IDEAS home Printed from https://ideas.repec.org/a/wly/amposc/v61y2017i2p438-455.html
   My bibliography  Save this article

Macro Implementation: Testing the Causal Paths from U.S. Macro Policy to Federal Incarceration

Author

Listed:
  • Matthew E.K. Hall

Abstract

Policy implementation is usually studied at the micro level by testing the short‐term effects of a specific policy on the behavior of government actors and policy outcomes. This study adopts an alternative approach by examining macro implementation—the cumulative effect of aggregate public policies over time. I employ a variety of methodological techniques to test the influence of macro criminal justice policy on new admissions to federal prison via three mediators: case filings by federal prosecutors, conviction rates in federal district courts, and plea bargaining behavior. I find that cumulative Supreme Court rulings influence the incarceration rate by altering conviction rates in district courts; however, I find only mixed evidence of congressional and presidential influence. The results suggest that U.S. macro policy influences bureaucratic outputs by altering the behavior of subordinate policy implementers; however, the Supreme Court may enjoy an advantage in shaping criminal justice policy.

Suggested Citation

  • Matthew E.K. Hall, 2017. "Macro Implementation: Testing the Causal Paths from U.S. Macro Policy to Federal Incarceration," American Journal of Political Science, John Wiley & Sons, vol. 61(2), pages 438-455, April.
  • Handle: RePEc:wly:amposc:v:61:y:2017:i:2:p:438-455
    DOI: 10.1111/ajps.12266
    as

    Download full text from publisher

    File URL: https://doi.org/10.1111/ajps.12266
    Download Restriction: no

    File URL: https://libkey.io/10.1111/ajps.12266?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Imai, Kosuke & Keele, Luke & Tingley, Dustin & Yamamoto, Teppei, 2011. "Unpacking the Black Box of Causality: Learning about Causal Mechanisms from Experimental and Observational Studies," American Political Science Review, Cambridge University Press, vol. 105(4), pages 765-789, November.
    2. John Schmitt & Kris Warner & Sarika Gupta, 2010. "The High Budgetary Cost of Incarceration," CEPR Reports and Issue Briefs 2010-14, Center for Economic and Policy Research (CEPR).
    3. Eric Rasmusen & Manu Raghav & Mark Ramseyer, 2009. "Convictions versus Conviction Rates: The Prosecutor's Choice," American Law and Economics Review, Oxford University Press, vol. 11(1), pages 47-78.
    4. Sanford C. Gordon, 2007. "Directing Retribution: On the Political Control of Lower Court Judges," The Journal of Law, Economics, and Organization, Oxford University Press, vol. 23(2), pages 386-420, June.
    5. Richard T. Boylan, 2005. "What Do Prosecutors Maximize? Evidence from the Careers of U.S. Attorneys," American Law and Economics Review, Oxford University Press, vol. 7(2), pages 379-402.
    6. Moe, Terry M., 1985. "Control and Feedback in Economic Regulation: The Case of the NLRB," American Political Science Review, Cambridge University Press, vol. 79(4), pages 1094-1116, December.
    7. Ross Stolzenberg & James Lindgren, 2010. "Retirement and death in office of U.S. Supreme Court justices," Demography, Springer;Population Association of America (PAA), vol. 47(2), pages 269-298, May.
    8. Barry Weingast, 1984. "The congressional-bureaucratic system: a principal agent perspective (with applications to the SEC)," Public Choice, Springer, vol. 44(1), pages 147-191, January.
    9. Laura I. Langbein, 2000. "Ownership, empowerment, and productivity: Some empirical evidence on the causes and consequences of employee discretion," Journal of Policy Analysis and Management, John Wiley & Sons, Ltd., vol. 19(3), pages 427-449.
    10. Allison J. Sovey & Donald P. Green, 2011. "Instrumental Variables Estimation in Political Science: A Readers’ Guide," American Journal of Political Science, John Wiley & Sons, vol. 55(1), pages 188-200, January.
    11. Gregory A. Huber & Sanford C. Gordon, 2004. "Accountability and Coercion: Is Justice Blind when It Runs for Office?," American Journal of Political Science, John Wiley & Sons, vol. 48(2), pages 247-263, April.
    12. Carpenter, Daniel P., 1996. "Adaptive Signal Processing, Hierarchy, and Budgetary Control in Federal Regulation," American Political Science Review, Cambridge University Press, vol. 90(2), pages 283-302, June.
    13. McCubbins, Mathew D & Noll, Roger G & Weingast, Barry R, 1987. "Administrative Procedures as Instruments of Political Control," The Journal of Law, Economics, and Organization, Oxford University Press, vol. 3(2), pages 243-277, Fall.
    14. Nathan J. Kelly, 2005. "Political Choice, Public Policy, and Distributional Outcomes," American Journal of Political Science, John Wiley & Sons, vol. 49(4), pages 865-880, October.
    15. Joseph Daniel Ura, 2014. "Backlash and Legitimation: Macro Political Responses to Supreme Court Decisions," American Journal of Political Science, John Wiley & Sons, vol. 58(1), pages 110-126, January.
    16. Shipan, Charles R., 2004. "Regulatory Regimes, Agency Actions, and the Conditional Nature of Congressional Influence," American Political Science Review, Cambridge University Press, vol. 98(3), pages 467-480, August.
    17. Peter K. Enns, 2014. "The Public's Increasing Punitiveness and Its Influence on Mass Incarceration in the United States," American Journal of Political Science, John Wiley & Sons, vol. 58(4), pages 857-872, October.
    18. Randall, Ronald, 1979. "Presidential Power versus Bureaucratic Intransigence: The Influence of the Nixon Administration on Welfare Policy," American Political Science Review, Cambridge University Press, vol. 73(3), pages 795-810, September.
    19. Samkoff, J.S. & Baker, S.P., 1982. "Recent trends in fatal poisoning by opiates in the United States," American Journal of Public Health, American Public Health Association, vol. 72(11), pages 1251-1256.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Anne Marie Jeannet, 2017. "The Rational Public? Internal Migration and Collective Opinion about the European Union," Working Papers 103, "Carlo F. Dondena" Centre for Research on Social Dynamics (DONDENA), Università Commerciale Luigi Bocconi.
    2. Anne Marie Jeannet, 2017. "Political Distrust in Europe: the Impact of Immigration and the Global Economic Crisis," Working Papers 102, "Carlo F. Dondena" Centre for Research on Social Dynamics (DONDENA), Università Commerciale Luigi Bocconi.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Moser, Peter, 1999. "The impact of legislative institutions on public policy: a survey," European Journal of Political Economy, Elsevier, vol. 15(1), pages 1-33, March.
    2. Andrew B. Whitford, 2002. "Decentralization and Political Control of the Bureaucracy," Journal of Theoretical Politics, , vol. 14(2), pages 167-193, April.
    3. Alshamy, Yahya & Coyne, Christopher J. & Goodman, Nathan, 2023. "Noxious government markets: Evidence from the international arms trade," Journal of Economic Behavior & Organization, Elsevier, vol. 205(C), pages 87-99.
    4. Jodi L. Short, 2021. "The politics of regulatory enforcement and compliance: Theorizing and operationalizing political influences," Regulation & Governance, John Wiley & Sons, vol. 15(3), pages 653-685, July.
    5. Christian Almer & Timo Goeschl, 2011. "The political economy of the environmental criminal justice system: a production function approach," Public Choice, Springer, vol. 148(3), pages 611-630, September.
    6. Kwang-Ho Sim, 2000. "Interests and Political Institutions in U.S. Long-Distance Telecommunications Policy," International Review of Public Administration, Taylor & Francis Journals, vol. 5(1), pages 107-123, June.
    7. Coyne Christopher J. & Goodman Nathan & Hall Abigail R., 2019. "Sounding the Alarm: The Political Economy of Whistleblowing in the US Security State," Peace Economics, Peace Science, and Public Policy, De Gruyter, vol. 25(1), pages 1-11, February.
    8. Jordan Carr Peterson, 2018. "All Their Eggs in One Basket? Ideological Congruence in Congress and the Bicameral Origins of Concentrated Delegation to the Bureaucracy," Laws, MDPI, vol. 7(2), pages 1-15, May.
    9. Francesco Drago & Roberto Galbiati & Francesco Sobbrio, 2020. "The Political Cost of Being Soft on Crime: Evidence from a Natural Experiment," Journal of the European Economic Association, European Economic Association, vol. 18(6), pages 3305-3336.
    10. Thomas Braendle & Alois Stutzer, 2013. "Political selection of public servants and parliamentary oversight," Economics of Governance, Springer, vol. 14(1), pages 45-76, February.
    11. Adam R. Fremeth & Guy L. F. Holburn & Richard G. Vanden Bergh, 2016. "Corporate Political Strategy in Contested Regulatory Environments," Strategy Science, INFORMS, vol. 1(4), pages 272-284, December.
    12. Miltos Makris, 2003. "Administrative Bureaus with Standard Operating Procedures," The Centre for Market and Public Organisation 03/062, The Centre for Market and Public Organisation, University of Bristol, UK.
    13. Randall W. Bennett & Christine Loucks, 1996. "Politics And Length Of Time To Bank Failure: 1986–1990," Contemporary Economic Policy, Western Economic Association International, vol. 14(4), pages 29-41, October.
    14. Sanford C. Gordon & Hannah K. Simpson, 2020. "Causes, theories, and the past in political science," Public Choice, Springer, vol. 185(3), pages 315-333, December.
    15. Francesco Drago & Roberto Galbiati & Francesco Sobbrio, 2020. "The Political Cost of Being Soft on Crime: Evidence from a Natural Experiment," Journal of the European Economic Association, European Economic Association, vol. 18(6), pages 3305-3336.
    16. Yohei Yamaguchi & Ken Yahagi, 2024. "Law enforcement and political misinformation," Journal of Theoretical Politics, , vol. 36(1), pages 3-36, January.
    17. Boland, Matthew & Godsell, David, 2021. "Bureaucratic discretion and contracting outcomes," Accounting, Organizations and Society, Elsevier, vol. 88(C).
    18. Mongrain, Steeve & Roberts, Joanne, 2009. "Plea bargaining with budgetary constraints," International Review of Law and Economics, Elsevier, vol. 29(1), pages 8-12, March.
    19. Ian R Turner, 2017. "Working smart and hard? Agency effort, judicial review, and policy precision," Journal of Theoretical Politics, , vol. 29(1), pages 69-96, January.
    20. Bryan P. Cutsinger & Alexander Marsella & Yang Zhou, 2022. "Insuring legislative wealth transfers: theory and evidence," Public Choice, Springer, vol. 192(1), pages 127-144, July.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:wly:amposc:v:61:y:2017:i:2:p:438-455. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Wiley Content Delivery (email available below). General contact details of provider: https://doi.org/10.1111/(ISSN)1540-5907 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.