IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v246y2022ics0360544222003267.html
   My bibliography  Save this article

A comparative study of different adaptive extended/unscented Kalman filters for lithium-ion battery state-of-charge estimation

Author

Listed:
  • Zhang, Shuzhi
  • Zhang, Chen
  • Jiang, Shiyong
  • Zhang, Xiongwen

Abstract

To achieve more precise and reliable lithium-ion battery state-of-charge (SOC) estimation, this paper performs a comparative study of different adaptive extended Kalman filters (AEKFs)/adaptive unscented Kalman filters (AUKFs). Firstly, three scenarios are artificially established to evaluate different AEKFs/AUKFs' estimation accuracy, sensitivity to uncertainty existing in open-circuit-voltage (OCV)–SOC relationship and robustness ability against different forms of disturbances, respectively. Meanwhile, various AEKFs/AUKFs' difficulty of parameters tuning is also evaluated according to our experience. Subsequently, eight indexes that can reflect algorithms' comprehensive estimation performance are further extracted. On this basis, a novel multi-objective analysis decision method by fusion of analytic hierarchy process and entropy weight is adopted to allocate weights for extracted indexes and further compare various AEKFs/AUKFs’ comprehensive estimation performance, whose results are shown as scores. The algorithm with highest score demonstrates that it has the optimal comprehensive estimation performance and is also recommended to be used in real application. The most remarkable contribution of this work lies in the suggestions and guidance for researchers when choosing AEKFs/AUKFs for online SOC estimation.

Suggested Citation

  • Zhang, Shuzhi & Zhang, Chen & Jiang, Shiyong & Zhang, Xiongwen, 2022. "A comparative study of different adaptive extended/unscented Kalman filters for lithium-ion battery state-of-charge estimation," Energy, Elsevier, vol. 246(C).
  • Handle: RePEc:eee:energy:v:246:y:2022:i:c:s0360544222003267
    DOI: 10.1016/j.energy.2022.123423
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544222003267
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2022.123423?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Li, Yanwen & Wang, Chao & Gong, Jinfeng, 2016. "A combination Kalman filter approach for State of Charge estimation of lithium-ion battery considering model uncertainty," Energy, Elsevier, vol. 109(C), pages 933-946.
    2. Zheng, Fangdan & Xing, Yinjiao & Jiang, Jiuchun & Sun, Bingxiang & Kim, Jonghoon & Pecht, Michael, 2016. "Influence of different open circuit voltage tests on state of charge online estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 183(C), pages 513-525.
    3. Lin, Cheng & Yu, Quanqing & Xiong, Rui & Wang, Le Yi, 2017. "A study on the impact of open circuit voltage tests on state of charge estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 205(C), pages 892-902.
    4. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    5. Xiangwei Guo & Longyun Kang & Yuan Yao & Zhizhen Huang & Wenbiao Li, 2016. "Joint Estimation of the Electric Vehicle Power Battery State of Charge Based on the Least Squares Method and the Kalman Filter Algorithm," Energies, MDPI, vol. 9(2), pages 1-16, February.
    6. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe & Xu, Tianjiao, 2019. "Joint estimation of lithium-ion battery state of charge and capacity within an adaptive variable multi-timescale framework considering current measurement offset," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    7. Deng, Zhongwei & Hu, Xiaosong & Lin, Xianke & Che, Yunhong & Xu, Le & Guo, Wenchao, 2020. "Data-driven state of charge estimation for lithium-ion battery packs based on Gaussian process regression," Energy, Elsevier, vol. 205(C).
    8. Liu, Zhentong & He, Hongwen, 2017. "Sensor fault detection and isolation for a lithium-ion battery pack in electric vehicles using adaptive extended Kalman filter," Applied Energy, Elsevier, vol. 185(P2), pages 2033-2044.
    9. Li, Xiaoyu & Wang, Zhenpo & Zhang, Lei, 2019. "Co-estimation of capacity and state-of-charge for lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 174(C), pages 33-44.
    10. Sun, Fengchun & Hu, Xiaosong & Zou, Yuan & Li, Siguang, 2011. "Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles," Energy, Elsevier, vol. 36(5), pages 3531-3540.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Kuo & Gao, Xiao & Liu, Caixia & Chang, Chun & Li, Xiaoyu, 2023. "A novel Co-estimation framework of state-of-charge, state-of-power and capacity for lithium-ion batteries using multi-parameters fusion method," Energy, Elsevier, vol. 269(C).
    2. Zhang, Shuzhi & Jiang, Shiyong & Wang, Hongxia & Zhang, Xiongwen, 2022. "A novel dual time-scale voltage sensor fault detection and isolation method for series-connected lithium-ion battery pack," Applied Energy, Elsevier, vol. 322(C).
    3. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    4. Zhang, Shuzhi & Zhang, Qiang & Liu, Dayong & Dai, Xian & Zhang, Xiongwen, 2022. "State-of-charge estimation for lithium-ion battery during constant current charging process based on model parameters updated periodically," Energy, Elsevier, vol. 257(C).
    5. Ganesh Mayilsamy & Kumarasamy Palanimuthu & Raghul Venkateswaran & Ruban Periyanayagam Antonysamy & Seong Ryong Lee & Dongran Song & Young Hoon Joo, 2023. "A Review of State Estimation Techniques for Grid-Connected PMSG-Based Wind Turbine Systems," Energies, MDPI, vol. 16(2), pages 1-27, January.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    2. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    3. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    4. Bizhong Xia & Zizhou Lao & Ruifeng Zhang & Yong Tian & Guanghao Chen & Zhen Sun & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang & Huawen Wang, 2017. "Online Parameter Identification and State of Charge Estimation of Lithium-Ion Batteries Based on Forgetting Factor Recursive Least Squares and Nonlinear Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-23, December.
    5. Xiao, Renxin & Hu, Yanwen & Jia, Xianguang & Chen, Guisheng, 2022. "A novel estimation of state of charge for the lithium-ion battery in electric vehicle without open circuit voltage experiment," Energy, Elsevier, vol. 243(C).
    6. Zizhou Lao & Bizhong Xia & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2018. "A Novel Method for Lithium-Ion Battery Online Parameter Identification Based on Variable Forgetting Factor Recursive Least Squares," Energies, MDPI, vol. 11(6), pages 1-15, May.
    7. Turksoy, Arzu & Teke, Ahmet & Alkaya, Alkan, 2020. "A comprehensive overview of the dc-dc converter-based battery charge balancing methods in electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 133(C).
    8. Li, Alan G. & Wang, Weizhong & West, Alan C. & Preindl, Matthias, 2022. "Health and performance diagnostics in Li-ion batteries with pulse-injection-aided machine learning," Applied Energy, Elsevier, vol. 315(C).
    9. Li, Shi & Pischinger, Stefan & He, Chaoyi & Liang, Liliuyuan & Stapelbroek, Michael, 2018. "A comparative study of model-based capacity estimation algorithms in dual estimation frameworks for lithium-ion batteries under an accelerated aging test," Applied Energy, Elsevier, vol. 212(C), pages 1522-1536.
    10. Zhu, Rui & Duan, Bin & Zhang, Junming & Zhang, Qi & Zhang, Chenghui, 2020. "Co-estimation of model parameters and state-of-charge for lithium-ion batteries with recursive restricted total least squares and unscented Kalman filter," Applied Energy, Elsevier, vol. 277(C).
    11. Wei, Jingwen & Chen, Chunlin, 2021. "A multi-timescale framework for state monitoring and lifetime prognosis of lithium-ion batteries," Energy, Elsevier, vol. 229(C).
    12. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    13. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    14. Li, Xiaoyu & Xu, Jianhua & Hong, Jianxun & Tian, Jindong & Tian, Yong, 2021. "State of energy estimation for a series-connected lithium-ion battery pack based on an adaptive weighted strategy," Energy, Elsevier, vol. 214(C).
    15. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    16. Yonghong Xu & Cheng Li & Xu Wang & Hongguang Zhang & Fubin Yang & Lili Ma & Yan Wang, 2022. "Joint Estimation Method with Multi-Innovation Unscented Kalman Filter Based on Fractional-Order Model for State of Charge and State of Health Estimation," Sustainability, MDPI, vol. 14(23), pages 1-25, November.
    17. Bizhong Xia & Wenhui Zheng & Ruifeng Zhang & Zizhou Lao & Zhen Sun, 2017. "A Novel Observer for Lithium-Ion Battery State of Charge Estimation in Electric Vehicles Based on a Second-Order Equivalent Circuit Model," Energies, MDPI, vol. 10(8), pages 1-20, August.
    18. Yang, Jufeng & Huang, Wenxin & Xia, Bing & Mi, Chris, 2019. "The improved open-circuit voltage characterization test using active polarization voltage reduction method," Applied Energy, Elsevier, vol. 237(C), pages 682-694.
    19. Guo, Feng & Hu, Guangdi & Xiang, Shun & Zhou, Pengkai & Hong, Ru & Xiong, Neng, 2019. "A multi-scale parameter adaptive method for state of charge and parameter estimation of lithium-ion batteries using dual Kalman filters," Energy, Elsevier, vol. 178(C), pages 79-88.
    20. Renxin, Xiao & Yi, Yang & Xianguang, Jia & Nan, Pan, 2023. "Collaborative estimations of state of energy and maximum available energy of lithium-ion batteries with optimized time windows considering instantaneous energy efficiencies," Energy, Elsevier, vol. 274(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:246:y:2022:i:c:s0360544222003267. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.