IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v230y2023ics0951832022005518.html
   My bibliography  Save this article

Maritime traffic clustering to capture high-risk multi-ship encounters in complex waters

Author

Listed:
  • Xin, Xuri
  • Liu, Kezhong
  • Loughney, Sean
  • Wang, Jin
  • Yang, Zaili

Abstract

Maritime traffic situational awareness is fundamental to the safety of maritime transportation. The state-of-the-art research primarily attaches importance to collision risk estimation and evaluation between/among ships but encounters the challenges of capturing the high-risk traffic clusters in complex waters. This paper develops a systematic traffic clustering approach to enhance traffic pattern interpretability and proactively discover high-risk multi-ship encounter scenarios, in which both the conflict connectivity and spatial compactness of encounter ships are considered. Specifically, a novel hybrid clustering approach that integrates a composite distance measure, a constrained Shared Nearest Neighbour clustering, and a fine-tuning strategy is developed to segment maritime traffic into multiple conflict-connected and spatially compact clusters. Meanwhile, a hierarchical bi-objective optimization algorithm is introduced to search for optimal clustering solutions. Through maritime traffic data obtained from the Ningbo-Zhoushan Port, a thorough methodology performance evaluation is carried out through application demonstration and validation. Experiment results reveal that the new approach: 1) can effectively capture the high-risk/density traffic clusters; 2) is robust with respect to various traffic scenarios; and 3) can be extended to assist in collision risk management. It therefore offers new insights into enhancing maritime traffic surveillance capabilities and eases the design of risk management strategy.

Suggested Citation

  • Xin, Xuri & Liu, Kezhong & Loughney, Sean & Wang, Jin & Yang, Zaili, 2023. "Maritime traffic clustering to capture high-risk multi-ship encounters in complex waters," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
  • Handle: RePEc:eee:reensy:v:230:y:2023:i:c:s0951832022005518
    DOI: 10.1016/j.ress.2022.108936
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832022005518
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ress.2022.108936?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Saeedmanesh, Mohammadreza & Geroliminis, Nikolas, 2017. "Dynamic clustering and propagation of congestion in heterogeneously congested urban traffic networks," Transportation Research Part B: Methodological, Elsevier, vol. 105(C), pages 193-211.
    2. Du, Lei & Goerlandt, Floris & Kujala, Pentti, 2020. "Review and analysis of methods for assessing maritime waterway risk based on non-accident critical events detected from AIS data," Reliability Engineering and System Safety, Elsevier, vol. 200(C).
    3. Dong Yang & Lingxiao Wu & Shuaian Wang & Haiying Jia & Kevin X. Li, 2019. "How big data enriches maritime research – a critical review of Automatic Identification System (AIS) data applications," Transport Reviews, Taylor & Francis Journals, vol. 39(6), pages 755-773, November.
    4. Zhang, Mingyang & Montewka, Jakub & Manderbacka, Teemu & Kujala, Pentti & Hirdaris, Spyros, 2021. "A Big Data Analytics Method for the Evaluation of Ship - Ship Collision Risk reflecting Hydrometeorological Conditions," Reliability Engineering and System Safety, Elsevier, vol. 213(C).
    5. Montewka, Jakub & Manderbacka, Teemu & Ruponen, Pekka & Tompuri, Markus & Gil, Mateusz & Hirdaris, Spyros, 2022. "Accident susceptibility index for a passenger ship-a framework and case study," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    6. Ji, Yuxuan & Geroliminis, Nikolas, 2012. "On the spatial partitioning of urban transportation networks," Transportation Research Part B: Methodological, Elsevier, vol. 46(10), pages 1639-1656.
    7. Bye, Rolf J. & Aalberg, Asbjørn L., 2018. "Maritime navigation accidents and risk indicators: An exploratory statistical analysis using AIS data and accident reports," Reliability Engineering and System Safety, Elsevier, vol. 176(C), pages 174-186.
    8. Gil, Mateusz, 2021. "A concept of critical safety area applicable for an obstacle-avoidance process for manned and autonomous ships," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    9. Zhang, Yang & Sun, Xukai & Chen, Jihong & Cheng, Cheng, 2021. "Spatial patterns and characteristics of global maritime accidents," Reliability Engineering and System Safety, Elsevier, vol. 206(C).
    10. Zhang, Mingyang & Zhang, Di & Fu, Shanshan & Kujala, Pentti & Hirdaris, Spyros, 2022. "A predictive analytics method for maritime traffic flow complexity estimation in inland waterways," Reliability Engineering and System Safety, Elsevier, vol. 220(C).
    11. Gil, Mateusz & Kozioł, Paweł & Wróbel, Krzysztof & Montewka, Jakub, 2022. "Know your safety indicator – A determination of merchant vessels Bow Crossing Range based on big data analytics," Reliability Engineering and System Safety, Elsevier, vol. 220(C).
    12. Zhang, Liye & Meng, Qiang & Fang Fwa, Tien, 2019. "Big AIS data based spatial-temporal analyses of ship traffic in Singapore port waters," Transportation Research Part E: Logistics and Transportation Review, Elsevier, vol. 129(C), pages 287-304.
    13. Zhang, Mingyang & Kujala, Pentti & Hirdaris, Spyros, 2022. "A machine learning method for the evaluation of ship grounding risk in real operational conditions," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    14. Rong, H. & Teixeira, A.P. & Guedes Soares, C., 2022. "Maritime traffic probabilistic prediction based on ship motion pattern extraction," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    15. Saeedmanesh, Mohammadreza & Geroliminis, Nikolas, 2016. "Clustering of heterogeneous networks with directional flows based on “Snake” similarities," Transportation Research Part B: Methodological, Elsevier, vol. 91(C), pages 250-269.
    16. Xin, Xuri & Liu, Kezhong & Yang, Zaili & Zhang, Jinfen & Wu, Xiaolie, 2021. "A probabilistic risk approach for the collision detection of multi-ships under spatiotemporal movement uncertainty," Reliability Engineering and System Safety, Elsevier, vol. 215(C).
    17. Yu, Qing & Teixeira, Ângelo Palos & Liu, Kezhong & Rong, Hao & Guedes Soares, Carlos, 2021. "An integrated dynamic ship risk model based on Bayesian Networks and Evidential Reasoning," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    18. Rong, H. & Teixeira, A.P. & Guedes Soares, C., 2021. "Spatial correlation analysis of near ship collision hotspots with local maritime traffic characteristics," Reliability Engineering and System Safety, Elsevier, vol. 209(C).
    19. Shelmerdine, Richard L., 2015. "Teasing out the detail: How our understanding of marine AIS data can better inform industries, developments, and planning," Marine Policy, Elsevier, vol. 54(C), pages 17-25.
    20. Zhang, D. & Yan, X.P. & Yang, Z.L. & Wall, A. & Wang, J., 2013. "Incorporation of formal safety assessment and Bayesian network in navigational risk estimation of the Yangtze River," Reliability Engineering and System Safety, Elsevier, vol. 118(C), pages 93-105.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Huanhuan & Jiao, Hang & Yang, Zaili, 2023. "AIS data-driven ship trajectory prediction modelling and analysis based on machine learning and deep learning methods," Transportation Research Part E: Logistics and Transportation Review, Elsevier, vol. 175(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Zhang, Mingyang & Kujala, Pentti & Hirdaris, Spyros, 2022. "A machine learning method for the evaluation of ship grounding risk in real operational conditions," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    2. Gil, Mateusz & Kozioł, Paweł & Wróbel, Krzysztof & Montewka, Jakub, 2022. "Know your safety indicator – A determination of merchant vessels Bow Crossing Range based on big data analytics," Reliability Engineering and System Safety, Elsevier, vol. 220(C).
    3. Rong, H. & Teixeira, A.P. & Guedes Soares, C., 2022. "Maritime traffic probabilistic prediction based on ship motion pattern extraction," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    4. Ruponen, Pekka & Montewka, Jakub & Tompuri, Markus & Manderbacka, Teemu & Hirdaris, Spyros, 2022. "A framework for onboard assessment and monitoring of flooding risk due to open watertight doors for passenger ships," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    5. Zhang, Jinfen & Liu, Jiongjiong & Hirdaris, Spyros & Zhang, Mingyang & Tian, Wuliu, 2023. "An interpretable knowledge-based decision support method for ship collision avoidance using AIS data," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    6. Gao, Dawei & Zhu, Yongsheng & Guedes Soares, C., 2023. "Uncertainty modelling and dynamic risk assessment for long-sequence AIS trajectory based on multivariate Gaussian Process," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    7. Zhang, Mingyang & Zhang, Di & Fu, Shanshan & Kujala, Pentti & Hirdaris, Spyros, 2022. "A predictive analytics method for maritime traffic flow complexity estimation in inland waterways," Reliability Engineering and System Safety, Elsevier, vol. 220(C).
    8. Mazurek, J. & Lu, L. & Krata, P. & Montewka, J. & Krata, H. & Kujala, P., 2022. "An updated method identifying collision-prone locations for ships. A case study for oil tankers navigating in the Gulf of Finland," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    9. Antão, P. & Sun, S. & Teixeira, A.P. & Guedes Soares, C., 2023. "Quantitative assessment of ship collision risk influencing factors from worldwide accident and fleet data," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    10. Mauro, Francesco & Vassalos, Dracos & Paterson, Donald, 2022. "Critical damages identification in a multi-level damage stability assessment framework for passenger ships," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    11. Gao, Dawei & Zhu, Yongsheng & Yan, Ke & Soares, C. Guedes, 2024. "Deep learning–based framework for regional risk assessment in a multi–ship encounter situation based on the transformer network," Reliability Engineering and System Safety, Elsevier, vol. 241(C).
    12. Cai, Mingyou & Zhang, Jinfen & Zhang, Di & Yuan, Xiaoli & Soares, C. Guedes, 2021. "Collision risk analysis on ferry ships in Jiangsu Section of the Yangtze River based on AIS data," Reliability Engineering and System Safety, Elsevier, vol. 215(C).
    13. Fu, Shanshan & Yu, Yuerong & Chen, Jihong & Xi, Yongtao & Zhang, Mingyang, 2022. "A framework for quantitative analysis of the causation of grounding accidents in arctic shipping," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    14. Rong, H. & Teixeira, A.P. & Guedes Soares, C., 2021. "Spatial correlation analysis of near ship collision hotspots with local maritime traffic characteristics," Reliability Engineering and System Safety, Elsevier, vol. 209(C).
    15. Montewka, Jakub & Manderbacka, Teemu & Ruponen, Pekka & Tompuri, Markus & Gil, Mateusz & Hirdaris, Spyros, 2022. "Accident susceptibility index for a passenger ship-a framework and case study," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    16. Leclercq, Ludovic & Ladino, Andres & Becarie, Cécile, 2021. "Enforcing optimal routing through dynamic avoidance maps," Transportation Research Part B: Methodological, Elsevier, vol. 149(C), pages 118-137.
    17. Guo, Yunlong & Jin, Yongxing & Hu, Shenping & Yang, Zaili & Xi, Yongtao & Han, Bing, 2023. "Risk evolution analysis of ship pilotage operation by an integrated model of FRAM and DBN," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    18. Zhang, Weibin & Feng, Xinyu & Goerlandt, Floris & Liu, Qing, 2020. "Towards a Convolutional Neural Network model for classifying regional ship collision risk levels for waterway risk analysis," Reliability Engineering and System Safety, Elsevier, vol. 204(C).
    19. Silveira, P. & Teixeira, A.P. & Figueira, J.R. & Guedes Soares, C., 2021. "A multicriteria outranking approach for ship collision risk assessment," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    20. Guo, Yajuan & Yang, Licai & Hao, Shenxue & Gao, Jun, 2019. "Dynamic identification of urban traffic congestion warning communities in heterogeneous networks," Physica A: Statistical Mechanics and its Applications, Elsevier, vol. 522(C), pages 98-111.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:230:y:2023:i:c:s0951832022005518. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.