IDEAS home Printed from https://ideas.repec.org/a/eee/wdevel/v116y2019icp1-14.html
   My bibliography  Save this article

Smallholders’ uneven capacities to adapt to climate change amid Africa’s ‘green revolution’: Case study of Rwanda’s crop intensification program

Author

Listed:
  • Clay, Nathan
  • King, Brian

Abstract

Development programs and policies can influence smallholder producers’ abilities to adapt to climate change. However, gaps remain in understanding how households’ adaptive capacities can become uneven. This paper investigates how development transitions—such as the recent adoption of ‘green revolution’ agricultural policies throughout sub-Saharan Africa—intersect with cross-scale social-environmental processes to unevenly shape smallholders’ adaptive capacities and adaptation pathways. Drawing on quantitative and qualitative material from a multi-season study in Rwanda, we investigate smallholder adaptation processes amid a suite of rural development interventions. Our study finds that adaptive capacities arise differentially across livelihood groups in the context of evolving environmental, social, and political economic processes. We show how social institutions play key roles in shaping differential adaptation pathways by enabling and/or constraining opportunities for smallholders to adapt livelihood and land use strategies. Specifically, Rwanda’s Crop Intensification Program enables some wealthier households to adapt livelihoods by generating income through commercial agriculture. At the same time, deactivation of local risk management institutions has diminished climate risk management options for most households. To build and employ alternate livelihood practices such as commercial agriculture and planting woodlots for charcoal production, smallholders must negotiate new institutions, a prerequisite for which is access to capitals (land, labor, and nonfarm income). Those without entitlements to these are pulled deeper into poverty with each successive climatic shock. This illustrates that adaptive capacity is not a static, quantifiable entity that exists in households. We argue that reconceptualizing adaptive capacity as a dynamic, social-environmental process that emerges in places can help clarify complex linkages among development policies, livelihoods, and adaptation pathways. To ensure more equitable and climate-resilient agricultural development, we stress the need to reformulate policies with careful attention to how power structures and entrenched social inequalities can lead to smallholders’ uneven capacities to adapt to climate change.

Suggested Citation

  • Clay, Nathan & King, Brian, 2019. "Smallholders’ uneven capacities to adapt to climate change amid Africa’s ‘green revolution’: Case study of Rwanda’s crop intensification program," World Development, Elsevier, vol. 116(C), pages 1-14.
  • Handle: RePEc:eee:wdevel:v:116:y:2019:i:c:p:1-14
    DOI: 10.1016/j.worlddev.2018.11.022
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0305750X18304285
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.worlddev.2018.11.022?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Leach, Melissa & Mearns, Robin & Scoones, Ian, 1999. "Environmental Entitlements: Dynamics and Institutions in Community-Based Natural Resource Management," World Development, Elsevier, vol. 27(2), pages 225-247, February.
    2. Haggblade, Steven & Hazell, Peter & Reardon, Thomas, 2010. "The Rural Non-farm Economy: Prospects for Growth and Poverty Reduction," World Development, Elsevier, vol. 38(10), pages 1429-1441, October.
    3. Elinor Ostrom, 2008. "Institutions And The Environment," Economic Affairs, Wiley Blackwell, vol. 28(3), pages 24-31, September.
    4. Joshua E. Cinner & W. Neil Adger & Edward H. Allison & Michele L. Barnes & Katrina Brown & Philippa J. Cohen & Stefan Gelcich & Christina C. Hicks & Terry P. Hughes & Jacqueline Lau & Nadine A. Marsha, 2018. "Building adaptive capacity to climate change in tropical coastal communities," Nature Climate Change, Nature, vol. 8(2), pages 117-123, February.
    5. Giuseppe Davide Cioffo & An Ansoms & Jude Murison, 2016. "Modernising agriculture through a ‘new’ Green Revolution: the limits of the Crop Intensification Programme in Rwanda," Review of African Political Economy, Taylor & Francis Journals, vol. 43(148), pages 277-293, April.
    6. Ellis, Frank, 2000. "Rural Livelihoods and Diversity in Developing Countries," OUP Catalogue, Oxford University Press, number 9780198296966, Decembrie.
    7. Schurman, Rachel, 2018. "Micro(soft) managing a ‘green revolution’ for Africa: The new donor culture and international agricultural development," World Development, Elsevier, vol. 112(C), pages 180-192.
    8. Forsyth, Tim & Evans, Natalie, 2013. "What is autonomous adaption? Resource scarcity and smallholder agency in Thailand," LSE Research Online Documents on Economics 45412, London School of Economics and Political Science, LSE Library.
    9. Rachel Bezner Kerr, 2012. "Lessons from the old Green Revolution for the new: Social, environmental and nutritional issues for agricultural change in Africa," Progress in Development Studies, , vol. 12(2-3), pages 213-229, July.
    10. Thornton, Philip K. & Jones, Peter G. & Alagarswamy, Gopal & Andresen, Jeff & Herrero, Mario, 2010. "Adapting to climate change: Agricultural system and household impacts in East Africa," Agricultural Systems, Elsevier, vol. 103(2), pages 73-82, February.
    11. Eakin, Hallie, 2005. "Institutional change, climate risk, and rural vulnerability: Cases from Central Mexico," World Development, Elsevier, vol. 33(11), pages 1923-1938, November.
    12. Jayne, T.S. & Mather, David & Mghenyi, Elliot, 2010. "Principal Challenges Confronting Smallholder Agriculture in Sub-Saharan Africa," World Development, Elsevier, vol. 38(10), pages 1384-1398, October.
    13. Abro, Zewdu Ayalew & Alemu, Bamlaku Alamirew & Hanjra, Munir A., 2014. "Policies for Agricultural Productivity Growth and Poverty Reduction in Rural Ethiopia," World Development, Elsevier, vol. 59(C), pages 461-474.
    14. David Tilman & Kenneth G. Cassman & Pamela A. Matson & Rosamond Naylor & Stephen Polasky, 2002. "Agricultural sustainability and intensive production practices," Nature, Nature, vol. 418(6898), pages 671-677, August.
    15. Dawson, Neil & Martin, Adrian & Sikor, Thomas, 2016. "Green Revolution in Sub-Saharan Africa: Implications of Imposed Innovation for the Wellbeing of Rural Smallholders," World Development, Elsevier, vol. 78(C), pages 204-218.
    16. Nathan Clay, 2018. "Integrating livelihoods approaches with research on development and climate change adaptation," Progress in Development Studies, , vol. 18(1), pages 1-17, January.
    17. Shahidur Rashid & Paul A. Dorosh & Mehrab Malek & Solomon Lemma, 2013. "Modern input promotion in sub-Saharan Africa: insights from Asian green revolution," Agricultural Economics, International Association of Agricultural Economists, vol. 44(6), pages 705-721, November.
    18. Rasmussen, Laura Vang, 2018. "Re-Defining Sahelian ‘Adaptive Agriculture’ when Implemented Locally: Beyond Techno-fix Solutions," World Development, Elsevier, vol. 108(C), pages 274-282.
    19. Frank Ellis, 2000. "The Determinants of Rural Livelihood Diversification in Developing Countries," Journal of Agricultural Economics, Wiley Blackwell, vol. 51(2), pages 289-302, May.
    20. Jonathan A. Foley & Navin Ramankutty & Kate A. Brauman & Emily S. Cassidy & James S. Gerber & Matt Johnston & Nathaniel D. Mueller & Christine O’Connell & Deepak K. Ray & Paul C. West & Christian Balz, 2011. "Solutions for a cultivated planet," Nature, Nature, vol. 478(7369), pages 337-342, October.
    21. Sovacool, Benjamin K., 2018. "Bamboo Beating Bandits: Conflict, Inequality, and Vulnerability in the Political Ecology of Climate Change Adaptation in Bangladesh," World Development, Elsevier, vol. 102(C), pages 183-194.
    22. Forsyth, Tim & Evans, Natalie, 2013. "What is Autonomous Adaption? Resource Scarcity and Smallholder Agency in Thailand," World Development, Elsevier, vol. 43(C), pages 56-66.
    23. Diao, Xinshen & Hazell, Peter & Thurlow, James, 2010. "The Role of Agriculture in African Development," World Development, Elsevier, vol. 38(10), pages 1375-1383, October.
    24. Bebbington, Anthony, 1999. "Capitals and Capabilities: A Framework for Analyzing Peasant Viability, Rural Livelihoods and Poverty," World Development, Elsevier, vol. 27(12), pages 2021-2044, December.
    25. Brian King & Jamie E. Shinn & Kelley A. Crews & Kenneth R. Young, 2016. "Fluid Waters and Rigid Livelihoods in the Okavango Delta of Botswana," Land, MDPI, vol. 5(2), pages 1-14, June.
    26. World Bank, 2014. "Promoting Agricultural Growth in Rwanda : Recent Performance, Challenges and Opportunities," World Bank Publications - Reports 20008, The World Bank Group.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Isaac Doku, 2022. "Are Developing Countries Using Climate Funds for Poverty Alleviation? Evidence from Sub-Saharan Africa," The European Journal of Development Research, Palgrave Macmillan;European Association of Development Research and Training Institutes (EADI), vol. 34(6), pages 3026-3049, December.
    2. Autio, Antti & Johansson, Tino & Motaroki, Lilian & Minoia, Paola & Pellikka, Petri, 2021. "Constraints for adopting climate-smart agricultural practices among smallholder farmers in Southeast Kenya," Agricultural Systems, Elsevier, vol. 194(C).
    3. Bird, Kate & Chabé-Ferret, Bastien & Simons, Alexandre, 2022. "Linking human capabilities with livelihood strategies to speed poverty reduction: Evidence from Rwanda," World Development, Elsevier, vol. 151(C).
    4. Aline Nkurunziza & Dorine Intwarinkase Mutaganzwa & Willy Marcel Ndayitwayeko & Jacques Nkengurutse & Beth A. Kaplin & Irene Teixidor Toneu & Noelia Zafra-Calvo & Aida Cuni-Sanchez, 2023. "Local Observations of Climate Change and Adaptation Responses: A Case Study in the Mountain Region of Burundi-Rwanda," Land, MDPI, vol. 12(2), pages 1-14, January.
    5. Clay, Nathan & Zimmerer, Karl S., 2020. "Who is resilient in Africa’s Green Revolution? Sustainable intensification and Climate Smart Agriculture in Rwanda," Land Use Policy, Elsevier, vol. 97(C).
    6. Sebastian Heinen, 2022. "Rwanda’s Agricultural Transformation Revisited: Stagnating Food Production, Systematic Overestimation, and a Flawed Performance Contract System," Journal of Development Studies, Taylor & Francis Journals, vol. 58(10), pages 2044-2064, October.
    7. Ali, Daniel Ayalew & Deininger, Klaus & Mahofa, Godfrey & Nyakulama, Rhona, 2021. "Sustaining land registration benefits by addressing the challenges of reversion to informality in Rwanda," Land Use Policy, Elsevier, vol. 110(C).
    8. Kihoro, E.M & Schoneveld, G.C. & Crane, T.A., 2021. "Pathways toward inclusive low-emission dairy development in Tanzania: Producer heterogeneity and implications for intervention design," Agricultural Systems, Elsevier, vol. 190(C).
    9. Ahmed, Musa Hasen & Tesfaye, Wondimagegn & Stephan, Dietrich & Gassmann, Franziska, 2021. "Within Growing Season Weather Variability and Adaptation in Agriculture: Evidence from Cropping Patterns of Ethiopia," 2021 Conference, August 17-31, 2021, Virtual 315056, International Association of Agricultural Economists.
    10. Matthys, Marie-Luise & Acharya, Sushant & Khatri, Sanjaya, 2021. "“Before cardamom, we used to face hardship”: Analyzing agricultural commercialization effects in Nepal through a local concept of the Good Life," World Development, Elsevier, vol. 141(C).
    11. Sung Kyu Kim & Fiona Marshall & Neil M. Dawson, 2022. "Revisiting Rwanda’s agricultural intensification policy: benefits of embracing farmer heterogeneity and crop-livestock integration strategies," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 14(3), pages 637-656, June.
    12. Mikhail Miklyaev & Glenn Jenkins & David Shobowale, 2020. "Sustainability of Agricultural Crop Policies in Rwanda: An Integrated Cost–Benefit Analysis," Sustainability, MDPI, vol. 13(1), pages 1-21, December.
    13. Litao Feng & Zhuo Li & Zhihui Zhao, 2021. "Extreme Climate Shocks and Green Agricultural Development: Evidence from the 2008 Snow Disaster in China," IJERPH, MDPI, vol. 18(22), pages 1-22, November.
    14. Wichern, Jannike & Descheemaeker, Katrien & Giller, Ken E. & Ebanyat, Peter & Taulya, Godfrey & van Wijk, Mark T., 2019. "Vulnerability and adaptation options to climate change for rural livelihoods – A country-wide analysis for Uganda," Agricultural Systems, Elsevier, vol. 176(C).
    15. Hammond, Jim & Rosenblum, Nathaniel & Breseman, Dana & Gorman, Léo & Manners, Rhys & van Wijk, Mark T. & Sibomana, Milindi & Remans, Roseline & Vanlauwe, Bernard & Schut, Marc, 2020. "Towards actionable farm typologies: Scaling adoption of agricultural inputs in Rwanda," Agricultural Systems, Elsevier, vol. 183(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Clay, Nathan & Zimmerer, Karl S., 2020. "Who is resilient in Africa’s Green Revolution? Sustainable intensification and Climate Smart Agriculture in Rwanda," Land Use Policy, Elsevier, vol. 97(C).
    2. Nathan Clay, 2018. "Integrating livelihoods approaches with research on development and climate change adaptation," Progress in Development Studies, , vol. 18(1), pages 1-17, January.
    3. Gupta, Divya & Fischer, Harry & Shrestha, Suchita & Shoaib Ali, Syed & Chhatre, Ashwini & Devkota, Kamal & Fleischman, Forrest & Khatri, Dil B. & Rana, Pushpendra, 2021. "Dark and bright spots in the shadow of the pandemic: Rural livelihoods, social vulnerability, and local governance in India and Nepal," World Development, Elsevier, vol. 141(C).
    4. H.M. Tuihedur Rahman & Gordon M. Hickey, 2020. "An Analytical Framework for Assessing Context-Specific Rural Livelihood Vulnerability," Sustainability, MDPI, vol. 12(14), pages 1-26, July.
    5. Nguyen, Trung Thanh & Nguyen, Loc Duc & Lippe, Rattiya Suddeephong & Grote, Ulrike, 2017. "Determinants of Farmers’ Land Use Decision-Making: Comparative Evidence From Thailand and Vietnam," World Development, Elsevier, vol. 89(C), pages 199-213.
    6. Quandt, A. & Kimathi, Y.A., 2017. "Adapting livelihoods to floods and droughts in arid Kenya: Local perspectives and insights," African Journal of Rural Development (AFJRD), AFrican Journal of Rural Development (AFJRD), vol. 1(1), June.
    7. Gujun Pu & Alice Chang-Richards & Suzanne Wilkinson & Regan Potangaroa, 2021. "What makes a successful livelihood recovery? a study of China’s Lushan earthquake," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 105(3), pages 2543-2567, February.
    8. Harry W Fischer & Ashwini Chhatre, 2016. "Assets, livelihoods, and the ‘profile approach’ for analysis of differentiated social vulnerability in the context of climate change," Environment and Planning A, , vol. 48(4), pages 789-807, April.
    9. Til Prasad Pangali Sharma & Jiahua Zhang & Narendra Raj Khanal & Pashupati Nepal & Bishnu Prasad Pangali Sharma & Lkhagvadorj Nanzad & Yograj Gautam, 2022. "Household Vulnerability to Flood Disasters among Tharu Community, Western Nepal," Sustainability, MDPI, vol. 14(19), pages 1-19, September.
    10. Van den Broeck, Goedele & Maertens, Miet, 2017. "Moving Up or Moving Out? Insights into Rural Development and Poverty Reduction in Senegal," World Development, Elsevier, vol. 99(C), pages 95-109.
    11. Rahwa Kidane & Thomas Wanner & Melissa Nursey-Bray & Md. Masud-All-Kamal & Gerald Atampugre, 2022. "The Role of Climatic and Non-Climatic Factors in Smallholder Farmers’ Adaptation Responses: Insights from Rural Ethiopia," Sustainability, MDPI, vol. 14(9), pages 1-20, May.
    12. Walelign, Solomon Zena & Lujala, Päivi, 2022. "A place-based framework for assessing resettlement capacity in the context of displacement induced by climate change," World Development, Elsevier, vol. 151(C).
    13. Chen Wang & Guoqing Shi & Yongping Wei & Andrew William Western & Hang Zheng & Yan Zhao, 2017. "Balancing Rural Household Livelihood and Regional Ecological Footprint in Water Source Areas of the South-to-North Water Diversion Project," Sustainability, MDPI, vol. 9(8), pages 1-20, August.
    14. Hallie Eakin & John Patrick Connors & Christopher Wharton & Farryl Bertmann & Angela Xiong & Jared Stoltzfus, 2017. "Identifying attributes of food system sustainability: emerging themes and consensus," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 34(3), pages 757-773, September.
    15. Call, Maia & Gray, Clark & Jagger, Pamela, 2019. "Smallholder responses to climate anomalies in rural Uganda," World Development, Elsevier, vol. 115(C), pages 132-144.
    16. Gamel Abdul-Nasser Salifu, 2019. "The Political Economy Dynamics of Rural Household Income Diversification: A Review of the International Literature," Research in World Economy, Research in World Economy, Sciedu Press, vol. 10(3), pages 273-290, December.
    17. Nilsson, Pia & Backman, Mikaela & Bjerke, Lina & Maniriho, Aristide, 2019. "One cow per poor family: Effects on the growth of consumption and crop production," World Development, Elsevier, vol. 114(C), pages 1-12.
    18. Shah, Sameer H. & Angeles, Leonora C. & Harris, Leila M., 2017. "Worlding the Intangibility of Resilience: The Case of Rice Farmers and Water-Related Risk in the Philippines," World Development, Elsevier, vol. 98(C), pages 400-412.
    19. Dobler-Morales, Carlos & Lorenzen, Matthew & Orozco-Ramírez, Quetzalcóatl & Bocco, Gerardo, 2022. "Beyond a generalized deagrarianization: Livelihood heterogeneity and its determinants in the Mixteca Alta, Mexico," World Development, Elsevier, vol. 160(C).
    20. Wenjia Peng & Brian E. Robinson & Hua Zheng & Cong Li & Fengchun Wang & Ruonan Li, 2019. "Telecoupled Sustainable Livelihoods in an Era of Rural–Urban Dynamics: The Case of China," Sustainability, MDPI, vol. 11(9), pages 1-17, May.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:wdevel:v:116:y:2019:i:c:p:1-14. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/worlddev .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.