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Diffusion and upscaling of municipal climate mitigation and adaptation strategies in Germany

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  • Kern, Kristine
  • Eckersley, Peter
  • Haupt, Wolfgang

Abstract

Drawing on data for the 104 largest German cities, and deeper analysis of six mid-sized cities (including forerunners, followers and latecomers in climate mitigation and adaptation), we find that the spread of local mitigation and adaptation strategies across Germany can be explained by a combination of horizontal diffusion and vertical upscaling. Specifically, while the spread of climate mitigation initiatives in the 1990s was triggered primarily by transnational municipal networks (horizontal diffusion), the development and revision of climate mitigation strategies and the emergence of climate adaptation strategies during the last decade have been driven mainly by national and subnational funding programmes (vertical upscaling). Notably, forerunner cities are less dependent on external funding than followers and latecomers, because they have more internal capacity to act. By arguing that upscaling of local climate policies from forerunners to followers and latecomers depends on interventions by national and subnational authorities, we stress that the majority of German municipalities require external support in order to develop and implement effective climate strategies.

Suggested Citation

  • Kern, Kristine & Eckersley, Peter & Haupt, Wolfgang, 2023. "Diffusion and upscaling of municipal climate mitigation and adaptation strategies in Germany," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 23(1), pages 1-12.
  • Handle: RePEc:zbw:espost:271210
    DOI: 10.1007/s10113-022-02020-z
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    1. repec:cup:apsrev:v:63:y:1969:i:03:p:880-899_25 is not listed on IDEAS
    2. Maggetti, Martino & Gilardi, Fabrizio, 2016. "Problems (and solutions) in the measurement of policy diffusion mechanisms," Journal of Public Policy, Cambridge University Press, vol. 36(1), pages 87-107, March.
    3. repec:cup:apsrev:v:63:y:1969:i:03:p:880-899_00 is not listed on IDEAS
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    Cited by:

    1. Kai Schulze & Jonas J. Schoenefeld, 2023. "Measuring climate change adaptation policy output: Toward a two‐dimensional approach," Review of Policy Research, Policy Studies Organization, vol. 40(6), pages 1058-1092, November.
    2. Antje Otto & Wolfgang Haupt & Peter Eckersley & Kristine Kern & Annegret H. Thieken, 2025. "Dynamism and stasis in the climate policies of German cities between 2018 and 2022," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 30(5), pages 1-22, June.
    3. Brian Y. An & Adam Butz & Min-Kyeong Cha & Joshua L. Mitchell, 2023. "Following neighbors or regional leaders? Unpacking the effect of geographic proximity in local climate policy diffusion," Policy Sciences, Springer;Society of Policy Sciences, vol. 56(4), pages 825-868, December.
    4. Eckersley, Peter & Otto, Antje & Haupt, Wolfgang & Kern, Kristine, 2025. "Climate capacity in medium-sized German cities: (how) do smaller municipalities implement mitigation and adaptation policies?," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 4, pages 1-9.
    5. Hugo Delcayre & Sébastien Bourdin, 2025. "Beyond ‘Not in my electoral Year’: Why do some elected officials oppose renewable energy projects?," Post-Print hal-05568670, HAL.

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