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Identification of university-based patents: A new large-scale approach

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  • Dornbusch, Friedrich
  • Schmoch, Ulrich
  • Schulze, Nicole
  • Bethke, Nadine

Abstract

This paper described a method to consistently and automatically identify all university-based patents by matching the names of inventors on patent filings with authors of scientific publications. This methodological procedure can be adjusted for different pur-poses. Handling selection criteria rigorously allows us to generate a dataset of universi-ty-based patents with high precision. A less restrictive setting of selection criteria yields a higher coverage in terms of the overall picture and total numbers of academic pa-tents. Using the authors of scientific publications allows us to identify research-active staff at universities without having to continuously compile and update staff lists for comparison with inventor lists. In particular, the author lists also cover research-active staff without official teaching functions who are often not covered by the official staff lists.

Suggested Citation

  • Dornbusch, Friedrich & Schmoch, Ulrich & Schulze, Nicole & Bethke, Nadine, 2012. "Identification of university-based patents: A new large-scale approach," Discussion Papers "Innovation Systems and Policy Analysis" 32, Fraunhofer Institute for Systems and Innovation Research (ISI).
  • Handle: RePEc:zbw:fisidp:32
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    File URL: https://www.econstor.eu/bitstream/10419/60196/1/719371163.pdf
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    References listed on IDEAS

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    1. Youtie, Jan & Shapira, Philip, 2008. "Building an innovation hub: A case study of the transformation of university roles in regional technological and economic development," Research Policy, Elsevier, vol. 37(8), pages 1188-1204, September.
    2. Manuel Trajtenberg & Gil Shiff & Ran Melamed, 2009. "The "Names Game": Harnessing Inventors, Patent Data for Economic Research," Annals of Economics and Statistics, GENES, issue 93-94, pages 67-77.
    3. Thursby, Jerry & Fuller, Anne W. & Thursby, Marie, 2009. "US faculty patenting: Inside and outside the university," Research Policy, Elsevier, vol. 38(1), pages 14-25, February.
    4. Grid Thoma & Salvatore Torrisi, 2007. "Creating Powerful Indicators for Innovation Studies with Approximate Matching Algorithms. A test based on PATSTAT and Amadeus databases," KITeS Working Papers 211, KITeS, Centre for Knowledge, Internationalization and Technology Studies, Universita' Bocconi, Milano, Italy, revised Dec 2007.
    5. Sidonia von Ledebur, 2009. "University-owned Patents in West and East Germany and the Abolition of the Professors' Privilege," Working Papers on Innovation and Space 2009-02, Philipps University Marburg, Department of Geography.
    Full references (including those not matched with items on IDEAS)

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    1. Catalina Martínez & Valerio Sterzi, 2021. "The impact of the abolishment of the professor’s privilege on European university-owned patents," Industry and Innovation, Taylor & Francis Journals, vol. 28(3), pages 247-282, March.
    2. Monica Coffano & Dominique Foray & Michele Pezzoni, 2017. "Does inventor centrality foster regional innovation? The case of the Swiss medical devices sector," Regional Studies, Taylor & Francis Journals, vol. 51(8), pages 1206-1218, August.
    3. Onken, James & Miklos, Andrew C. & Dorsey, Travis F. & Aragon, Richard & Calcagno, Anna Maria, 2019. "Using database linkages to measure innovation, commercialization, and survival of small businesses," Evaluation and Program Planning, Elsevier, vol. 77(C).

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