IDEAS home Printed from https://ideas.repec.org/p/osf/socarx/p354r.html

Legalist and realist decision-making in patent law: Validity cases in Germany

Author

Listed:
  • Hoffmann, Jakob

    (LMU Munich)

  • Glückler, Johannes
  • Khuchua, Tamar
  • Lachapelle, Francois
  • Lazega, Emmanuel
  • Zipf, Marius

Abstract

While realist approaches towards judicial decision-making have become predomi- nant, their appropriateness is much less obvious for specialized or technical fields of law, such as patent litigation, and evidence is much scarcer than for generalist courts. Addressing this scarcity, the paper assesses judge-level variation in deci- sion outcomes based on a sample of 1,722 collegial decisions on patent validity at the German Federal Patent Court. Using a Bayesian mixed membership multilevel model, we find that after controlling for variation due to other contextual factors, there remains significant statistical variation in the propensity to nullify a patent at the level of individual judges. However, judge effects are relatively weak and uncer- tain, indicating mitigation of individual deviation through collegiality. We conclude by discussing the relevance of consistent judicial outcomes beyond the studied con- text and especially in transnational harmonization processes, such as initialized by the recent establishment of the Unified Patent Court.

Suggested Citation

  • Hoffmann, Jakob & Glückler, Johannes & Khuchua, Tamar & Lachapelle, Francois & Lazega, Emmanuel & Zipf, Marius, 2024. "Legalist and realist decision-making in patent law: Validity cases in Germany," SocArXiv p354r, Center for Open Science.
  • Handle: RePEc:osf:socarx:p354r
    DOI: 10.31219/osf.io/p354r
    as

    Download full text from publisher

    File URL: https://osf.io/download/65f2b048e5e51c1114bc56c1/
    Download Restriction: no

    File URL: https://libkey.io/10.31219/osf.io/p354r?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Katrin Cremers & Max Ernicke & Fabian Gaessler & Dietmar Harhoff & Christian Helmers & Luke McDonagh & Paula Schliessler & Nicolas Zeebroeck, 2017. "Erratum to: Patent litigation in Europe," European Journal of Law and Economics, Springer, vol. 44(1), pages 45-46, August.
      • Cremers, Katrin & Ernicke, Max & Gaessler, Fabian & Harhoff, Dietmar & Helmers, Christian & McDonagh, Luke & Schliessler, Paula & Van Zeebroeck, Nicolas, 2013. "Patent litigation in Europe," ZEW Discussion Papers 13-072, ZEW - Leibniz Centre for European Economic Research.
      • Katrin Cremers & Max Ernicke & Fabian Gaessler & Dietmar Harhoff & Christian Helmers & Luke Mc Donagh & Paula Schliessler & Nicolas van Zeebroeck, 2017. "Patent litigation in Europe," ULB Institutional Repository 2013/226239, ULB -- Universite Libre de Bruxelles.
    2. Eric Helland, 2019. "The Role of Ideology in Judicial Evaluations of Experts," Journal of Law and Economics, University of Chicago Press, vol. 62(4), pages 579-611.
    3. Richards, Mark J. & Kritzer, Herbert M., 2002. "Jurisprudential Regimes in Supreme Court Decision Making," American Political Science Review, Cambridge University Press, vol. 96(2), pages 305-320, June.
    4. Rehder, Britta, 2007. "What Is Political about Jurisprudence? Courts, Politics and Political Science in Europe and the United States," MPIfG Discussion Paper 07/5, Max Planck Institute for the Study of Societies.
    5. Medina Damares & dalla Pellegrina Lucia & Garoupa Nuno, 2022. "Unfolding Judicial Ideology: A Data-Generating Priors Approach with an Application to the Brazilian Supreme Court," Review of Law & Economics, De Gruyter, vol. 18(1), pages 1-54, March.
    6. Michael R. Baye & Joshua D. Wright, 2011. "Is Antitrust Too Complicated for Generalist Judges? The Impact of Economic Complexity and Judicial Training on Appeals," Journal of Law and Economics, University of Chicago Press, vol. 54(1), pages 1-24.
    7. Tilko Swalve, 2022. "Does Group Familiarity Improve Deliberations in Judicial Teams? Evidence from the German Federal Court of Justice," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 19(1), pages 223-249, March.
    8. Joshua B. Fischman, 2011. "Estimating Preferences of Circuit Judges: A Model of Consensus Voting," Journal of Law and Economics, University of Chicago Press, vol. 54(4), pages 781-809.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. repec:osf:socarx:p354r_v1 is not listed on IDEAS
    2. Keren Weinshall & Udi Sommer & Ya'acov Ritov, 2018. "Ideological influences on governance and regulation: The comparative case of supreme courts," Regulation & Governance, John Wiley & Sons, vol. 12(3), pages 334-352, September.
    3. Marius Zipf & Johannes Glückler & Tamar Khuchua & Emmanuel Lazega & François Lachapelle & Jakob Hoffmann, 2023. "The Judicial Geography of Patent Litigation in Germany: Implications for the Institutionalization of the European Unified Patent Court," Social Sciences, MDPI, vol. 12(5), pages 1-17, May.
    4. Marselli, Riccardo & McCannon, Bryan C. & Vannini, Marco, 2015. "Bargaining in the shadow of arbitration," Journal of Economic Behavior & Organization, Elsevier, vol. 117(C), pages 356-368.
    5. Álvaro Bustos & Tonja Jacobi, 2014. "A Theory of Judicial Retirement," Documentos de Trabajo 451, Instituto de Economia. Pontificia Universidad Católica de Chile..
    6. Elena Sidorova & Svetlana Golovanova & Svetlana Avdasheva, 2019. "How to measure the quality of court decisions? A case of commercial courts," Applied Econometrics, Russian Presidential Academy of National Economy and Public Administration (RANEPA), vol. 54, pages 126-143.
    7. Valentiny, Pál, 2019. "Közgazdaságtan a jogalkalmazásban [Forensic economics]," Közgazdasági Szemle (Economic Review - monthly of the Hungarian Academy of Sciences), Közgazdasági Szemle Alapítvány (Economic Review Foundation), vol. 0(2), pages 134-162.
    8. Xiaohong Yu & Zhaoyang Sun, 2022. "The company they keep: When and why Chinese judges engage in collegiality," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 19(4), pages 936-1002, December.
    9. Chen, Daniel L. & Levonyan, Vardges & Yeh, Susan, 2016. "Policies Affect Preferences: Evidence from Random Variation in Abortion Jurisprudence," IAST Working Papers 16-58, Institute for Advanced Study in Toulouse (IAST).
    10. Shamena Anwar & Patrick Bayer & Randi Hjalmarsson, 2019. "Politics in the Courtroom: Political Ideology and Jury Decision Making," Journal of the European Economic Association, European Economic Association, vol. 17(3), pages 834-875.
    11. R. Forrest McCluer & Martha A. Starr, 2013. "Using Difference in Differences to Estimate Damages in Healthcare Antitrust: A Case Study of Marshfield Clinic," International Journal of the Economics of Business, Taylor & Francis Journals, vol. 20(3), pages 447-469, November.
    12. Karin Beukel & Minyuan Zhao, 2018. "IP litigation is local, but those who litigate are global," Journal of International Business Policy, Palgrave Macmillan, vol. 1(1), pages 53-70, June.
    13. Svetlana Avdasheva & Dina Tsytsulina & Svetlana Golovanova & Yelena Sidorova, 2015. "Discovering the Miracle of Large Numbers of Antitrust Investigations in Russia: The Role of Competition Authority Incentives," HSE Working papers WP BRP 26/PA/2015, National Research University Higher School of Economics.
    14. Michael Evans & Wayne McIntosh & Jimmy Lin & Cynthia Cates, 2007. "Recounting the Courts? Applying Automated Content Analysis to Enhance Empirical Legal Research," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 4(4), pages 1007-1039, December.
    15. Justin Wedeking, 2010. "Supreme Court Litigants and Strategic Framing," American Journal of Political Science, John Wiley & Sons, vol. 54(3), pages 617-631, July.
    16. Moral, Alfonso & Rosales, Virginia & Martín-Román, Ángel, 2021. "Professional vs. non-professional labour judges: their impact on the quality of judicial decisions," International Review of Law and Economics, Elsevier, vol. 65(C).
    17. Xiaoyu Cui & Jianlei Han & Jeong Bon Kim & Baolei Qi, 2024. "Federal judge ideology, securities class action litigation, and stock price crash risk," Accounting and Finance, Accounting and Finance Association of Australia and New Zealand, vol. 64(4), pages 4131-4155, December.
    18. Bronwyn H. Hall & Christian Helmers & Mark Rogers & Vania Sena, 2013. "The importance (or not) of patents to UK firms," Oxford Economic Papers, Oxford University Press, vol. 65(3), pages 603-629, July.
    19. Patrice Bougette & Oliver Budzinski & Frédéric Marty, 2019. "Exploitative Abuse and Abuse of Economic Dependence: What Can We Learn From an Industrial Organization Approach?," Revue d'économie politique, Dalloz, vol. 129(2), pages 261-286.
    20. Christoph Engel, 2024. "The German Constitutional Court - Activist, but not Partisan?," Discussion Paper Series of the Max Planck Institute for Behavioral Economics 2024_04, Max Planck Institute for Behavioral Economics.
    21. Cristiano Antonelli, 2019. "A reappraisal of the Arrovian postulate and the intellectual property regime: user-specific patents," European Journal of Law and Economics, Springer, vol. 47(3), pages 377-388, June.

    More about this item

    NEP fields

    This paper has been announced in the following NEP Reports:

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:osf:socarx:p354r. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: OSF (email available below). General contact details of provider: https://arabixiv.org .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.