IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v226y2022ics0951832022003349.html
   My bibliography  Save this article

A risk comparison framework for autonomous ships navigation

Author

Listed:
  • Fan, Cunlong
  • Montewka, Jakub
  • Zhang, Di

Abstract

Maritime autonomous surface ships (MASS) may operate in three predefined operational modes (OM): manual, remote, or autonomous control. Determining the appropriate OM for MASS is important for operators and competent authorities that monitor and regulate maritime traffic in given areas. However, a science-based approach to this respect is currently unavailable. To assist the selection of the proper OM, this study presents a risk-based framework to compare risks in a given situation. To determine the risk level for a given OM, this framework utilizes expected failure modes (FM) related to people, organization, vessel, environment, and technology. FMs and associated accident scenarios (AS) were identified from conventional ship accidents, operating in manual control, in a coastal area in China, based on an extended 24Model. To expand these FMs to other OMs, experts’ knowledge elicitation sessions were carried out. Subsequently, a metric for navigation risk of MASS in given OMs was introduced and estimated for the expected AS, using interval-based risk prioritization numbers to convey inherent uncertainty. Finally, by ranking interval-valued metrics in the three OMs, a risk picture was obtained. The feasibility of the proposed framework for risk comparison was verified using grounding in coastal areas where accident data were collected.

Suggested Citation

  • Fan, Cunlong & Montewka, Jakub & Zhang, Di, 2022. "A risk comparison framework for autonomous ships navigation," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
  • Handle: RePEc:eee:reensy:v:226:y:2022:i:c:s0951832022003349
    DOI: 10.1016/j.ress.2022.108709
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832022003349
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ress.2022.108709?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Bing Wu & Xinping Yan & Yang Wang & C. Guedes Soares, 2017. "An Evidential Reasoning‐Based CREAM to Human Reliability Analysis in Maritime Accident Process," Risk Analysis, John Wiley & Sons, vol. 37(10), pages 1936-1957, October.
    2. Cunlong Fan & Jakub Montewka & Di Zhang, 2021. "Towards a Framework of Operational-Risk Assessment for a Maritime Autonomous Surface Ship," Energies, MDPI, vol. 14(13), pages 1-12, June.
    3. Sengupta, Atanu & Pal, Tapan Kumar, 2000. "On comparing interval numbers," European Journal of Operational Research, Elsevier, vol. 127(1), pages 28-43, November.
    4. BahooToroody, Ahmad & Abaei, Mohammad Mahdi & Banda, Osiris Valdez & Kujala, Pentti & De Carlo, Filippo & Abbassi, Rouzbeh, 2022. "Prognostic health management of repairable ship systems through different autonomy degree; From current condition to fully autonomous ship," Reliability Engineering and System Safety, Elsevier, vol. 221(C).
    5. Wróbel, Krzysztof & Montewka, Jakub & Kujala, Pentti, 2018. "Towards the development of a system-theoretic model for safety assessment of autonomous merchant vessels," Reliability Engineering and System Safety, Elsevier, vol. 178(C), pages 209-224.
    6. Refaul Ferdous & Faisal Khan & Rehan Sadiq & Paul Amyotte & Brian Veitch, 2011. "Fault and Event Tree Analyses for Process Systems Risk Analysis: Uncertainty Handling Formulations," Risk Analysis, John Wiley & Sons, vol. 31(1), pages 86-107, January.
    7. Montewka, Jakub & Manderbacka, Teemu & Ruponen, Pekka & Tompuri, Markus & Gil, Mateusz & Hirdaris, Spyros, 2022. "Accident susceptibility index for a passenger ship-a framework and case study," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    8. Utne, Ingrid Bouwer & Rokseth, Børge & Sørensen, Asgeir J. & Vinnem, Jan Erik, 2020. "Towards supervisory risk control of autonomous ships," Reliability Engineering and System Safety, Elsevier, vol. 196(C).
    9. de Vos, Jiri & Hekkenberg, Robert G. & Valdez Banda, Osiris A., 2021. "The Impact of Autonomous Ships on Safety at Sea – A Statistical Analysis," Reliability Engineering and System Safety, Elsevier, vol. 210(C).
    10. Zhang, Mingyang & Zhang, Di & Fu, Shanshan & Kujala, Pentti & Hirdaris, Spyros, 2022. "A predictive analytics method for maritime traffic flow complexity estimation in inland waterways," Reliability Engineering and System Safety, Elsevier, vol. 220(C).
    11. Ramos, M.A. & Thieme, Christoph A. & Utne, Ingrid B. & Mosleh, A., 2020. "Human-system concurrent task analysis for maritime autonomous surface ship operation and safety," Reliability Engineering and System Safety, Elsevier, vol. 195(C).
    12. Chang, Chia-Hsun & Kontovas, Christos & Yu, Qing & Yang, Zaili, 2021. "Risk assessment of the operations of maritime autonomous surface ships," Reliability Engineering and System Safety, Elsevier, vol. 207(C).
    13. Fonseca, Tiago & Lagdami, Khanssa & Schröder-Hinrichs, Jens-Uwe, 2021. "Assessing innovation in transport: An application of the Technology Adoption (TechAdo) model to Maritime Autonomous Surface Ships (MASS)," Transport Policy, Elsevier, vol. 114(C), pages 182-195.
    14. Stanley Kaplan & B. John Garrick, 1981. "On The Quantitative Definition of Risk," Risk Analysis, John Wiley & Sons, vol. 1(1), pages 11-27, March.
    15. He, Xuhong & Wang, Yao & Shen, Zupei & Huang, Xiangrui, 2008. "A simplified CREAM prospective quantification process and its application," Reliability Engineering and System Safety, Elsevier, vol. 93(2), pages 298-306.
    16. Lin Xie & Mary Ann Lundteigen & Yiliu Liu, 2020. "Reliability and barrier assessment of series–parallel systems subject to cascading failures," Journal of Risk and Reliability, , vol. 234(3), pages 455-469, June.
    17. Jiang, Dan & Wu, Bing & Cheng, Zhiyou & Xue, Jie & van Gelder, P.H.A.J.M., 2021. "Towards a probabilistic model for estimation of grounding accidents in fluctuating backwater zone of the Three Gorges Reservoir," Reliability Engineering and System Safety, Elsevier, vol. 205(C).
    18. Wróbel, Krzysztof & Montewka, Jakub & Kujala, Pentti, 2017. "Towards the assessment of potential impact of unmanned vessels on maritime transportation safety," Reliability Engineering and System Safety, Elsevier, vol. 165(C), pages 155-169.
    19. Aven, Terje, 2012. "The risk concept—historical and recent development trends," Reliability Engineering and System Safety, Elsevier, vol. 99(C), pages 33-44.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Guo, Jian & Luo, Cheng & Ma, Kaijiang, 2023. "Risk coupling analysis of road transportation accidents of hazardous materials in complicated maritime environment," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    2. Cheng, Tingting & Utne, Ingrid Bouwer & Wu, Bing & Wu, Qing, 2023. "A novel system-theoretic approach for human-system collaboration safety: Case studies on two degrees of autonomy for autonomous ships," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    3. Chelouati, Mohammed & Boussif, Abderraouf & Beugin, Julie & El Koursi, El-Miloudi, 2023. "Graphical safety assurance case using Goal Structuring Notation (GSN) — challenges, opportunities and a framework for autonomous trains," Reliability Engineering and System Safety, Elsevier, vol. 230(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yang & Chen, Peng & Wu, Bing & Wan, Chengpeng & Yang, Zaili, 2022. "A trustable architecture over blockchain to facilitate maritime administration for MASS systems," Reliability Engineering and System Safety, Elsevier, vol. 219(C).
    2. Johansen, Thomas & Blindheim, Simon & Torben, Tobias Rye & Utne, Ingrid Bouwer & Johansen, Tor Arne & Sørensen, Asgeir J., 2023. "Development and testing of a risk-based control system for autonomous ships," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    3. Wu, Bing & Yip, Tsz Leung & Yan, Xinping & Guedes Soares, C., 2022. "Review of techniques and challenges of human and organizational factors analysis in maritime transportation," Reliability Engineering and System Safety, Elsevier, vol. 219(C).
    4. Antão, P. & Sun, S. & Teixeira, A.P. & Guedes Soares, C., 2023. "Quantitative assessment of ship collision risk influencing factors from worldwide accident and fleet data," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    5. Chang, Chia-Hsun & Kontovas, Christos & Yu, Qing & Yang, Zaili, 2021. "Risk assessment of the operations of maritime autonomous surface ships," Reliability Engineering and System Safety, Elsevier, vol. 207(C).
    6. Cheng, Tingting & Utne, Ingrid Bouwer & Wu, Bing & Wu, Qing, 2023. "A novel system-theoretic approach for human-system collaboration safety: Case studies on two degrees of autonomy for autonomous ships," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    7. Abaei, Mohammad Mahdi & Hekkenberg, Robert & BahooToroody, Ahmad & Banda, Osiris Valdez & van Gelder, Pieter, 2022. "A probabilistic model to evaluate the resilience of unattended machinery plants in autonomous ships," Reliability Engineering and System Safety, Elsevier, vol. 219(C).
    8. Victor Bolbot & Gerasimos Theotokatos & LA Wennersberg & Jerome Faivre & Dracos Vassalos & Evangelos Boulougouris & Ørnulf Jan Rødseth & Pål Andersen & Ann-Sofie Pauwelyn & Antoon Van Coillie, 2023. "A novel risk assessment process: Application to an autonomous inland waterways ship," Journal of Risk and Reliability, , vol. 237(2), pages 436-458, April.
    9. de Vos, Jiri & Hekkenberg, Robert G. & Valdez Banda, Osiris A., 2021. "The Impact of Autonomous Ships on Safety at Sea – A Statistical Analysis," Reliability Engineering and System Safety, Elsevier, vol. 210(C).
    10. BahooToroody, Ahmad & Abaei, Mohammad Mahdi & Banda, Osiris Valdez & Kujala, Pentti & De Carlo, Filippo & Abbassi, Rouzbeh, 2022. "Prognostic health management of repairable ship systems through different autonomy degree; From current condition to fully autonomous ship," Reliability Engineering and System Safety, Elsevier, vol. 221(C).
    11. Wenjun Zhang & Yingjun Zhang & Weiliang Qiao, 2022. "Risk Scenario Evaluation for Intelligent Ships by Mapping Hierarchical Holographic Modeling into Risk Filtering, Ranking and Management," Sustainability, MDPI, vol. 14(4), pages 1-18, February.
    12. Li, Xue & Oh, Poong & Zhou, Yusheng & Yuen, Kum Fai, 2023. "Operational risk identification of maritime surface autonomous ship: A network analysis approach," Transport Policy, Elsevier, vol. 130(C), pages 1-14.
    13. Gil, Mateusz, 2021. "A concept of critical safety area applicable for an obstacle-avoidance process for manned and autonomous ships," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    14. Tsoumpris, Charalampos & Theotokatos, Gerasimos, 2023. "A decision-making approach for the health-aware energy management of ship hybrid power plants," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    15. Ruponen, Pekka & Montewka, Jakub & Tompuri, Markus & Manderbacka, Teemu & Hirdaris, Spyros, 2022. "A framework for onboard assessment and monitoring of flooding risk due to open watertight doors for passenger ships," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    16. Fonseca, Tiago & Lagdami, Khanssa & Schröder-Hinrichs, Jens-Uwe, 2021. "Assessing innovation in transport: An application of the Technology Adoption (TechAdo) model to Maritime Autonomous Surface Ships (MASS)," Transport Policy, Elsevier, vol. 114(C), pages 182-195.
    17. Yu, Qing & Teixeira, Ângelo Palos & Liu, Kezhong & Rong, Hao & Guedes Soares, Carlos, 2021. "An integrated dynamic ship risk model based on Bayesian Networks and Evidential Reasoning," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    18. Sezer, Sukru Ilke & Akyuz, Emre & Arslan, Ozcan, 2022. "An extended HEART Dempster–Shafer evidence theory approach to assess human reliability for the gas freeing process on chemical tankers," Reliability Engineering and System Safety, Elsevier, vol. 220(C).
    19. Wróbel, Krzysztof, 2021. "Searching for the origins of the myth: 80% human error impact on maritime safety," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    20. Wang, Lei & Liu, Qing & Dong, Shiyu & Guedes Soares, C., 2022. "Selection of countermeasure portfolio for shipping safety with consideration of investment risk aversion," Reliability Engineering and System Safety, Elsevier, vol. 219(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:226:y:2022:i:c:s0951832022003349. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.