IDEAS home Printed from https://ideas.repec.org/a/eee/phsmap/v682y2026ics0378437125008143.html

Uncovering multi-technology convergence patterns with hypergraphs: Evolution and prediction using patent data

Author

Listed:
  • Huang, Yiwei
  • Xu, Shuqi
  • Cai, Shimin
  • Lü, Linyuan

Abstract

Technology convergence integrates distinct domains to create novel combinations, driving radical innovation that reshapes markets and industries. However, prevailing approaches rely on pairwise networks that cannot capture multi-technology interactions and suffer scale biases from heterogeneous patenting activity. To overcome these limitations, this study proposes a hypergraph-based framework that directly models multi-technology convergence and identifies statistically significant convergence via a probabilistic null model. Using four decades of USPTO patent data (1984–2023), we construct two comparable hypergraphs: a co-classification hypergraph representing explicit inventive convergence and a co-citation hypergraph capturing implicit knowledge-flow convergence. Evolution analysis on both hypergraph types reveals a sustained growth in multi-technology and cross-domain convergence, with a marked transition from chemistry-led to computing-led convergence patterns. Building on these insights, we formulate the forecasting of technology convergence as a hyperedge prediction task. We implement random forest classifiers trained on two complementary feature sets derived from both hypergraphs: similarity features capturing structural and semantic similarities among technologies, and intrinsic features representing inherent attributes of the constituent technologies. Predictive results demonstrate that features derived from the co-citation hypergraph exhibit stronger predictive power than those from the co-classification hypergraph. Their combination achieves optimal performance, with both AUC-ROC and AUPRC exceeding 0.90. Explainable AI analyses (Gini importance and SHAP) identify similarity features, including global knowledge-flow reachability and semantic similarity, as dominant drivers of convergence, while citation and economic values in intrinsic features exhibit contrasting associations with convergence probability. This framework bridges evolution analysis and predictive modeling of multi-technology convergence, providing actionable intelligence for anticipating technological opportunities and guiding innovation strategy.

Suggested Citation

  • Huang, Yiwei & Xu, Shuqi & Cai, Shimin & Lü, Linyuan, 2026. "Uncovering multi-technology convergence patterns with hypergraphs: Evolution and prediction using patent data," Physica A: Statistical Mechanics and its Applications, Elsevier, vol. 682(C).
  • Handle: RePEc:eee:phsmap:v:682:y:2026:i:c:s0378437125008143
    DOI: 10.1016/j.physa.2025.131162
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0378437125008143
    Download Restriction: Full text for ScienceDirect subscribers only. Journal offers the option of making the article available online on Science direct for a fee of $3,000

    File URL: https://libkey.io/10.1016/j.physa.2025.131162?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to

    for a different version of it.

    References listed on IDEAS

    as
    1. Yuanzhao Zhang & Maxime Lucas & Federico Battiston, 2023. "Higher-order interactions shape collective dynamics differently in hypergraphs and simplicial complexes," Nature Communications, Nature, vol. 14(1), pages 1-8, December.
    2. Xu, Shuqi & Mariani, Manuel Sebastian & Lü, Linyuan & Napolitano, Lorenzo & Pugliese, Emanuele & Zaccaria, Andrea, 2024. "Citations or dollars? Early signals of a firm’s research success," Technological Forecasting and Social Change, Elsevier, vol. 201(C).
    3. Kim, Juram & Kim, Seungho & Lee, Changyong, 2019. "Anticipating technological convergence: Link prediction using Wikipedia hyperlinks," Technovation, Elsevier, vol. 79(C), pages 25-34.
    4. Caviggioli, Federico, 2016. "Technology fusion: Identification and analysis of the drivers of technology convergence using patent data," Technovation, Elsevier, vol. 55, pages 22-32.
    5. Leonid Kogan & Dimitris Papanikolaou & Amit Seru & Noah Stoffman, 2017. "Technological Innovation, Resource Allocation, and Growth," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 132(2), pages 665-712.
    6. Fredrik Hacklin & Martin W. Wallin, 2013. "Convergence and interdisciplinarity in innovation management: a review, critique, and future directions," The Service Industries Journal, Taylor & Francis Journals, vol. 33(7-8), pages 774-788, May.
    7. Lü, Linyuan & Zhou, Tao, 2011. "Link prediction in complex networks: A survey," Physica A: Statistical Mechanics and its Applications, Elsevier, vol. 390(6), pages 1150-1170.
    8. Bart Leten & Rene Belderbos & Bart Van Looy, 2016. "Entry and Technological Performance in New Technology Domains: Technological Opportunities, Technology Competition and Technological Relatedness," Journal of Management Studies, Wiley Blackwell, vol. 53(8), pages 1257-1291, December.
    9. Tao Zhou & Linyuan Lü & Yi-Cheng Zhang, 2009. "Predicting missing links via local information," The European Physical Journal B: Condensed Matter and Complex Systems, Springer;EDP Sciences, vol. 71(4), pages 623-630, October.
    10. Stoffman, Noah & Woeppel, Michael & Yavuz, M. Deniz, 2022. "Small innovators: No risk, No return," Journal of Accounting and Economics, Elsevier, vol. 74(1).
    11. Chen Zhu & Kazuyuki Motohashi, 2023. "Government R&D spending as a driving force of technology convergence: a case study of the Advanced Sequencing Technology Program," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(5), pages 3035-3065, May.
    12. Rodica Ioana Lung & Noémi Gaskó & Mihai Alexandru Suciu, 2018. "A hypergraph model for representing scientific output," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(3), pages 1361-1379, December.
    13. Juite Wang & Tzu-Yen Hsu, 2023. "Early discovery of emerging multi-technology convergence for analyzing technology opportunities from patent data: the case of smart health," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(8), pages 4167-4196, August.
    14. Feng Shi & James Evans, 2023. "Surprising combinations of research contents and contexts are related to impact and emerge with scientific outsiders from distant disciplines," Nature Communications, Nature, vol. 14(1), pages 1-13, December.
    15. Yuan, Xiaodong & Cai, Yuchen, 2021. "Forecasting the development trend of low emission vehicle technologies: Based on patent data," Technological Forecasting and Social Change, Elsevier, vol. 166(C).
    16. Changyong Lee & Suckwon Hong & Juram Kim, 2021. "Anticipating multi-technology convergence: a machine learning approach using patent information," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(3), pages 1867-1896, March.
    17. Kim, Tae San & Sohn, So Young, 2020. "Machine-learning-based deep semantic analysis approach for forecasting new technology convergence," Technological Forecasting and Social Change, Elsevier, vol. 157(C).
    18. Matti Karvonen & Tuomo Kassi & Rahul Kapoor, 2010. "Technological innovation strategies in converging industries," International Journal of Business Innovation and Research, Inderscience Enterprises Ltd, vol. 4(5), pages 391-410.
    19. Seongkyoon Jeong & Jong-Chan Kim & Jae Young Choi, 2015. "Technology convergence: What developmental stage are we in?," Scientometrics, Springer;Akadémiai Kiadó, vol. 104(3), pages 841-871, September.
    20. Li, Xin & Wang, Yan, 2024. "A novel integrated approach for quantifying the convergence of disruptive technologies from science to technology," Technological Forecasting and Social Change, Elsevier, vol. 209(C).
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Seo, Wonchul & Afifuddin, Mokh, 2024. "Developing a supervised learning model for anticipating potential technology convergence between technology topics," Technological Forecasting and Social Change, Elsevier, vol. 203(C).
    2. Park, Mingyu & Geum, Youngjung, 2022. "Two-stage technology opportunity discovery for firm-level decision making: GCN-based link-prediction approach," Technological Forecasting and Social Change, Elsevier, vol. 183(C).
    3. Zhao, Jianyu & Su, Xinjie & Li, Xixi & Xi, Xi & Yao, Xinlin, 2025. "Forecasting technology convergence with the spatiotemporal link prediction model," Technovation, Elsevier, vol. 146(C).
    4. Sajad Ashouri & Anne-Laure Mention & Kosmas X. Smyrnios, 2021. "Anticipation and analysis of industry convergence using patent-level indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 5727-5758, July.
    5. Sick, Nathalie & Bröring, Stefanie, 2022. "Exploring the research landscape of convergence from a TIM perspective: A review and research agenda," Technological Forecasting and Social Change, Elsevier, vol. 175(C).
    6. Jianyu Zhao & Zhenjie Dong & Xinlin Yao & Xi Xi, 2026. "Optimizing collaboration decisions in technological innovation through machine learning: identify trend and partners in collaboration-knowledge interdependent networks," Annals of Operations Research, Springer, vol. 359(1), pages 1059-1100, April.
    7. Kim, Tae San & Sohn, So Young, 2020. "Machine-learning-based deep semantic analysis approach for forecasting new technology convergence," Technological Forecasting and Social Change, Elsevier, vol. 157(C).
    8. Yang, Guancan & Liu, Di & Chen, Ling & Lu, Kun, 2025. "Integrating persistence process into the analysis of technology convergence using STERGM," Journal of Informetrics, Elsevier, vol. 19(1).
    9. Lee, Hyunmin, 2023. "Converging technology to improve firm innovation competencies and business performance: Evidence from smart manufacturing technologies," Technovation, Elsevier, vol. 123(C).
    10. Chen Zhu & Kazuyuki Motohashi, 2023. "Government R&D spending as a driving force of technology convergence: a case study of the Advanced Sequencing Technology Program," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(5), pages 3035-3065, May.
    11. Dejing Kong & Jianzhong Yang & Lingfeng Li, 2020. "Early identification of technological convergence in numerical control machine tool: a deep learning approach," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(3), pages 1983-2009, December.
    12. Zhao, Shengchao & Zeng, Deming & Li, Jian & Feng, Ke & Wang, Yao, 2023. "Quantity or quality: The roles of technology and science convergence on firm innovation performance," Technovation, Elsevier, vol. 126(C).
    13. Joon Hyung Cho & Jungpyo Lee & So Young Sohn, 2021. "Predicting future technological convergence patterns based on machine learning using link prediction," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 5413-5429, July.
    14. Zhu, Chen & Motohashi, Kazuyuki, 2022. "Identifying the technology convergence using patent text information: A graph convolutional networks (GCN)-based approach," Technological Forecasting and Social Change, Elsevier, vol. 176(C).
    15. Wang, Liang & Li, Munan, 2024. "An exploration method for technology forecasting that combines link prediction with graph embedding: A case study on blockchain," Technological Forecasting and Social Change, Elsevier, vol. 208(C).
    16. Jungpyo Lee & So Young Sohn, 2021. "Recommendation system for technology convergence opportunities based on self-supervised representation learning," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(1), pages 1-25, January.
    17. Jong Wook Lee & So Young Sohn, 2021. "Patent data based search framework for IT R&D employees for convergence technology," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 5687-5705, July.
    18. Gui, Liang & Wu, Jie & Liu, Peng & Ma, Tieju, 2025. "Recognition of promising technologies considering inventor and assignee's historic performance: A machine learning approach," Technological Forecasting and Social Change, Elsevier, vol. 214(C).
    19. Kim, Juram & Kim, Seungho & Lee, Changyong, 2019. "Anticipating technological convergence: Link prediction using Wikipedia hyperlinks," Technovation, Elsevier, vol. 79(C), pages 25-34.
    20. Chen ZHU & Kazuyuki MOTOHASHI, 2022. "Government R&D spending as a driving force of technology convergence," Discussion papers 22030, Research Institute of Economy, Trade and Industry (RIETI).

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:phsmap:v:682:y:2026:i:c:s0378437125008143. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/physica-a-statistical-mechpplications/ .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.