Evolutionary approaches for sustainable innovation policies: From niche to paradigm?
Fostering technological innovation is considered as an important element of policies towards sustainable development. In the past 10 years, evolutionary policy approaches have been increasingly advocated. For several reasons, they seem well equipped to underpin sustainable innovation policies. They focus on dynamics of change and their drivers, they allow for a substantive perspective on technologies beyond mere input-output relations, taking into account trajectories and different characteristics of innovation, and they are able to describe circumstances under which established technologies might persist even when they are to some extent inferior to their new competitors (lock-in). However, the policy effectiveness of evolutionary approaches in cases in which radical or systemic changes are involved is not yet proven. In this paper we assess the theoretical rationale, instrumental aspects and the coping with policy constraints of three evolutionary policy approaches which have also been used in empirical studies: strategic niche management, transition management and time strategies. Each approach has its strengths and specific problems and all three have to be further developed and tested out but they hold promise for contributing to non-incremental change with economic and environmental benefits, by shaping processes of variation, selection and retention, with the outcomes feeding back into policy. They may also be used in other areas in which innovation direction is important, for instance health care or food.
If you experience problems downloading a file, check if you have the proper application to view it first. In case of further problems read the IDEAS help page. Note that these files are not on the IDEAS site. Please be patient as the files may be large.
As the access to this document is restricted, you may want to look for a different version under "Related research" (further below) or search for a different version of it.
References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
- Geels, Frank W., 2002. "Technological transitions as evolutionary reconfiguration processes: a multi-level perspective and a case-study," Research Policy, Elsevier, vol. 31(8-9), pages 1257-1274, December.
- Gerhard Wegner, 1997. "Economic Policy From an Evolutionary Perspective: A New Approach," Journal of Institutional and Theoretical Economics (JITE), Mohr Siebeck, Tübingen, vol. 153(3), pages 485-485, September.
- Konnola, Totti & Unruh, Gregory C. & Carrillo-Hermosilla, Javier, 2006. "Prospective voluntary agreements for escaping techno-institutional lock-in," Ecological Economics, Elsevier, vol. 57(2), pages 239-252, May.
- Mytelka, Lynn K. & Smith, Keith, 2002. "Policy learning and innovation theory: an interactive and co-evolving process," Research Policy, Elsevier, vol. 31(8-9), pages 1467-1479, December.
- Jaffe, Adam B. & Newell, Richard G. & Stavins, Robert N., 2005.
"A tale of two market failures: Technology and environmental policy,"
Elsevier, vol. 54(2-3), pages 164-174, August.
- Stavins, Robert & Jaffe, Adam & Newell, Richard, 2004. "A Tale of Two Market Failures: Technology and Environmental Policy," Discussion Papers dp-04-38, Resources For the Future.
- Markard, Jochen & Stadelmann, Martin & Truffer, Bernhard, 2009. "Prospective analysis of technological innovation systems: Identifying technological and organizational development options for biogas in Switzerland," Research Policy, Elsevier, vol. 38(4), pages 655-667, May.
- Beise, Marian & Rennings, Klaus, 2005. "Lead markets and regulation: a framework for analyzing the international diffusion of environmental innovations," Ecological Economics, Elsevier, vol. 52(1), pages 5-17, January.
- Dosi, Giovanni, 1982.
"Technological paradigms and technological trajectories : A suggested interpretation of the determinants and directions of technical change,"
Elsevier, vol. 11(3), pages 147-162, June.
- Dosi, Giovanni, 1993. "Technological paradigms and technological trajectories : A suggested interpretation of the determinants and directions of technical change," Research Policy, Elsevier, vol. 22(2), pages 102-103, April.
- Rammel, Christian & van den Bergh, Jeroen C. J. M., 2003. "Evolutionary policies for sustainable development: adaptive flexibility and risk minimising," Ecological Economics, Elsevier, vol. 47(2-3), pages 121-133, December.
- Unruh, Gregory C., 2002. "Escaping carbon lock-in," Energy Policy, Elsevier, vol. 30(4), pages 317-325, March.
- Jan Rotmans & Rene Kemp, 2008. "Detour ahead: a response to Shove and Walker about the perilous road of transition management," Environment and Planning A, Pion Ltd, London, vol. 40(4), pages 1006-1011, April.
- Chris Freeman & Luc Soete, 1997. "The Economics of Industrial Innovation, 3rd Edition," MIT Press Books, The MIT Press, edition 3, volume 1, number 0262061953.
- van der Laak, W.W.M. & Raven, R.P.J.M. & Verbong, G.P.J., 2007. "Strategic niche management for biofuels: Analysing past experiments for developing new biofuel policies," Energy Policy, Elsevier, vol. 35(6), pages 3213-3225, June.
- Unruh, Gregory C., 2000. "Understanding carbon lock-in," Energy Policy, Elsevier, vol. 28(12), pages 817-830, October.
- Rennings, Klaus, 2000. "Redefining innovation -- eco-innovation research and the contribution from ecological economics," Ecological Economics, Elsevier, vol. 32(2), pages 319-332, February.
- Metcalfe, J S, 1995. "Technology Systems and Technology Policy in an Evolutionary Framework," Cambridge Journal of Economics, Oxford University Press, vol. 19(1), pages 25-46, February.
- Sartorius, Christian, 2006. "Second-order sustainability--conditions for the development of sustainable innovations in a dynamic environment," Ecological Economics, Elsevier, vol. 58(2), pages 268-286, June.
- Carrillo-Hermosilla, Javier, 2006. "A policy approach to the environmental impacts of technological lock-in," Ecological Economics, Elsevier, vol. 58(4), pages 717-742, July.
- Staffan Jacobsson & Anna Bergek, 2004. "Transforming the energy sector: the evolution of technological systems in renewable energy technology," Industrial and Corporate Change, Oxford University Press, vol. 13(5), pages 815-849, October.
- Witt, Ulrich, 1996. "Innovations, Externalities and the Problem of Economic Progress," Public Choice, Springer, vol. 89(1-2), pages 113-130, October.
- Sartorius, Christian, 2007. "Time strategies in environmental innovation policy: the case of the mobile fuel cell and hydrogen infrastructure," Working Papers "Sustainability and Innovation" S4/2007, Fraunhofer Institute for Systems and Innovation Research (ISI).
- Mueller,Dennis C., 2003. "Public Choice III," Cambridge Books, Cambridge University Press, number 9780521894753, October.
When requesting a correction, please mention this item's handle: RePEc:eee:respol:v:38:y:2009:i:4:p:668-680. See general information about how to correct material in RePEc.
For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: (Shamier, Wendy)
If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.
If references are entirely missing, you can add them using this form.
If the full references list an item that is present in RePEc, but the system did not link to it, you can help with this form.
If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your profile, as there may be some citations waiting for confirmation.
Please note that corrections may take a couple of weeks to filter through the various RePEc services.