IDEAS home Printed from https://ideas.repec.org/a/eee/ejores/v200y2010i1p281-288.html
   My bibliography  Save this article

Promoting symmetric weight selection in data envelopment analysis: A penalty function approach

Author

Listed:
  • Dimitrov, Stanko
  • Sutton, Warren

Abstract

Traditionally, data envelopment analysis models assume total flexibility in weight selection, though this assumption can lead to several variables being ignored in determining the efficiency score. Existing methods constrain weight selection to a predefined range, thus removing possible feasible solutions. As such, in this paper we propose the symmetric weight assignment technique (SWAT) that does not affect feasibility and rewards decision making units (DMUs) that make a symmetric selection of weights. This allows for a method of weight restrictions that does not require preference constraints on the variables. Moreover, we show that the SWAT method may be used to differentiate among efficient DMUs.

Suggested Citation

  • Dimitrov, Stanko & Sutton, Warren, 2010. "Promoting symmetric weight selection in data envelopment analysis: A penalty function approach," European Journal of Operational Research, Elsevier, vol. 200(1), pages 281-288, January.
  • Handle: RePEc:eee:ejores:v:200:y:2010:i:1:p:281-288
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0377-2217(08)01018-7
    Download Restriction: Full text for ScienceDirect subscribers only
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Sarrico, C. S. & Dyson, R. G., 2004. "Restricting virtual weights in data envelopment analysis," European Journal of Operational Research, Elsevier, vol. 159(1), pages 17-34, November.
    2. Halme, Merja & Korhonen, Pekka, 2000. "Restricting weights in value efficiency analysis," European Journal of Operational Research, Elsevier, vol. 126(1), pages 175-188, October.
    3. Charnes, A. & Cooper, W. W. & Rhodes, E., 1978. "Measuring the efficiency of decision making units," European Journal of Operational Research, Elsevier, vol. 2(6), pages 429-444, November.
    4. Russell G. Thompson & F. D. Singleton & Robert M. Thrall & Barton A. Smith, 1986. "Comparative Site Evaluations for Locating a High-Energy Physics Lab in Texas," Interfaces, INFORMS, vol. 16(6), pages 35-49, December.
    5. R. Allen & A. Athanassopoulos & R.G. Dyson & E. Thanassoulis, 1997. "Weights restrictions and value judgements in Data Envelopment Analysis: Evolution, development and future directions," Annals of Operations Research, Springer, vol. 73(0), pages 13-34, October.
    6. Roll, Y & Golany, B., 1993. "Alternate methods of treating factor weights in DEA," Omega, Elsevier, vol. 21(1), pages 99-109, January.
    7. Thompson, Russell G. & Langemeier, Larry N. & Lee, Chih-Tah & Lee, Euntaik & Thrall, Robert M., 1990. "The role of multiplier bounds in efficiency analysis with application to Kansas farming," Journal of Econometrics, Elsevier, vol. 46(1-2), pages 93-108.
    8. Eilat, Harel & Golany, Boaz & Shtub, Avraham, 2006. "Constructing and evaluating balanced portfolios of R&D projects with interactions: A DEA based methodology," European Journal of Operational Research, Elsevier, vol. 172(3), pages 1018-1039, August.
    9. Estellita Lins, M.P. & Moreira da Silva, A.C. & Lovell, C.A.K., 2007. "Avoiding infeasibility in DEA models with weight restrictions," European Journal of Operational Research, Elsevier, vol. 181(2), pages 956-966, September.
    10. Francisco Pedraja-Chaparro & Javier Salinas-Jimenez & Peter Smith, 1997. "On the Role of Weight Restrictions in Data Envelopment Analysis," Journal of Productivity Analysis, Springer, vol. 8(2), pages 215-230, May.
    11. Chun-Chu Liu, 2006. "Simulating weight restrictions in data envelopment analysis using the subjective and objective integrated approach," Applied Economics, Taylor & Francis Journals, vol. 38(21), pages 2545-2552.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Hosein Arman & Abdollah Hadi‐Vencheh, 2021. "Restricting the relative weights in data envelopment analysis," International Journal of Finance & Economics, John Wiley & Sons, Ltd., vol. 26(3), pages 4127-4136, July.
    2. Dimitrov, Stanko & Sutton, Warren, 2013. "Generalized symmetric weight assignment technique: Incorporating managerial preferences in data envelopment analysis using a penalty function," Omega, Elsevier, vol. 41(1), pages 48-54.
    3. Aneirson Francisco Silva & Fernando Augusto S. Marins & Erica Ximenes Dias, 2020. "Improving the discrimination power with a new multi-criteria data envelopment model," Annals of Operations Research, Springer, vol. 287(1), pages 127-159, April.
    4. Ahn, Heinz & Neumann, Ludmila & Vazquez Novoa, Nadia, 2012. "Measuring the relative balance of DMUs," European Journal of Operational Research, Elsevier, vol. 221(2), pages 417-423.
    5. Dariush Akbarian, 2020. "Avoiding dissimilarity between the weights of the optimal DEA solutions," OPSEARCH, Springer;Operational Research Society of India, vol. 57(2), pages 364-375, June.
    6. Qing Wang & Zhaojun Liu & Yang Zhang, 2017. "A Novel Weighting Method for Finding Common Weights in DEA," Asia-Pacific Journal of Operational Research (APJOR), World Scientific Publishing Co. Pte. Ltd., vol. 34(05), pages 1-21, October.
    7. Dimitrov Stanko, 2014. "Comparing Data Envelopment Analysis and Human Decision Making Unit Rankings: A Survey Approach," Stochastics and Quality Control, De Gruyter, vol. 29(2), pages 129-141, December.
    8. Soltanifar, Mehdi & Shahghobadi, Saeid, 2013. "Selecting a benevolent secondary goal model in data envelopment analysis cross-efficiency evaluation by a voting model," Socio-Economic Planning Sciences, Elsevier, vol. 47(1), pages 65-74.
    9. Javier Fiallos & Jonathan Patrick & Wojtek Michalowski & Ken Farion, 2017. "Using data envelopment analysis for assessing the performance of pediatric emergency department physicians," Health Care Management Science, Springer, vol. 20(1), pages 129-140, March.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Ströhl, Florian & Borsch, Erik & Souren, Rainer, 2018. "Integration von Gewichtsrestriktionen in das DEA-Modell nach Charnes, Cooper und Rhodes: Exemplarische Optionen und Auswirkungen," Ilmenauer Schriften zur Betriebswirtschaftslehre, Technische Universität Ilmenau, Institut für Betriebswirtschaftslehre, volume 3, number 32018.
    2. T Joro & E-J Viitala, 2004. "Weight-restricted DEA in action: from expert opinions to mathematical models," Journal of the Operational Research Society, Palgrave Macmillan;The OR Society, vol. 55(8), pages 814-821, August.
    3. Hosein Arman & Abdollah Hadi‐Vencheh, 2021. "Restricting the relative weights in data envelopment analysis," International Journal of Finance & Economics, John Wiley & Sons, Ltd., vol. 26(3), pages 4127-4136, July.
    4. Pereira, Miguel Alves & Camanho, Ana Santos & Figueira, José Rui & Marques, Rui Cunha, 2021. "Incorporating preference information in a range directional composite indicator: The case of Portuguese public hospitals," European Journal of Operational Research, Elsevier, vol. 294(2), pages 633-650.
    5. Ramón, Nuria & Ruiz, José L. & Sirvent, Inmaculada, 2010. "A multiplier bound approach to assess relative efficiency in DEA without slacks," European Journal of Operational Research, Elsevier, vol. 203(1), pages 261-269, May.
    6. Victor V. Podinovski & Tatiana Bouzdine-Chameeva, 2013. "Weight Restrictions and Free Production in Data Envelopment Analysis," Operations Research, INFORMS, vol. 61(2), pages 426-437, April.
    7. Roets, Bart & Verschelde, Marijn & Christiaens, Johan, 2018. "Multi-output efficiency and operational safety: An analysis of railway traffic control centre performance," European Journal of Operational Research, Elsevier, vol. 271(1), pages 224-237.
    8. Tavana, Madjid & Ebrahimnejad, Ali & Santos-Arteaga, Francisco J. & Mansourzadeh, Seyed Mehdi & Matin, Reza Kazemi, 2018. "A hybrid DEA-MOLP model for public school assessment and closure decision in the City of Philadelphia," Socio-Economic Planning Sciences, Elsevier, vol. 61(C), pages 70-89.
    9. William W. Cooper & Kyung Sam Park & Gang Yu, 2001. "An Illustrative Application of Idea (Imprecise Data Envelopment Analysis) to a Korean Mobile Telecommunication Company," Operations Research, INFORMS, vol. 49(6), pages 807-820, December.
    10. V V Podinovski, 2004. "Production trade-offs and weight restrictions in data envelopment analysis," Journal of the Operational Research Society, Palgrave Macmillan;The OR Society, vol. 55(12), pages 1311-1322, December.
    11. Estellita Lins, M.P. & Moreira da Silva, A.C. & Lovell, C.A.K., 2007. "Avoiding infeasibility in DEA models with weight restrictions," European Journal of Operational Research, Elsevier, vol. 181(2), pages 956-966, September.
    12. Nikolaos Oikonomou & Yannis Tountas & Argiris Mariolis & Kyriakos Souliotis & Kostas Athanasakis & John Kyriopoulos, 2016. "Measuring the efficiency of the Greek rural primary health care using a restricted DEA model; the case of southern and western Greece," Health Care Management Science, Springer, vol. 19(4), pages 313-325, December.
    13. Sarrico, C. S. & Dyson, R. G., 2004. "Restricting virtual weights in data envelopment analysis," European Journal of Operational Research, Elsevier, vol. 159(1), pages 17-34, November.
    14. Podinovski, V. V., 2004. "Suitability and redundancy of non-homogeneous weight restrictions for measuring the relative efficiency in DEA," European Journal of Operational Research, Elsevier, vol. 154(2), pages 380-395, April.
    15. See, Kok Fong & Ng, Ying Chu & Yu, Ming-Miin, 2022. "An alternative assessment approach to national higher education system evaluation," Evaluation and Program Planning, Elsevier, vol. 94(C).
    16. Eduardo González & Ana Cárcaba & Juan Ventura, 2011. "Quality Of Life Ranking Of Spanish Municipalities," Revista de Economia Aplicada, Universidad de Zaragoza, Departamento de Estructura Economica y Economia Publica, vol. 19(2), pages 123-148, Autumn.
    17. Ana Cárcaba & Eduardo González & Juan Ventura, 2017. "Social Progress in Spanish Municipalities (2001–2011)," Applied Research in Quality of Life, Springer;International Society for Quality-of-Life Studies, vol. 12(4), pages 997-1019, December.
    18. Halme, Merja & Korhonen, Pekka, 2000. "Restricting weights in value efficiency analysis," European Journal of Operational Research, Elsevier, vol. 126(1), pages 175-188, October.
    19. Ahti Salo & Antti Punkka, 2011. "Ranking Intervals and Dominance Relations for Ratio-Based Efficiency Analysis," Management Science, INFORMS, vol. 57(1), pages 200-214, January.
    20. Dovile Stumbriene & Ana S. Camanho & Audrone Jakaitiene, 2020. "The performance of education systems in the light of Europe 2020 strategy," Annals of Operations Research, Springer, vol. 288(2), pages 577-608, May.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ejores:v:200:y:2010:i:1:p:281-288. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/eor .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.