IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v189y2019ics0360544219318997.html
   My bibliography  Save this article

Estimation for state-of-charge of lithium-ion battery based on an adaptive high-degree cubature Kalman filter

Author

Listed:
  • Linghu, Jinqing
  • Kang, Longyun
  • Liu, Ming
  • Luo, Xuan
  • Feng, Yuanbin
  • Lu, Chusheng

Abstract

Accurate estimation for state-of-charge of the battery is very important for energy storage systems in electric vehicles and smart grids. To improve the accuracy and reliability of state-of-charge estimation, accurate model equations and a set of robust algorithm are necessary. Different from the commonly used method, this paper adopts a polynomial based on Gaussian function to build up the open circuit voltage function, and proposes an adaptive fifth-degree cubature Kalman filter algorithm to estimate the battery state-of-charge. Two typical driving cycles, including the dynamic stress test and the Worldwide harmonized Light Vehicles Test Cycle are applied to evaluate the performance of the proposed estimator. The results indicate that compared with the unscented Kalman filter and the adaptive cubature Kalman filter, the adaptive fifth-degree cubature Kalman filter can achieve higher state-of-charge estimation accuracy and better overcome the impact of large measurement error and initial error.

Suggested Citation

  • Linghu, Jinqing & Kang, Longyun & Liu, Ming & Luo, Xuan & Feng, Yuanbin & Lu, Chusheng, 2019. "Estimation for state-of-charge of lithium-ion battery based on an adaptive high-degree cubature Kalman filter," Energy, Elsevier, vol. 189(C).
    • Handle: RePEc:eee:energy:v:189:y:2019:i:c:s0360544219318997
    DOI: 10.1016/j.energy.2019.116204
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544219318997
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.energy.2019.116204?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Pan, Haihong & Lü, Zhiqiang & Lin, Weilong & Li, Junzi & Chen, Lin, 2017. "State of charge estimation of lithium-ion batteries using a grey extended Kalman filter and a novel open-circuit voltage model," Energy, Elsevier, vol. 138(C), pages 764-775.
    2. Sun, Huaping & Geng, Yong & Hu, Lingxiang & Shi, Longyu & Xu, Tong, 2018. "Measuring China's new energy vehicle patents: A social network analysis approach," Energy, Elsevier, vol. 153(C), pages 685-693.
    3. Li, Gang & Zheng, Xuefei, 2016. "Thermal energy storage system integration forms for a sustainable future," Renewable and Sustainable Energy Reviews, Elsevier, vol. 62(C), pages 736-757.
    4. Rahbari, Omid & Omar, Noshin & Firouz, Yousef & Rosen, Marc A. & Goutam, Shovon & Van Den Bossche, Peter & Van Mierlo, Joeri, 2018. "A novel state of charge and capacity estimation technique for electric vehicles connected to a smart grid based on inverse theory and a metaheuristic algorithm," Energy, Elsevier, vol. 155(C), pages 1047-1058.
    5. Wang, Yujie & Liu, Chang & Pan, Rui & Chen, Zonghai, 2017. "Modeling and state-of-charge prediction of lithium-ion battery and ultracapacitor hybrids with a co-estimator," Energy, Elsevier, vol. 121(C), pages 739-750.
    6. Shaukat, N. & Khan, B. & Ali, S.M. & Mehmood, C.A. & Khan, J. & Farid, U. & Majid, M. & Anwar, S.M. & Jawad, M. & Ullah, Z., 2018. "A survey on electric vehicle transportation within smart grid system," Renewable and Sustainable Energy Reviews, Elsevier, vol. 81(P1), pages 1329-1349.
    7. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    8. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Zizhou Lao, 2017. "A Cubature Particle Filter Algorithm to Estimate the State of the Charge of Lithium-Ion Batteries Based on a Second-Order Equivalent Circuit Model," Energies, MDPI, vol. 10(4), pages 1-15, April.
    9. Jinqing Linghu & Longyun Kang & Ming Liu & Bihua Hu & Zefeng Wang, 2019. "An Improved Model Equation Based on a Gaussian Function Trinomial for State of Charge Estimation of Lithium-ion Batteries," Energies, MDPI, vol. 12(7), pages 1-15, April.
    10. Yang, Ruixin & Xiong, Rui & He, Hongwen & Mu, Hao & Wang, Chun, 2017. "A novel method on estimating the degradation and state of charge of lithium-ion batteries used for electrical vehicles," Applied Energy, Elsevier, vol. 207(C), pages 336-345.
    11. Xiangwei Guo & Longyun Kang & Yuan Yao & Zhizhen Huang & Wenbiao Li, 2016. "Joint Estimation of the Electric Vehicle Power Battery State of Charge Based on the Least Squares Method and the Kalman Filter Algorithm," Energies, MDPI, vol. 9(2), pages 1-16, February.
    12. Zhang, Cheng & Allafi, Walid & Dinh, Quang & Ascencio, Pedro & Marco, James, 2018. "Online estimation of battery equivalent circuit model parameters and state of charge using decoupled least squares technique," Energy, Elsevier, vol. 142(C), pages 678-688.
    13. Lin, Cheng & Yu, Quanqing & Xiong, Rui & Wang, Le Yi, 2017. "A study on the impact of open circuit voltage tests on state of charge estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 205(C), pages 892-902.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Chen, Liping & Wu, Xiaobo & Lopes, António M. & Yin, Lisheng & Li, Penghua, 2022. "Adaptive state-of-charge estimation of lithium-ion batteries based on square-root unscented Kalman filter," Energy, Elsevier, vol. 252(C).
    2. Taysa Millena Banik Marques & João Lucas Ferreira dos Santos & Diego Solak Castanho & Mariane Bigarelli Ferreira & Sergio L. Stevan & Carlos Henrique Illa Font & Thiago Antonini Alves & Cassiano Moro , 2023. "An Overview of Methods and Technologies for Estimating Battery State of Charge in Electric Vehicles," Energies, MDPI, vol. 16(13), pages 1-18, June.
    3. Mengying Chen & Fengling Han & Long Shi & Yong Feng & Chen Xue & Weijie Gao & Jinzheng Xu, 2022. "Sliding Mode Observer for State-of-Charge Estimation Using Hysteresis-Based Li-Ion Battery Model," Energies, MDPI, vol. 15(7), pages 1-14, April.
    4. He, Lin & Wang, Yangyang & Wei, Yujiang & Wang, Mingwei & Hu, Xiaosong & Shi, Qin, 2022. "An adaptive central difference Kalman filter approach for state of charge estimation by fractional order model of lithium-ion battery," Energy, Elsevier, vol. 244(PA).
    5. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    6. Tian, Yong & Huang, Zhijia & Tian, Jindong & Li, Xiaoyu, 2022. "State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies," Energy, Elsevier, vol. 238(PC).
    7. Li, Xiaoyu & Huang, Zhijia & Tian, Jindong & Tian, Yong, 2021. "State-of-charge estimation tolerant of battery aging based on a physics-based model and an adaptive cubature Kalman filter," Energy, Elsevier, vol. 220(C).
    8. Liu, Zheng & Zhao, Zhenhua & Qiu, Yuan & Jing, Benqin & Yang, Chunshan & Wu, Huifeng, 2023. "Enhanced state of charge estimation for Li-ion batteries through adaptive maximum correntropy Kalman filter with open circuit voltage correction," Energy, Elsevier, vol. 283(C).
    9. Neha Bhushan & Saad Mekhilef & Kok Soon Tey & Mohamed Shaaban & Mehdi Seyedmahmoudian & Alex Stojcevski, 2022. "Overview of Model- and Non-Model-Based Online Battery Management Systems for Electric Vehicle Applications: A Comprehensive Review of Experimental and Simulation Studies," Sustainability, MDPI, vol. 14(23), pages 1-31, November.
    10. Wei, Meng & Ye, Min & Zhang, Chuanwei & Wang, Qiao & Lian, Gaoqi & Xia, Baozhou, 2024. "Integrating mechanism and machine learning based capacity estimation for LiFePO4 batteries under slight overcharge cycling," Energy, Elsevier, vol. 296(C).
    11. Shunli Wang & Pu Ren & Paul Takyi-Aninakwa & Siyu Jin & Carlos Fernandez, 2022. "A Critical Review of Improved Deep Convolutional Neural Network for Multi-Timescale State Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(14), pages 1-27, July.
    12. Chen, Lin & Yu, Wentao & Cheng, Guoyang & Wang, Jierui, 2023. "State-of-charge estimation of lithium-ion batteries based on fractional-order modeling and adaptive square-root cubature Kalman filter," Energy, Elsevier, vol. 271(C).
    13. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    14. Wu, Chunling & Hu, Wenbo & Meng, Jinhao & Xu, Xianfeng & Huang, Xinrong & Cai, Lei, 2023. "State-of-charge estimation of lithium-ion batteries based on MCC-AEKF in non-Gaussian noise environment," Energy, Elsevier, vol. 274(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Jinqing Linghu & Longyun Kang & Ming Liu & Bihua Hu & Zefeng Wang, 2019. "An Improved Model Equation Based on a Gaussian Function Trinomial for State of Charge Estimation of Lithium-ion Batteries," Energies, MDPI, vol. 12(7), pages 1-15, April.
    2. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    3. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    4. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    5. Bizhong Xia & Zizhou Lao & Ruifeng Zhang & Yong Tian & Guanghao Chen & Zhen Sun & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang & Huawen Wang, 2017. "Online Parameter Identification and State of Charge Estimation of Lithium-Ion Batteries Based on Forgetting Factor Recursive Least Squares and Nonlinear Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-23, December.
    6. Song, Yuchen & Liu, Datong & Liao, Haitao & Peng, Yu, 2020. "A hybrid statistical data-driven method for on-line joint state estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 261(C).
    7. Li, Xiaoyu & Wang, Zhenpo & Zhang, Lei, 2019. "Co-estimation of capacity and state-of-charge for lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 174(C), pages 33-44.
    8. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    9. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    10. Guo, Feng & Hu, Guangdi & Xiang, Shun & Zhou, Pengkai & Hong, Ru & Xiong, Neng, 2019. "A multi-scale parameter adaptive method for state of charge and parameter estimation of lithium-ion batteries using dual Kalman filters," Energy, Elsevier, vol. 178(C), pages 79-88.
    11. Zhang, Shuzhi & Zhang, Chen & Jiang, Shiyong & Zhang, Xiongwen, 2022. "A comparative study of different adaptive extended/unscented Kalman filters for lithium-ion battery state-of-charge estimation," Energy, Elsevier, vol. 246(C).
    12. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Luo, Guangzhao & Sui, Xin & Teodorescu, Remus, 2019. "Lithium-ion battery state-of-health estimation in electric vehicle using optimized partial charging voltage profiles," Energy, Elsevier, vol. 185(C), pages 1054-1062.
    13. Li, Yanwen & Wang, Chao & Gong, Jinfeng, 2017. "A multi-model probability SOC fusion estimation approach using an improved adaptive unscented Kalman filter technique," Energy, Elsevier, vol. 141(C), pages 1402-1415.
    14. Yigeng Huangfu & Jiani Xu & Dongdong Zhao & Yuntian Liu & Fei Gao, 2018. "A Novel Battery State of Charge Estimation Method Based on a Super-Twisting Sliding Mode Observer," Energies, MDPI, vol. 11(5), pages 1-21, May.
    15. Dong, Zhe & Liu, Miao & Guo, Zhiwu & Huang, Xiaojin & Zhang, Yajun & Zhang, Zuoyi, 2019. "Adaptive state-observer for monitoring flexible nuclear reactors," Energy, Elsevier, vol. 171(C), pages 893-909.
    16. Yang, Lin & Cai, Yishan & Yang, Yixin & Deng, Zhongwei, 2020. "Supervisory long-term prediction of state of available power for lithium-ion batteries in electric vehicles," Applied Energy, Elsevier, vol. 257(C).
    17. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    18. Song, Ziyou & Hou, Jun & Li, Xuefeng & Wu, Xiaogang & Hu, Xiaosong & Hofmann, Heath & Sun, Jing, 2020. "The sequential algorithm for combined state of charge and state of health estimation of lithium-ion battery based on active current injection," Energy, Elsevier, vol. 193(C).
    19. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "An adaptive multi-state estimation algorithm for lithium-ion batteries incorporating temperature compensation," Energy, Elsevier, vol. 207(C).
    20. Turksoy, Arzu & Teke, Ahmet & Alkaya, Alkan, 2020. "A comprehensive overview of the dc-dc converter-based battery charge balancing methods in electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 133(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:189:y:2019:i:c:s0360544219318997. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.