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Exploring the regional characteristics of inter-provincial CO2 emissions in China:An improved fuzzy clustering analysis based on particle swarm optimization


  • Shiwei Yu
  • Yi-Ming Wei

    () (Center for Energy and Environmental Policy Research (CEEP), Beijing Institute of Technology)

  • Jing-Li Fan
  • Xian Zhang
  • Ke Wang


The better to explore the regional characteristics of inter-provincial CO2 emissions and the rational distribution of the reduction of emission intensity reduction in China, this paper proposes an improved PSO-FCM clustering algorithm. This method can obtain the optimal cluster number and membership grade values by utilizing the global capacity of Particle Swarm Optimization (PSO) on Fuzzy C-means (FCM). The clustering results of CO2 emissions indicate that the 30 provinces of China are divided into five clusters and each has its own significant characteristics. Compared with other clustering methods, the results of PSO-FCM are more explanatory. The most important indicators affecting regional emission characteristics are CO2 emission intensity and per capita emissions, whereas CO2 emission per unit of energy is not obvious in clustering. Furthermore, some policy recommendations on setting emission reduction targets according to the emission characteristics of different clusters are made.

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  • Shiwei Yu & Yi-Ming Wei & Jing-Li Fan & Xian Zhang & Ke Wang, 2011. "Exploring the regional characteristics of inter-provincial CO2 emissions in China:An improved fuzzy clustering analysis based on particle swarm optimization," CEEP-BIT Working Papers 22, Center for Energy and Environmental Policy Research (CEEP), Beijing Institute of Technology.
  • Handle: RePEc:biw:wpaper:22

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    References listed on IDEAS

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    8. Clarke-Sather, Afton & Qu, Jiansheng & Wang, Qin & Zeng, Jingjing & Li, Yan, 2011. "Carbon inequality at the sub-national scale: A case study of provincial-level inequality in CO2 emissions in China 1997-2007," Energy Policy, Elsevier, vol. 39(9), pages 5420-5428, September.
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    More about this item


    Fuzzy C-means cluster; carbon emission; characteristics; mitigation policy;

    JEL classification:

    • Q54 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Environmental Economics - - - Climate; Natural Disasters and their Management; Global Warming
    • C61 - Mathematical and Quantitative Methods - - Mathematical Methods; Programming Models; Mathematical and Simulation Modeling - - - Optimization Techniques; Programming Models; Dynamic Analysis


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