IDEAS home Printed from https://ideas.repec.org/a/eee/tefoso/v179y2022ics0040162522001603.html
   My bibliography  Save this article

Multilayer patent citation networks: A comprehensive analytical framework for studying explicit technological relationships

Author

Listed:
  • Higham, Kyle
  • Contisciani, Martina
  • De Bacco, Caterina

Abstract

The use of patent citation networks as research tools is becoming increasingly commonplace in the field of innovation studies. However, these networks rarely consider the contexts in which these citations are generated and are generally restricted to a single jurisdiction. Here, we propose and explore the use of a multilayer network framework that can naturally incorporate citation metadata and stretch across jurisdictions, allowing for a complete view of the global technological landscape that is accessible through patent data. Taking a conservative approach that links citation network layers through triadic patent families, we first observe that these layers contain complementary, rather than redundant, information about technological relationships. To probe the nature of this complementarity, we extract network communities from both the multilayer network and analogous single-layer networks, then directly compare their technological composition with established technological similarity networks. We find that while technologies are more splintered across communities in the multilayer case, the extracted communities match much more closely the established networks. We conclude that by capturing citation context, a multilayer representation of patent citation networks is, conceptually and empirically, better able to capture the significant nuance that exists in real technological relationships when compared to traditional, single-layer approaches. We suggest future avenues of research that take advantage of novel computational tools designed for use with multilayer networks.

Suggested Citation

  • Higham, Kyle & Contisciani, Martina & De Bacco, Caterina, 2022. "Multilayer patent citation networks: A comprehensive analytical framework for studying explicit technological relationships," Technological Forecasting and Social Change, Elsevier, vol. 179(C).
  • Handle: RePEc:eee:tefoso:v:179:y:2022:i:c:s0040162522001603
    DOI: 10.1016/j.techfore.2022.121628
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0040162522001603
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.techfore.2022.121628?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Higham, Kyle & de Rassenfosse, Gaétan & Jaffe, Adam B., 2021. "Patent Quality: Towards a Systematic Framework for Analysis and Measurement," Research Policy, Elsevier, vol. 50(4).
    2. Jurriën Bakker & Dennis Verhoeven & Lin Zhang & Bart Van Looy, 2016. "Patent citation indicators: One size fits all?," Scientometrics, Springer;Akadémiai Kiadó, vol. 106(1), pages 187-211, January.
    3. Simon Touboul & Matthieu Glachant & Antoine Dechezleprêtre & Sam Fankhauser & Jana Stoever, 2023. "Invention and Global Diffusion of Technologies for Climate Change Adaptation: A Patent Analysis," Review of Environmental Economics and Policy, University of Chicago Press, vol. 17(2), pages 316-335.
    4. Bryan Kelly & Dimitris Papanikolaou & Amit Seru & Matt Taddy, 2021. "Measuring Technological Innovation over the Long Run," American Economic Review: Insights, American Economic Association, vol. 3(3), pages 303-320, September.
    5. Leila Tahmooresnejad & Catherine Beaudry, 2019. "Capturing the economic value of triadic patents," Scientometrics, Springer;Akadémiai Kiadó, vol. 118(1), pages 127-157, January.
    6. Adam B. Jaffe & Manuel Trajtenberg & Rebecca Henderson, 1993. "Geographic Localization of Knowledge Spillovers as Evidenced by Patent Citations," The Quarterly Journal of Economics, Oxford University Press, vol. 108(3), pages 577-598.
    7. Criscuolo, Paola & Verspagen, Bart, 2008. "Does it matter where patent citations come from? Inventor vs. examiner citations in European patents," Research Policy, Elsevier, vol. 37(10), pages 1892-1908, December.
    8. Philippe Aghion & Antoine Dechezleprêtre & David Hémous & Ralf Martin & John Van Reenen, 2016. "Carbon Taxes, Path Dependency, and Directed Technical Change: Evidence from the Auto Industry," Journal of Political Economy, University of Chicago Press, vol. 124(1), pages 1-51.
    9. Emanuele Bacchiocchi & Fabio Montobbio, 2010. "International Knowledge Diffusion and Home‐bias Effect: Do USPTO and EPO Patent Citations Tell the Same Story?," Scandinavian Journal of Economics, Wiley Blackwell, vol. 112(3), pages 441-470, September.
    10. Yuan, Xiaodong & Li, Xiaotao, 2020. "A network analytic method for measuring patent thickets: A case of FCEV technology," Technological Forecasting and Social Change, Elsevier, vol. 156(C).
    11. Andy Stirling, 2007. "A General Framework for Analysing Diversity in Science, Technology and Society," SPRU Working Paper Series 156, SPRU - Science Policy Research Unit, University of Sussex Business School.
    12. Joaquín M. Azagra‐Caro & Pauline Mattsson & François Perruchas, 2011. "Smoothing the lies: The distinctive effects of patent characteristics on examiner and applicant citations," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 62(9), pages 1727-1740, September.
    13. Rui Li & Tamy Chambers & Ying Ding & Guo Zhang & Liansheng Meng, 2014. "Patent citation analysis: Calculating science linkage based on citing motivation," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 65(5), pages 1007-1017, May.
    14. Carolina Castaldi & Koen Frenken & Bart Los, 2015. "Related Variety, Unrelated Variety and Technological Breakthroughs: An analysis of US State-Level Patenting," Regional Studies, Taylor & Francis Journals, vol. 49(5), pages 767-781, May.
    15. Barbieri, Nicolò, 2016. "Fuel prices and the invention crowding out effect: Releasing the automotive industry from its dependence on fossil fuel," Technological Forecasting and Social Change, Elsevier, vol. 111(C), pages 222-234.
    16. Russell J. Funk & Jason Owen-Smith, 2017. "A Dynamic Network Measure of Technological Change," Management Science, INFORMS, vol. 63(3), pages 791-817, March.
    17. Fleming, Lee & Sorenson, Olav, 2001. "Technology as a complex adaptive system: evidence from patent data," Research Policy, Elsevier, vol. 30(7), pages 1019-1039, August.
    18. Alcácer, Juan & Gittelman, Michelle & Sampat, Bhaven, 2009. "Applicant and examiner citations in U.S. patents: An overview and analysis," Research Policy, Elsevier, vol. 38(2), pages 415-427, March.
    19. Tetsuo Wada, 2020. "When do the USPTO examiners cite as the EPO examiners? An analysis of examination spillovers through rejection citations at the international family-to-family level," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 1591-1615, November.
    20. MacGarvie, Megan, 2005. "The determinants of international knowledge diffusion as measured by patent citations," Economics Letters, Elsevier, vol. 87(1), pages 121-126, April.
    21. Carl Shapiro, 2001. "Navigating the Patent Thicket: Cross Licenses, Patent Pools, and Standard Setting," NBER Chapters, in: Innovation Policy and the Economy, Volume 1, pages 119-150, National Bureau of Economic Research, Inc.
    22. Paul Almeida & Bruce Kogut, 1999. "Localization of Knowledge and the Mobility of Engineers in Regional Networks," Management Science, INFORMS, vol. 45(7), pages 905-917, July.
    23. Persoon, P.G.J. & Bekkers, R.N.A. & Alkemade, F., 2020. "The science base of renewables," Technological Forecasting and Social Change, Elsevier, vol. 158(C).
    24. Tetsuo Wada, 2016. "Obstacles to prior art searching by the trilateral patent offices: empirical evidence from International Search Reports," Scientometrics, Springer;Akadémiai Kiadó, vol. 107(2), pages 701-722, May.
    25. Adam B. Jaffe & Gaétan de Rassenfosse, 2017. "Patent citation data in social science research: Overview and best practices," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 68(6), pages 1360-1374, June.
    26. Enrico Berkes & Ruben Gaetani, 2021. "The Geography of Unconventional Innovation," The Economic Journal, Royal Economic Society, vol. 131(636), pages 1466-1514.
    27. von Wartburg, Iwan & Teichert, Thorsten & Rost, Katja, 2005. "Inventive progress measured by multi-stage patent citation analysis," Research Policy, Elsevier, vol. 34(10), pages 1591-1607, December.
    28. Mariani, Manuel Sebastian & Medo, Matúš & Lafond, François, 2019. "Early identification of important patents: Design and validation of citation network metrics," Technological Forecasting and Social Change, Elsevier, vol. 146(C), pages 644-654.
    29. Pierre-Alexandre Balland & David Rigby, 2017. "The Geography of Complex Knowledge," Economic Geography, Taylor & Francis Journals, vol. 93(1), pages 1-23, January.
    30. François Lafond & Daniel Kim, 2019. "Long-run dynamics of the U.S. patent classification system," Journal of Evolutionary Economics, Springer, vol. 29(2), pages 631-664, April.
    31. Elise Petit & Bruno Van Pottelsberghe & Lluís Gimeno Fabra, 2021. "Are Patent Offices Substitutes?," Working Papers ECARES 2021-18, ULB -- Universite Libre de Bruxelles.
    32. Omodei, Elisa & De Domenico, Manlio & Arenas, Alex, 2017. "Evaluating the impact of interdisciplinary research: A multilayer network approach," Network Science, Cambridge University Press, vol. 5(2), pages 235-246, June.
    33. von Graevenitz, Georg & Wagner, Stefan & Harhoff, Dietmar, 2011. "How to measure patent thickets--A novel approach," Economics Letters, Elsevier, vol. 111(1), pages 6-9, April.
    34. Mejia, Cristian & Kajikawa, Yuya, 2020. "Emerging topics in energy storage based on a large-scale analysis of academic articles and patents," Applied Energy, Elsevier, vol. 263(C).
    35. Kauffman, Stuart & Lobo, Jose & Macready, William G., 2000. "Optimal search on a technology landscape," Journal of Economic Behavior & Organization, Elsevier, vol. 43(2), pages 141-166, October.
    36. Jérôme Danguy, 2017. "Globalization of innovation production: A patent-based industry analysis," Science and Public Policy, Oxford University Press, vol. 44(1), pages 75-94.
    37. Bronwyn H. Hall, 2005. "A Note on the Bias in Herfindahl-Type Measures Based on Count Data," Revue d'Économie Industrielle, Programme National Persée, vol. 110(1), pages 149-156.
    38. Olav Sorenson & Jan W. Rivkin & Lee Fleming, 2010. "Complexity, Networks and Knowledge Flows," Chapters, in: Ron Boschma & Ron Martin (ed.), The Handbook of Evolutionary Economic Geography, chapter 15, Edward Elgar Publishing.
    39. Lee Fleming, 2001. "Recombinant Uncertainty in Technological Search," Management Science, INFORMS, vol. 47(1), pages 117-132, January.
    40. Jeff Alstott & Giorgio Triulzi & Bowen Yan & Jianxi Luo, 2017. "Mapping technology space by normalizing patent networks," Scientometrics, Springer;Akadémiai Kiadó, vol. 110(1), pages 443-479, January.
    41. Lingfei Wu & Dashun Wang & James A. Evans, 2019. "Large teams develop and small teams disrupt science and technology," Nature, Nature, vol. 566(7744), pages 378-382, February.
    42. Cyril Verluise & Gabriele Cristelli & Kyle Higham & Gaetan de Rassenfosse, 2020. "The Missing 15 Percent of Patent Citations," Working Papers 13, Chair of Science, Technology, and Innovation Policy.
    43. Bart Verspagen, 2007. "Mapping Technological Trajectories As Patent Citation Networks: A Study On The History Of Fuel Cell Research," Advances in Complex Systems (ACS), World Scientific Publishing Co. Pte. Ltd., vol. 10(01), pages 93-115.
    44. Carsten Fink & Mosahid Khan & Hao Zhou, 2016. "Exploring the worldwide patent surge," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 25(2), pages 114-142, March.
    45. Michael D. Frakes & Melissa F. Wasserman, 2017. "Is the Time Allocated to Review Patent Applications Inducing Examiners to Grant Invalid Patents? Evidence from Microlevel Application Data," The Review of Economics and Statistics, MIT Press, vol. 99(3), pages 550-563, July.
    46. Sun, Bixuan & Kolesnikov, Sergey & Goldstein, Anna & Chan, Gabriel, 2021. "A dynamic approach for identifying technological breakthroughs with an application in solar photovoltaics," Technological Forecasting and Social Change, Elsevier, vol. 165(C).
    47. Verhoeven, Dennis & Bakker, Jurriën & Veugelers, Reinhilde, 2016. "Measuring technological novelty with patent-based indicators," Research Policy, Elsevier, vol. 45(3), pages 707-723.
    48. Hiroko Nakamura & Shinji Suzuki & Yuya Kajikawa & Masataka Osawa, 2015. "The effect of patent family information in patent citation network analysis: a comparative case study in the drivetrain domain," Scientometrics, Springer;Akadémiai Kiadó, vol. 104(2), pages 437-452, August.
    49. Catalina Martinez, 2010. "Insight into Different Types of Patent Families," OECD Science, Technology and Industry Working Papers 2010/2, OECD Publishing.
    50. Engelsman, E. C. & van Raan, A. F. J., 1994. "A patent-based cartography of technology," Research Policy, Elsevier, vol. 23(1), pages 1-26, January.
    51. Antoine Dechezlepretre & Sam Fankhauser & Matthieu Glachant & Jan Stoever & Simon Touboul, 2020. "Invention and Global Diffusion of Technologies for Climate Change Adaptation," World Bank Publications - Reports 33883, The World Bank Group.
    52. Yoshimi Okada & Yusuke Naito & Sadao Nagaoka, 2018. "Making the patent scope consistent with the invention: Evidence from Japan," Journal of Economics & Management Strategy, Wiley Blackwell, vol. 27(3), pages 607-625, September.
    53. Ivan Haščič & Mauro Migotto, 2015. "Measuring environmental innovation using patent data," OECD Environment Working Papers 89, OECD Publishing.
    54. Lars Mewes, 2019. "Scaling of Atypical Knowledge Combinations in American Metropolitan Areas from 1836 to 2010," Economic Geography, Taylor & Francis Journals, vol. 95(4), pages 341-361, August.
    55. Breschi, Stefano & Lissoni, Francesco & Malerba, Franco, 2003. "Knowledge-relatedness in firm technological diversification," Research Policy, Elsevier, vol. 32(1), pages 69-87, January.
    56. Jeffrey Kuhn & Kenneth Younge & Alan Marco, 2020. "Patent citations reexamined," RAND Journal of Economics, RAND Corporation, vol. 51(1), pages 109-132, March.
    57. Bowen Yan & Jianxi Luo, 2017. "Measuring technological distance for patent mapping," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 68(2), pages 423-437, February.
    58. Huenteler, Joern & Schmidt, Tobias S. & Ossenbrink, Jan & Hoffmann, Volker H., 2016. "Technology life-cycles in the energy sector — Technological characteristics and the role of deployment for innovation," Technological Forecasting and Social Change, Elsevier, vol. 104(C), pages 102-121.
    59. Jie Cai & Nan Li, 2019. "Growth Through Inter-sectoral Knowledge Linkages," The Review of Economic Studies, Review of Economic Studies Ltd, vol. 86(5), pages 1827-1866.
    60. Lee, Won Sang & Han, Eun Jin & Sohn, So Young, 2015. "Predicting the pattern of technology convergence using big-data technology on large-scale triadic patents," Technological Forecasting and Social Change, Elsevier, vol. 100(C), pages 317-329.
    61. Hélène Dernis & Mosahid Khan, 2004. "Triadic Patent Families Methodology," OECD Science, Technology and Industry Working Papers 2004/2, OECD Publishing.
    62. Manlio De Domenico & Albert Solé-Ribalta & Elisa Omodei & Sergio Gómez & Alex Arenas, 2015. "Ranking in interconnected multilayer networks reveals versatile nodes," Nature Communications, Nature, vol. 6(1), pages 1-6, November.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Liu, Zhenfeng & Feng, Jian & Uden, Lorna, 2023. "Technology opportunity analysis using hierarchical semantic networks and dual link prediction," Technovation, Elsevier, vol. 128(C).
    2. Natalia Wagner, 2023. "Inventive Activity for Climate Change Mitigation: An Insight into the Maritime Industry," Energies, MDPI, vol. 16(21), pages 1-23, November.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Hain, Daniel S. & Jurowetzki, Roman & Buchmann, Tobias & Wolf, Patrick, 2022. "A text-embedding-based approach to measuring patent-to-patent technological similarity," Technological Forecasting and Social Change, Elsevier, vol. 177(C).
    2. Adam B. Jaffe & Gaétan de Rassenfosse, 2017. "Patent citation data in social science research: Overview and best practices," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 68(6), pages 1360-1374, June.
    3. Manuel Acosta & Daniel Coronado & Esther Ferrándiz & Manuel Jiménez, 2022. "Effects of knowledge spillovers between competitors on patent quality: what patent citations reveal about a global duopoly," The Journal of Technology Transfer, Springer, vol. 47(5), pages 1451-1487, October.
    4. Ron Boschma & Ernest Miguelez & Rosina Moreno & Diego B. Ocampo-Corrales, 2021. "Technological breakthroughs in European regions: the role of related and unrelated combinations," Papers in Evolutionary Economic Geography (PEEG) 2118, Utrecht University, Department of Human Geography and Spatial Planning, Group Economic Geography, revised Jun 2021.
    5. Barbieri, Nicolò & Marzucchi, Alberto & Rizzo, Ugo, 2020. "Knowledge sources and impacts on subsequent inventions: Do green technologies differ from non-green ones?," Research Policy, Elsevier, vol. 49(2).
    6. Sandro Montresor & Gianluca Orsatti & Francesco Quatraro, 2023. "Technological novelty and key enabling technologies: evidence from European regions," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 32(6), pages 851-872, August.
    7. P. G. J. Persoon & R. N. A. Bekkers & F. Alkemade, 2020. "How cumulative is technological knowledge?," Papers 2012.00095, arXiv.org, revised May 2021.
    8. Kok, Holmer & Faems, Dries & de Faria, Pedro, 2020. "Ties that matter: The impact of alliance partner knowledge recombination novelty on knowledge utilization in R&D alliances," Research Policy, Elsevier, vol. 49(7).
    9. Kyle HIGHAM & NAGAOKA Sadao, 2022. "Language Barriers and the Speed of Knowledge Diffusion," Discussion papers 22074, Research Institute of Economy, Trade and Industry (RIETI).
    10. Tubiana, Matteo & Miguelez, Ernest & Moreno, Rosina, 2022. "In knowledge we trust: Learning-by-interacting and the productivity of inventors," Research Policy, Elsevier, vol. 51(1).
    11. Qu, Guannan & Chen, Jin & Zhang, Ruhao & Wang, Luyao & Yang, Yayu, 2023. "Technological search strategy and breakthrough innovation: An integrated approach based on main-path analysis," Technological Forecasting and Social Change, Elsevier, vol. 196(C).
    12. Doblinger, Claudia & Surana, Kavita & Li, Deyu & Hultman, Nathan & Anadón, Laura Díaz, 2022. "How do global manufacturing shifts affect long-term clean energy innovation? A study of wind energy suppliers," Research Policy, Elsevier, vol. 51(7).
    13. Francesco Lamperti & Franco Malerba & Roberto Mavilia & Giorgio Tripodi, 2019. "Does the Position in the Inter-sectoral Knowledge Space affect the International Competitiveness of Industries?," LEM Papers Series 2019/23, Laboratory of Economics and Management (LEM), Sant'Anna School of Advanced Studies, Pisa, Italy.
    14. Stephan, Annegret & Bening, Catharina R. & Schmidt, Tobias S. & Schwarz, Marius & Hoffmann, Volker H., 2019. "The role of inter-sectoral knowledge spillovers in technological innovations: The case of lithium-ion batteries," Technological Forecasting and Social Change, Elsevier, vol. 148(C).
    15. Fusillo, Fabrizio, 2020. "Are Green Inventions really more complex? Evidence from European Patents," Department of Economics and Statistics Cognetti de Martiis LEI & BRICK - Laboratory of Economics of Innovation "Franco Momigliano", Bureau of Research in Innovation, Complexity and Knowledge, Collegio 202002, University of Turin.
    16. Fernández, Ana María & Ferrándiz, Esther & Medina, Jennifer, 2022. "The diffusion of energy technologies. Evidence from renewable, fossil, and nuclear energy patents," Technological Forecasting and Social Change, Elsevier, vol. 178(C).
    17. Sun, Bixuan & Kolesnikov, Sergey & Goldstein, Anna & Chan, Gabriel, 2021. "A dynamic approach for identifying technological breakthroughs with an application in solar photovoltaics," Technological Forecasting and Social Change, Elsevier, vol. 165(C).
    18. Joaquín M. Azagra-Caro & Elena M. Tur, 2018. "Examiner trust in applicants to the European Patent Office: country specificities," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(3), pages 1319-1348, December.
    19. Corradini, Carlo & De Propris, Lisa, 2017. "Beyond local search: Bridging platforms and inter-sectoral technological integration," Research Policy, Elsevier, vol. 46(1), pages 196-206.
    20. Boeker, Warren & Howard, Michael D. & Basu, Sandip & Sahaym, Arvin, 2021. "Interpersonal relationships, digital technologies, and innovation in entrepreneurial ventures," Journal of Business Research, Elsevier, vol. 125(C), pages 495-507.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:tefoso:v:179:y:2022:i:c:s0040162522001603. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.sciencedirect.com/science/journal/00401625 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.