Miller, Nolan & Stavins, Robert, 2003. "The Effects of Environmental Regulation on Technology Diffusion: The Case of Chlorine Manufacturing," Working Paper Series rwp03-014, Harvard University, John F. Kennedy School of Government.
- Suzanne Scotchmer., 2001.
"The Political Economy of Intellectual Property Treaties,"
Economics Working Papers
E01-305, University of California at Berkeley.
- Suzanne Scotchmer, 2003. "The political economy of intellectual property treaties," Proceedings, Federal Reserve Bank of San Francisco, issue Nov.
- Suzanne Scotchmer, 2004. "The Political Economy of Intellectual Property Treaties," Journal of Law, Economics and Organization, Oxford University Press, vol. 20(2), pages 415-437, October.
- Suzanne Scotchmer, 2002. "The Political Economy of Intellectual Property Treaties," NBER Working Papers 9114, National Bureau of Economic Research, Inc.
- Suzanne Scotchmer, 2002. "The Political Economy of Intellectual Property Treaties," Industrial Organization 0201004, EconWPA.
- Sunil Kanwar & Robert Evenson, 2001.
"Does Intellectual Property Protection Spur Technological Change,"
Working Papers
831, Economic Growth Center, Yale University.
- Sunil Kanwar & Robert Evenson, 2003. "Does intellectual property protection spur technological change?," Oxford Economic Papers, Oxford University Press, vol. 55(2), pages 235-264, April.
- Sunil Kanwar & Robert E Evanson, 2004. "Does Intellectual Property Protection Spur Technological Change?," Levine's Working Paper Archive 122247000000000455, David K. Levine.
- Antoine Dechezleprêtre & Matthieu Glachant & Ivan Hascic & Nick Johnstone & Yann Ménière, 2011.
"Invention and transfer of climate change-mitigation technologies: A global analysis,"
Post-Print
hal-00488214, HAL.
- Antoine Dechezlepr�tre & Matthieu Glachant & Ivan Haščič & Nick Johnstone & Yann Ménière, 2011. "Invention and Transfer of Climate Change--Mitigation Technologies: A Global Analysis," Review of Environmental Economics and Policy, Association of Environmental and Resource Economists, vol. 5(1), pages 109-130, Winter.
- Taylor, Margaret, 2008. "Beyond technology-push and demand-pull: Lessons from California's solar policy," Energy Economics, Elsevier, vol. 30(6), pages 2829-2854, November.
- Edwin Mansfield, 1986. "Patents and Innovation: An Empirical Study," Management Science, INFORMS, vol. 32(2), pages 173-181, February.
- David Popp, 2010. "Innovation and Climate Policy," NBER Working Papers 15673, National Bureau of Economic Research, Inc.
- Kanwar, Sunil & Evenson, Robert, 2009. "On the strength of intellectual property protection that nations provide," Journal of Development Economics, Elsevier, vol. 90(1), pages 50-56, September.
- Sir Nicholas Stern, 2006. "What is the Economics of Climate Change?," World Economics, World Economics, Economic & Financial Publishing, PO Box 69, Henley-on-Thames, Oxfordshire, United Kingdom, RG9 1GB, vol. 7(2), pages 1-10, April.
- Tiffany Shih & Brian Wright, 2011.
"Agricultural Innovation,"
NBER Chapters,
in: Accelerating Energy Innovation: Insights from Multiple Sectors, pages 49-85
National Bureau of Economic Research, Inc.
- Brian D. Wright & Tiffany M. Shih, 2010. "Agricultural Innovation," NBER Working Papers 15793, National Bureau of Economic Research, Inc.
- Gary Yohe & Michael Schlesinger, 2002. "The economic geography of the impacts of climate change," Journal of Economic Geography, Oxford University Press, vol. 2(3), pages 311-341, July.
- Antoine Dechezleprêtre & Matthieu Glachant & Ivan Hascic & Nick Johnstone & Yann Ménière, 2010.
"Invention and transfer of climate change mitigation technologies on a global scale: a study drawing on patent data,"
Grantham Research Institute on Climate Change and the Environment Working Papers
17, Grantham Research Institute on Climate Change and the Environment.
- Matthieu Glachant & Antoine Dechezleprêtre & Ivan Hascic & Nick Johnstone & Yann Ménière, 2009. "Invention and Transfer of Climate Change Mitigation Technologies on a Global Scale: A Study Drawing on Patent Data," Working Papers 2009.82, Fondazione Eni Enrico Mattei.
- Shafik, Nemat, 1994. "Economic Development and Environmental Quality: An Econometric Analysis," Oxford Economic Papers, Oxford University Press, vol. 46(0), pages 757-73, Supplemen.
- Minyuan Zhao, 2006. "Conducting R& D in Countries with Weak Intellectual Property Rights Protection," Management Science, INFORMS, vol. 52(8), pages 1185-1199, August.
- Smith, Pamela J., 1999. "Are weak patent rights a barrier to U.S. exports?," Journal of International Economics, Elsevier, vol. 48(1), pages 151-177, June.
- Walter G. Park & Douglas C. Lippoldt, 2008. "Technology Transfer and the Economic Implications of the Strengthening of Intellectual Property Rights in Developing Countries," OECD Trade Policy Papers 62, OECD Publishing.
- Maskus, Keith E. & Penubarti, Mohan, 1995. "How trade-related are intellectual property rights?," Journal of International Economics, Elsevier, vol. 39(3-4), pages 227-248, November.
- Newell, Richard G. & Jaffe, Adam B. & Stavins, Robert N., 2006. "The effects of economic and policy incentives on carbon mitigation technologies," Energy Economics, Elsevier, vol. 28(5-6), pages 563-578, November.
- Rehdanz, Katrin & Maddison, David, 2005.
"Climate and happiness,"
Ecological Economics,
Elsevier, vol. 52(1), pages 111-125, January.
- Katrin Rehdanz & David J. Maddison, 2003. "Climate and Happiness," Working Papers FNU-20, Research unit Sustainability and Global Change, Hamburg University, revised Apr 2003.
- David Popp, 2002. "Induced Innovation and Energy Prices," American Economic Review, American Economic Association, vol. 92(1), pages 160-180, March.
- Penrose, Edith, 1973. "International Patenting and the Less-Developed Countries," Economic Journal, Royal Economic Society, vol. 83(331), pages 768-86, September.
- Lei, Zhen & Juneja, Rakhi & Wright, Brian D, 2009. "Patents versus patenting: implications of intellectual property protection for biological research," MPRA Paper 34640, University Library of Munich, Germany.
- Leger, Andreanne, 2005. "Intellectual property rights in Mexico: Do they play a role?," World Development, Elsevier, vol. 33(11), pages 1865-1879, November.
- David Popp, 2010. "Innovation and Climate Policy," Annual Review of Resource Economics, Annual Reviews, vol. 2(1), pages 275-298, October.
- Walter G. Park & Juan Carlos Ginarte, 1997. "Intellectual Property Rights And Economic Growth," Contemporary Economic Policy, Western Economic Association International, vol. 15(3), pages 51-61, 07.
Citations
Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.Cited by:
- Antoine Dechezleprêtre & Richard Perkins & Eric Neumayer, 2012.
"Regulatory distance and the transfer of new environmentally sound technologies: evidence from the automobile sector,"
Grantham Research Institute on Climate Change and the Environment Working Papers
73, Grantham Research Institute on Climate Change and the Environment.
- Antoine Dechezleprêtre & Richard Perkins & Eric Neumayer, 2012. "Regulatory Distance and the Transfer of New Environmentally Sound Technologies: Evidence from the Automobile Sector," Working Papers 2012.33, Fondazione Eni Enrico Mattei.
- Dutz, Mark A. & Sharma, Siddharth, 2012. "Green growth, technology and innovation," Policy Research Working Paper Series 5932, The World Bank.
- Takeshi Iida & Kenji Takeuchi, 2011. "Does free trade promote environmental technology transfer?," Journal of Economics, Springer, vol. 104(2), pages 159-190, October.
- Popp, David, 2012. "The role of technological change in green growth," Policy Research Working Paper Series 6239, The World Bank.
- David Hendry, 2010. "Climate Change: Lessons for our Future from the Distant Past," Economics Series Working Papers 485, University of Oxford, Department of Economics.
Lists
This item is not listed on Wikipedia, on a reading list or among the top items on IDEAS.Statistics
Access and download statisticsCorrections
When requesting a correction, please mention this item's handle: RePEc:csa:wpaper:2010-23For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: (Richard Payne).
If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.
If references are entirely missing, you can add them using this form.
If the full references list an item that is present in RePEc, but the system did not link to it, you can help with this form.
If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your profile, as there may be some citations waiting for confirmation.
Please note that corrections may take a couple of weeks to filter through the various RePEc services.

