IDEAS home Printed from https://ideas.repec.org/a/eee/wdevel/v78y2016icp204-218.html
   My bibliography  Save this article

Green Revolution in Sub-Saharan Africa: Implications of Imposed Innovation for the Wellbeing of Rural Smallholders

Author

Listed:
  • Dawson, Neil
  • Martin, Adrian
  • Sikor, Thomas

Abstract

Green Revolution policies are again being pursued to drive agricultural growth and reduce poverty in Sub-Saharan Africa. However conditions have changed since the well-documented successes of the 1960s and 1970s benefitted smallholders in southern Asia and beyond. We argue that under contemporary constraints the mechanisms for achieving improvements in the lives of smallholder farmers through such policies are unclear and that both policy rationale and means of governing agricultural innovation are crucial for pro-poor impacts. To critically analyze Rwanda’s Green Revolution policies and impacts from a local perspective, a mixed methods, multidimensional wellbeing approach is applied in rural areas in mountainous western Rwanda. Here Malthusian policy framing has been used to justify imposed rather than “induced innovation”. The policies involve a substantial transformation for rural farmers from a traditional polyculture system supporting subsistence and local trade to the adoption of modern seed varieties, inputs, and credit in order to specialize in marketable crops and achieve increased production and income. Although policies have been deemed successful in raising yields and conventionally measured poverty rates have fallen over the same period, such trends were found to be quite incongruous with local experiences. Disaggregated results reveal that only a relatively wealthy minority were able to adhere to the enforced modernization and policies appear to be exacerbating landlessness and inequality for poorer rural inhabitants. Negative impacts were evident for the majority of households as subsistence practices were disrupted, poverty exacerbated, local systems of knowledge, trade, and labor were impaired, and land tenure security and autonomy were curtailed. In order to mitigate the effects we recommend that inventive pro-poor forms of tenure and cooperation (none of which preclude improvements to input availability, market linkages, and infrastructure) may provide positive outcomes for rural people, and importantly in Rwanda, for those who have become landless in recent years. We conclude that policies promoting a Green Revolution in Sub-Saharan Africa should not all be considered to be pro-poor or even to be of a similar type, but rather should be the subject of rigorous impact assessment. Such assessment should be based not only on consistent, objective indicators but pay attention to localized impacts on land tenure, agricultural practices, and the wellbeing of socially differentiated people.

Suggested Citation

  • Dawson, Neil & Martin, Adrian & Sikor, Thomas, 2016. "Green Revolution in Sub-Saharan Africa: Implications of Imposed Innovation for the Wellbeing of Rural Smallholders," World Development, Elsevier, vol. 78(C), pages 204-218.
  • Handle: RePEc:eee:wdevel:v:78:y:2016:i:c:p:204-218
    DOI: 10.1016/j.worlddev.2015.10.008
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0305750X15002302
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.worlddev.2015.10.008?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Peters, Pauline E., 2009. "Challenges in Land Tenure and Land Reform in Africa: Anthropological Contributions," World Development, Elsevier, vol. 37(8), pages 1317-1325, August.
    2. Bates, Robert, 1981. "Markets and States in Tropical Africa: The Political Basis of Agricultural Policies," MPRA Paper 86293, University Library of Munich, Germany, revised 2005.
    3. Joel Negin & Roseline Remans & Susan Karuti & Jessica Fanzo, 2009. "Integrating a broader notion of food security and gender empowerment into the African Green Revolution," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 1(3), pages 351-360, September.
    4. Clemens Breisinger & Xinshen Diao & James Thurlow & Ramatu M. Al Hassan, 2011. "Potential impacts of a green revolution in Africa—the case of Ghana," Journal of International Development, John Wiley & Sons, Ltd., vol. 23(1), pages 82-102, January.
    5. Nabahungu, N.L. & Visser, S.M., 2011. "Contribution of wetland agriculture to farmers' livelihood in Rwanda," Ecological Economics, Elsevier, vol. 71(C), pages 4-12.
    6. Pedro Sanchez & Glenn Denning & Generose Nziguheba, 2009. "The African Green Revolution moves forward," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 1(1), pages 37-44, February.
    7. Jan Kees van Donge & David Henley & Peter Lewis, 2012. "Tracking Development in South‐East Asia and sub‐Saharan Africa: The Primacy of Policy," Development Policy Review, Overseas Development Institute, vol. 30, pages 5-24, February.
    8. Berry, Sara, 1997. "Tomatoes, land and hearsay: Property and history in asante in the time of structural adjustment," World Development, Elsevier, vol. 25(8), pages 1225-1241, August.
    9. Jayne, T. S. & Yamano, Takashi & Weber, Michael T. & Tschirley, David & Benfica, Rui & Chapoto, Antony & Zulu, Ballard, 2003. "Smallholder income and land distribution in Africa: implications for poverty reduction strategies," Food Policy, Elsevier, vol. 28(3), pages 253-275, June.
    10. Spielman, David J. & Ekboir, Javier & Davis, Kristin, 2009. "The art and science of innovation systems inquiry: Applications to Sub-Saharan African agriculture," Technology in Society, Elsevier, vol. 31(4), pages 399-405.
    11. Adelman, Irma, 1984. "Beyond export-led growth," World Development, Elsevier, vol. 12(9), pages 937-949, September.
    12. Wood, Geof, 2003. "Staying Secure, Staying Poor: The "Faustian Bargain"," World Development, Elsevier, vol. 31(3), pages 455-471, March.
    13. Michael Clemens & Gabriel Demombynes, 2013. "The New Transparency in Development Economics," World Economics, World Economics, 1 Ivory Square, Plantation Wharf, London, United Kingdom, SW11 3UE, vol. 14(4), pages 77-99, October.
    14. Malin Hasselskog, 2015. "Rwandan developmental ‘social engineering’: What does it imply and how is it displayed?," Progress in Development Studies, , vol. 15(2), pages 154-169, April.
    15. Adelman, Irma, 1984. "Beyond export-led growth," CUDARE Working Paper Series 309, University of California at Berkeley, Department of Agricultural and Resource Economics and Policy.
    16. Drechsel, Pay & Gyiele, Lucy & Kunze, Dagmar & Cofie, Olufunke, 2001. "Population density, soil nutrient depletion, and economic growth in sub-Saharan Africa," Ecological Economics, Elsevier, vol. 38(2), pages 251-258, August.
    17. Andre, Catherine & Platteau, Jean-Philippe, 1998. "Land relations under unbearable stress: Rwanda caught in the Malthusian trap," Journal of Economic Behavior & Organization, Elsevier, vol. 34(1), pages 1-47, January.
    18. Wanjala, Bernadette M. & Muradian, Roldan, 2013. "Can Big Push Interventions Take Small-Scale Farmers out of Poverty? Insights from the Sauri Millennium Village in Kenya," World Development, Elsevier, vol. 45(C), pages 147-160.
    19. Abro, Zewdu Ayalew & Alemu, Bamlaku Alamirew & Hanjra, Munir A., 2014. "Policies for Agricultural Productivity Growth and Poverty Reduction in Rural Ethiopia," World Development, Elsevier, vol. 59(C), pages 461-474.
    20. Cleaver, Frances, 2005. "The inequality of social capital and the reproduction of chronic poverty," World Development, Elsevier, vol. 33(6), pages 893-906, June.
    21. T.S. Jayne & Shahidur Rashid, 2013. "Input subsidy programs in sub-Saharan Africa: a synthesis of recent evidence," Agricultural Economics, International Association of Agricultural Economists, vol. 44(6), pages 547-562, November.
    22. Shaffer, Paul, 2013. "Ten Years of “Q-Squared”: Implications for Understanding and Explaining Poverty," World Development, Elsevier, vol. 45(C), pages 269-285.
    23. Howard White, 2009. "Theory-based impact evaluation: principles and practice," Journal of Development Effectiveness, Taylor & Francis Journals, vol. 1(3), pages 271-284.
    24. Birner, Regina & Resnick, Danielle, 2010. "The Political Economy of Policies for Smallholder Agriculture," World Development, Elsevier, vol. 38(10), pages 1442-1452, October.
    25. Hulme, David & Shepherd, Andrew, 2003. "Conceptualizing Chronic Poverty," World Development, Elsevier, vol. 31(3), pages 403-423, March.
    26. Dorward, Andrew & Kydd, Jonathan & Morrison, Jamie & Urey, Ian, 2004. "A Policy Agenda for Pro-Poor Agricultural Growth," World Development, Elsevier, vol. 32(1), pages 73-89, January.
    27. Green, Maia & Hulme, David, 2005. "From correlates and characteristics to causes: thinking about poverty from a chronic poverty perspective," World Development, Elsevier, vol. 33(6), pages 867-879, June.
    28. Howe, Gerard & McKay, Andrew, 2007. "Combining Quantitative and Qualitative Methods in Assessing Chronic Poverty: The Case of Rwanda," World Development, Elsevier, vol. 35(2), pages 197-211, February.
    29. Erik Thorbecke, 2013. "The Interrelationship Linking Growth, Inequality and Poverty in Sub-Saharan Africa," Journal of African Economies, Centre for the Study of African Economies, vol. 22(suppl_1), pages -48, January.
    30. Hall, Andrew & Bockett, Geoffrey & Taylor, Sarah & Sivamohan, M. V. K . & Clark, Norman, 2001. "Why Research Partnerships Really Matter: Innovation Theory, Institutional Arrangements and Implications for Developing New Technology for the Poor," World Development, Elsevier, vol. 29(5), pages 783-797, May.
    31. Allister McGregor & Andy Sumner, 2010. "Beyond Business as Usual: What Might 3‐D Wellbeing Contribute to MDG Momentum?," IDS Bulletin, Blackwell Publishing, vol. 41(1), pages 104-112, January.
    32. White, Howard, 2009. "Theory-Based Impact Evaluation," 3ie Publications 2009-3, International Initiative for Impact Evaluation (3ie).
    33. Gabre-Madhin, Eleni Z. & Haggblade, Steven, 2004. "Successes in African Agriculture: Results of an Expert Survey," World Development, Elsevier, vol. 32(5), pages 745-766, May.
    34. Diao, Xinshen & Hazell, Peter & Thurlow, James, 2010. "The Role of Agriculture in African Development," World Development, Elsevier, vol. 38(10), pages 1375-1383, October.
    35. Harrigan, Jane, 2003. "U-Turns and Full Circles: Two Decades of Agricultural Reform in Malawi 1981-2000," World Development, Elsevier, vol. 31(5), pages 847-863, May.
    36. Minten, Bart & Barrett, Christopher B., 2008. "Agricultural Technology, Productivity, and Poverty in Madagascar," World Development, Elsevier, vol. 36(5), pages 797-822, May.
    37. Bebbington, Anthony, 1999. "Capitals and Capabilities: A Framework for Analyzing Peasant Viability, Rural Livelihoods and Poverty," World Development, Elsevier, vol. 27(12), pages 2021-2044, December.
    38. Kijima, Yoko & Otsuka, Keijiro & Sserunkuuma, Dick, 2011. "An Inquiry into Constraints on a Green Revolution in Sub-Saharan Africa: The Case of NERICA Rice in Uganda," World Development, Elsevier, vol. 39(1), pages 77-86, January.
    39. Collier, Paul & Dercon, Stefan, 2014. "African Agriculture in 50Years: Smallholders in a Rapidly Changing World?," World Development, Elsevier, vol. 63(C), pages 92-101.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Emelie Rohne Till, 2021. "A green revolution in sub‐Saharan Africa? The transformation of Ethiopia's agricultural sector," Journal of International Development, John Wiley & Sons, Ltd., vol. 33(2), pages 277-315, March.
    2. Perks, Rachel, 2019. "“Mining is in the belly”: The pursuit of individual wealth in Rwanda," Resources Policy, Elsevier, vol. 63(C), pages 1-1.
    3. Conceição, Pedro & Levine, Sebastian & Lipton, Michael & Warren-Rodríguez, Alex, 2016. "Toward a food secure future: Ensuring food security for sustainable human development in Sub-Saharan Africa," Food Policy, Elsevier, vol. 60(C), pages 1-9.
    4. Nilsson, Pia, 2017. "Assessing the Role of Land Use Consolidation for Consumption Growth in Rwanda," Working Paper Series in Economics and Institutions of Innovation 455, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies.
    5. Fatma Mhadhbi & Claude Napoléone, 2022. "Does Agricultural Intensification Enhance Rural Wellbeing? A Structural Model Assessment at the Sub-Communal Level: A Case Study in Tunisia," Sustainability, MDPI, vol. 14(23), pages 1-18, December.
    6. Dorosh, Paul & Thurlow, James, 2014. "Can Cities or Towns Drive African Development? Economywide Analysis for Ethiopia and Uganda," World Development, Elsevier, vol. 63(C), pages 113-123.
    7. Abebayehu Girma Geffersa, 2023. "Agricultural productivity, land use intensification and rural household welfare: evidence from Ethiopia," Agrekon, Taylor & Francis Journals, vol. 62(3-4), pages 309-327, October.
    8. Nicola Banks, 2016. "Livelihoods Limitations: The Political Economy of Urban Poverty in Dhaka, Bangladesh," Development and Change, International Institute of Social Studies, vol. 47(2), pages 266-292, March.
    9. Matthys, Marie-Luise & Acharya, Sushant & Khatri, Sanjaya, 2021. "“Before cardamom, we used to face hardship”: Analyzing agricultural commercialization effects in Nepal through a local concept of the Good Life," World Development, Elsevier, vol. 141(C).
    10. Mockshell, Jonathan & Birner, Regina, 2020. "Who has the better story? On the narrative foundations of agricultural development dichotomies," World Development, Elsevier, vol. 135(C).
    11. Zhang, Yanlong & Zhou, Xiaoyu & Lei, Wei, 2017. "Social Capital and Its Contingent Value in Poverty Reduction: Evidence from Western China," World Development, Elsevier, vol. 93(C), pages 350-361.
    12. Jayne, T.S. & Mason, Nicole M. & Burke, William J. & Ariga, Joshua, 2016. "Agricultural Input Subsidy Programs In Africa: An Assessment Of Recent Evidence," Feed the Future Innovation Lab for Food Security Policy Research Papers 259509, Michigan State University, Department of Agricultural, Food, and Resource Economics, Feed the Future Innovation Lab for Food Security (FSP).
    13. Bachewe, Fantu Nisrane & Koru, Bethlehem & Taffesse, Alemayehu Seyoum, 2015. "Cereal productivity and its drivers: The case of Ethiopia:," ESSP working papers 75, International Food Policy Research Institute (IFPRI).
    14. Sam Hickey, 2007. "Conceptualising the Politics of Social Protection in Africa," Global Development Institute Working Paper Series 0407, GDI, The University of Manchester.
    15. Andersson Djurfeldt, Agnes, 2013. "African Re-Agrarianization? Accumulation or Pro-Poor Agricultural Growth?," World Development, Elsevier, vol. 41(C), pages 217-231.
    16. Clay, Nathan & King, Brian, 2019. "Smallholders’ uneven capacities to adapt to climate change amid Africa’s ‘green revolution’: Case study of Rwanda’s crop intensification program," World Development, Elsevier, vol. 116(C), pages 1-14.
    17. Kazushi Takahashi & Rie Muraoka & Keijiro Otsuka, 2020. "Technology adoption, impact, and extension in developing countries’ agriculture: A review of the recent literature," Agricultural Economics, International Association of Agricultural Economists, vol. 51(1), pages 31-45, January.
    18. Musa Hasen Ahmed & Kumilachew Alamerie Melesse, 2018. "Impact of off-farm activities on technical efficiency: evidence from maize producers of eastern Ethiopia," Agricultural and Food Economics, Springer;Italian Society of Agricultural Economics (SIDEA), vol. 6(1), pages 1-15, December.
    19. Sebastian Heinen, 2022. "Rwanda’s Agricultural Transformation Revisited: Stagnating Food Production, Systematic Overestimation, and a Flawed Performance Contract System," Journal of Development Studies, Taylor & Francis Journals, vol. 58(10), pages 2044-2064, October.
    20. Kaya, Ozgur & Kaya, Ilker & Gunter, Lewell F., 2008. "The Impact of Agricultural Aid on Agricultural Sector Growth," 2008 Annual Meeting, February 2-6, 2008, Dallas, Texas 6743, Southern Agricultural Economics Association.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:wdevel:v:78:y:2016:i:c:p:204-218. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/worlddev .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.