IDEAS home Printed from https://ideas.repec.org/a/eee/ejores/v207y2010i1p269-283.html
   My bibliography  Save this article

A model for real-time failure prognosis based on hidden Markov model and belief rule base

Author

Listed:
  • Zhou, Zhi-Jie
  • Hu, Chang-Hua
  • Xu, Dong-Ling
  • Chen, Mao-Yin
  • Zhou, Dong-Hua

Abstract

As one of most important aspects of condition-based maintenance (CBM), failure prognosis has attracted an increasing attention with the growing demand for higher operational efficiency and safety in industrial systems. Currently there are no effective methods which can predict a hidden failure of a system real-time when there exist influences from the changes of environmental factors and there is no such an accurate mathematical model for the system prognosis due to its intrinsic complexity and operating in potentially uncertain environment. Therefore, this paper focuses on developing a new hidden Markov model (HMM) based method which can deal with the problem. Although an accurate model between environmental factors and a failure process is difficult to obtain, some expert knowledge can be collected and represented by a belief rule base (BRB) which is an expert system in fact. As such, combining the HMM with the BRB, a new prognosis model is proposed to predict the hidden failure real-time even when there are influences from the changes of environmental factors. In the proposed model, the HMM is used to capture the relationships between the hidden failure and monitored observations of a system. The BRB is used to model the relationships between the environmental factors and the transition probabilities among the hidden states of the system including the hidden failure, which is the main contribution of this paper. Moreover, a recursive algorithm for online updating the prognosis model is developed. An experimental case study is examined to demonstrate the implementation and potential applications of the proposed real-time failure prognosis method.

Suggested Citation

  • Zhou, Zhi-Jie & Hu, Chang-Hua & Xu, Dong-Ling & Chen, Mao-Yin & Zhou, Dong-Hua, 2010. "A model for real-time failure prognosis based on hidden Markov model and belief rule base," European Journal of Operational Research, Elsevier, vol. 207(1), pages 269-283, November.
  • Handle: RePEc:eee:ejores:v:207:y:2010:i:1:p:269-283
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0377-2217(10)00259-6
    Download Restriction: Full text for ScienceDirect subscribers only
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. W Wang & A H Christer, 2000. "Towards a general condition based maintenance model for a stochastic dynamic system," Journal of the Operational Research Society, Palgrave Macmillan;The OR Society, vol. 51(2), pages 145-155, February.
    2. Davis, P. & Burn, S. & Moglia, M. & Gould, S., 2007. "A physical probabilistic model to predict failure rates in buried PVC pipelines," Reliability Engineering and System Safety, Elsevier, vol. 92(9), pages 1258-1266.
    3. W Wang & B Hussin, 2009. "Plant residual time modelling based on observed variables in oil samples," Journal of the Operational Research Society, Palgrave Macmillan;The OR Society, vol. 60(6), pages 789-796, June.
    4. Dong, Ming & He, David, 2007. "Hidden semi-Markov model-based methodology for multi-sensor equipment health diagnosis and prognosis," European Journal of Operational Research, Elsevier, vol. 178(3), pages 858-878, May.
    5. Wang, Wenbin, 2007. "A two-stage prognosis model in condition based maintenance," European Journal of Operational Research, Elsevier, vol. 182(3), pages 1177-1187, November.
    6. Chen, Dongyan & Trivedi, Kishor S., 2005. "Optimization for condition-based maintenance with semi-Markov decision process," Reliability Engineering and System Safety, Elsevier, vol. 90(1), pages 25-29.
    7. W Wang, 2007. "A prognosis model for wear prediction based on oil-based monitoring," Journal of the Operational Research Society, Palgrave Macmillan;The OR Society, vol. 58(7), pages 887-893, July.
    8. Yang, Jian-Bo, 2001. "Rule and utility based evidential reasoning approach for multiattribute decision analysis under uncertainties," European Journal of Operational Research, Elsevier, vol. 131(1), pages 31-61, May.
    9. Wang, Ying-Ming & Yang, Jian-Bo & Xu, Dong-Ling, 2006. "Environmental impact assessment using the evidential reasoning approach," European Journal of Operational Research, Elsevier, vol. 174(3), pages 1885-1913, November.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Abu-Samah, A. & Shahzad, M.K. & Zamai, E., 2017. "Bayesian based methodology for the extraction and validation of time bound failure signatures for online failure prediction," Reliability Engineering and System Safety, Elsevier, vol. 167(C), pages 616-628.
    2. Zhao, Dao & Zhou, Zhijie & Tang, Shuaiwen & Cao, You & Wang, Jie & Zhang, Peng & Zhang, Yijun, 2022. "Online estimation of satellite lithium-ion battery capacity based on approximate belief rule base and hidden Markov model," Energy, Elsevier, vol. 256(C).
    3. Wang, Jingjing & Miao, Yonghao, 2021. "Optimal preventive maintenance policy of the balanced system under the semi-Markov model," Reliability Engineering and System Safety, Elsevier, vol. 213(C).
    4. Gámiz, María Luz & Limnios, Nikolaos & Segovia-García, María del Carmen, 2023. "Hidden markov models in reliability and maintenance," European Journal of Operational Research, Elsevier, vol. 304(3), pages 1242-1255.
    5. De Angelis, Luca & Dias, José G., 2014. "Mining categorical sequences from data using a hybrid clustering method," European Journal of Operational Research, Elsevier, vol. 234(3), pages 720-730.
    6. Wang, Xiaolin & Balakrishnan, Narayanaswamy & Guo, Bo, 2014. "Residual life estimation based on a generalized Wiener degradation process," Reliability Engineering and System Safety, Elsevier, vol. 124(C), pages 13-23.
    7. Zhao, S. & Liu, X. & Zhuo, Y., 2017. "Hybrid Hidden Markov Models for resilience metrics in a dynamic infrastructure system," Reliability Engineering and System Safety, Elsevier, vol. 164(C), pages 84-97.
    8. Schücking, Maximilian & Jochem, Patrick, 2021. "Two-stage stochastic program optimizing the cost of electric vehicles in commercial fleets," Applied Energy, Elsevier, vol. 293(C).
    9. Naumzik, Christof & Feuerriegel, Stefan & Nielsen, Anne Molgaard, 2023. "Data-driven dynamic treatment planning for chronic diseases," European Journal of Operational Research, Elsevier, vol. 305(2), pages 853-867.
    10. Carr, Matthew J. & Wang, Wenbin, 2011. "An approximate algorithm for prognostic modelling using condition monitoring information," European Journal of Operational Research, Elsevier, vol. 211(1), pages 90-96, May.
    11. Jiang, P. & Liu, X., 2016. "Hidden Markov model for municipal waste generation forecasting under uncertainties," European Journal of Operational Research, Elsevier, vol. 250(2), pages 639-651.
    12. Thanh Trung Le & Florent Chatelain & Christophe Bérenguer, 2016. "Multi-branch hidden Markov models for remaining useful life estimation of systems under multiple deterioration modes," Journal of Risk and Reliability, , vol. 230(5), pages 473-484, October.
    13. Özgür-Ünlüakın, Demet & Türkali, Busenur, 2021. "Evaluation of proactive maintenance policies on a stochastically dependent hidden multi-component system using DBNs," Reliability Engineering and System Safety, Elsevier, vol. 211(C).
    14. Akram Khaleghei & Viliam Makis, 2015. "Model parameter estimation and residual life prediction for a partially observable failing system," Naval Research Logistics (NRL), John Wiley & Sons, vol. 62(3), pages 190-205, April.
    15. Dias, José G. & Vermunt, Jeroen K. & Ramos, Sofia, 2015. "Clustering financial time series: New insights from an extended hidden Markov model," European Journal of Operational Research, Elsevier, vol. 243(3), pages 852-864.
    16. Si, Xiao-Sheng & Wang, Wenbin & Hu, Chang-Hua & Zhou, Dong-Hua, 2011. "Remaining useful life estimation - A review on the statistical data driven approaches," European Journal of Operational Research, Elsevier, vol. 213(1), pages 1-14, August.
    17. Zhang, Zhengxin & Si, Xiaosheng & Hu, Changhua & Lei, Yaguo, 2018. "Degradation data analysis and remaining useful life estimation: A review on Wiener-process-based methods," European Journal of Operational Research, Elsevier, vol. 271(3), pages 775-796.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Si, Xiao-Sheng & Wang, Wenbin & Hu, Chang-Hua & Zhou, Dong-Hua, 2011. "Remaining useful life estimation - A review on the statistical data driven approaches," European Journal of Operational Research, Elsevier, vol. 213(1), pages 1-14, August.
    2. Zhengxin Zhang & Xiaosheng Si & Changhua Hu & Xiangyu Kong, 2015. "Degradation modeling–based remaining useful life estimation: A review on approaches for systems with heterogeneity," Journal of Risk and Reliability, , vol. 229(4), pages 343-355, August.
    3. J-B Yang & D-L Xu & X Xie & A K Maddulapalli, 2011. "Multicriteria evidential reasoning decision modelling and analysis—prioritizing voices of customer," Journal of the Operational Research Society, Palgrave Macmillan;The OR Society, vol. 62(9), pages 1638-1654, September.
    4. Xiaojiao Qiao & Dan Shi, 2019. "Risk Analysis of Emergency Based on Fuzzy Evidential Reasoning," Complexity, Hindawi, vol. 2019, pages 1-10, November.
    5. Wang, Wenbin & Hussin, B. & Jefferis, Tim, 2012. "A case study of condition based maintenance modelling based upon the oil analysis data of marine diesel engines using stochastic filtering," International Journal of Production Economics, Elsevier, vol. 136(1), pages 84-92.
    6. Jun Liu & Jian-Bo Yang & Da Ruan & Luis Martinez & Jin Wang, 2008. "Self-tuning of fuzzy belief rule bases for engineering system safety analysis," Annals of Operations Research, Springer, vol. 163(1), pages 143-168, October.
    7. Kong, Guilan & Xu, Dong-Ling & Body, Richard & Yang, Jian-Bo & Mackway-Jones, Kevin & Carley, Simon, 2012. "A belief rule-based decision support system for clinical risk assessment of cardiac chest pain," European Journal of Operational Research, Elsevier, vol. 219(3), pages 564-573.
    8. Phillips, Jason & Whiting, Kai, 2016. "A geocybernetic analysis of the principles of the Extractive Industries Transparency Initiative (EITI)," Resources Policy, Elsevier, vol. 49(C), pages 248-265.
    9. Guo, Min & Yang, Jian-Bo & Chin, Kwai-Sang & Wang, Hongwei, 2007. "Evidential reasoning based preference programming for multiple attribute decision analysis under uncertainty," European Journal of Operational Research, Elsevier, vol. 182(3), pages 1294-1312, November.
    10. Guilan Kong & Lili Jiang & Xiaofeng Yin & Tianbing Wang & Dong-Ling Xu & Jian-Bo Yang & Yonghua Hu, 2018. "Combining principal component analysis and the evidential reasoning approach for healthcare quality assessment," Annals of Operations Research, Springer, vol. 271(2), pages 679-699, December.
    11. Wang, W. & Zhang, W., 2008. "An asset residual life prediction model based on expert judgments," European Journal of Operational Research, Elsevier, vol. 188(2), pages 496-505, July.
    12. Zhang, Zhengxin & Si, Xiaosheng & Hu, Changhua & Lei, Yaguo, 2018. "Degradation data analysis and remaining useful life estimation: A review on Wiener-process-based methods," European Journal of Operational Research, Elsevier, vol. 271(3), pages 775-796.
    13. Carr, Matthew J. & Wang, Wenbin, 2011. "An approximate algorithm for prognostic modelling using condition monitoring information," European Journal of Operational Research, Elsevier, vol. 211(1), pages 90-96, May.
    14. Maddulapalli, Anil Kumar & Yang, Jian-Bo & Xu, Dong-Ling, 2012. "Estimation, modeling, and aggregation of missing survey data for prioritizing customer voices," European Journal of Operational Research, Elsevier, vol. 220(3), pages 762-776.
    15. Weidong Zhu & Shaorong Li & Hongtao Zhang & Tianjiao Zhang & Zhimin Li, 2022. "Evaluation of scientific research projects on the basis of evidential reasoning approach under the perspective of expert reliability," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(1), pages 275-298, January.
    16. Alaa H. Elwany & Nagi Z. Gebraeel & Lisa M. Maillart, 2011. "Structured Replacement Policies for Components with Complex Degradation Processes and Dedicated Sensors," Operations Research, INFORMS, vol. 59(3), pages 684-695, June.
    17. Fu, Chao & Yang, Jian-Bo & Yang, Shan-Lin, 2015. "A group evidential reasoning approach based on expert reliability," European Journal of Operational Research, Elsevier, vol. 246(3), pages 886-893.
    18. Dong-Ling Xu, 2012. "An introduction and survey of the evidential reasoning approach for multiple criteria decision analysis," Annals of Operations Research, Springer, vol. 195(1), pages 163-187, May.
    19. David Vališ & Libor Žák & Ondřej Pokora, 2015. "Contribution to system failure occurrence prediction and to system remaining useful life estimation based on oil field data," Journal of Risk and Reliability, , vol. 229(1), pages 36-45, February.
    20. W Wang, 2011. "Overview of a semi-stochastic filtering approach for residual life estimation with applications in condition based maintenance," Journal of Risk and Reliability, , vol. 225(2), pages 185-197, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ejores:v:207:y:2010:i:1:p:269-283. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/eor .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.