IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v348y2023ics0306261923009558.html
   My bibliography  Save this article

How to improve the application potential of deep learning model in HVAC fault diagnosis: Based on pruning and interpretable deep learning method

Author

Listed:
  • Gao, Yuan
  • Miyata, Shohei
  • Akashi, Yasunori

Abstract

Automated fault detection and diagnosis (AFDD) plays a crucial role in enhancing the energy efficiency of air conditioning systems. Deep learning has emerged as a promising tool for image classification, and its application in the context of AFDD of HVAC systems is gaining traction due to its exceptional performance. However, the deployment cost of deep models in practical scenarios is increased due to the large number of parameters and the lack of interpretability. This paper focuses on improving the potential of deep learning models for AFDD in real HVAC systems. We use pruning to reduce the number of parameters in the model and use layer-wise relevance propagation (LRP) to improve the interpretability of the model. The case study builds a simulation model and 31 kinds of fault data sets based on the actual HVAC in Japan. Based on the findings, Without loss of accuracy, the pruning method can reduce the model size by more than 99 % and maintain 90% classification accuracy. The LRP score allows model users to find out the input data that most affects the results at each diagnosis, improving interpretability.

Suggested Citation

  • Gao, Yuan & Miyata, Shohei & Akashi, Yasunori, 2023. "How to improve the application potential of deep learning model in HVAC fault diagnosis: Based on pruning and interpretable deep learning method," Applied Energy, Elsevier, vol. 348(C).
  • Handle: RePEc:eee:appene:v:348:y:2023:i:c:s0306261923009558
    DOI: 10.1016/j.apenergy.2023.121591
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261923009558
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2023.121591?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Dai, Baolian & Tong, Yan & Hu, Qi & Chen, Zheng, 2022. "Characteristics of thermal stratification and its effects on HVAC energy consumption for an atrium building in south China," Energy, Elsevier, vol. 249(C).
    2. Xue, Puning & Zhou, Zhigang & Fang, Xiumu & Chen, Xin & Liu, Lin & Liu, Yaowen & Liu, Jing, 2017. "Fault detection and operation optimization in district heating substations based on data mining techniques," Applied Energy, Elsevier, vol. 205(C), pages 926-940.
    3. Du, Zhimin & Chen, Ling & Jin, Xinqiao, 2017. "Data-driven based reliability evaluation for measurements of sensors in a vapor compression system," Energy, Elsevier, vol. 122(C), pages 237-248.
    4. Chen, Zhelun & O’Neill, Zheng & Wen, Jin & Pradhan, Ojas & Yang, Tao & Lu, Xing & Lin, Guanjing & Miyata, Shohei & Lee, Seungjae & Shen, Chou & Chiosa, Roberto & Piscitelli, Marco Savino & Capozzoli, , 2023. "A review of data-driven fault detection and diagnostics for building HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    5. Chen, Yimin & Wen, Jin & Pradhan, Ojas & Lo, L. James & Wu, Teresa, 2022. "Using discrete Bayesian networks for diagnosing and isolating cross-level faults in HVAC systems," Applied Energy, Elsevier, vol. 327(C).
    6. Movahed, Paria & Taheri, Saman & Razban, Ali, 2023. "A bi-level data-driven framework for fault-detection and diagnosis of HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    7. Liu, Mingzhe & Ooka, Ryozo & Choi, Wonjun & Ikeda, Shintaro, 2019. "Experimental and numerical investigation of energy saving potential of centralized and decentralized pumping systems," Applied Energy, Elsevier, vol. 251(C), pages 1-1.
    8. Zhou, Dengji & Yao, Qinbo & Wu, Hang & Ma, Shixi & Zhang, Huisheng, 2020. "Fault diagnosis of gas turbine based on partly interpretable convolutional neural networks," Energy, Elsevier, vol. 200(C).
    9. Zhao, Yang & Li, Tingting & Zhang, Xuejun & Zhang, Chaobo, 2019. "Artificial intelligence-based fault detection and diagnosis methods for building energy systems: Advantages, challenges and the future," Renewable and Sustainable Energy Reviews, Elsevier, vol. 109(C), pages 85-101.
    10. Fan, Cheng & Xiao, Fu & Yan, Chengchu & Liu, Chengliang & Li, Zhengdao & Wang, Jiayuan, 2019. "A novel methodology to explain and evaluate data-driven building energy performance models based on interpretable machine learning," Applied Energy, Elsevier, vol. 235(C), pages 1551-1560.
    11. Grillone, Benedetto & Mor, Gerard & Danov, Stoyan & Cipriano, Jordi & Sumper, Andreas, 2021. "A data-driven methodology for enhanced measurement and verification of energy efficiency savings in commercial buildings," Applied Energy, Elsevier, vol. 301(C).
    12. Fan, Cheng & Xiao, Fu & Zhao, Yang & Wang, Jiayuan, 2018. "Analytical investigation of autoencoder-based methods for unsupervised anomaly detection in building energy data," Applied Energy, Elsevier, vol. 211(C), pages 1123-1135.
    13. Davide Castelvecchi, 2016. "Can we open the black box of AI?," Nature, Nature, vol. 538(7623), pages 20-23, October.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Chen, Zhelun & O’Neill, Zheng & Wen, Jin & Pradhan, Ojas & Yang, Tao & Lu, Xing & Lin, Guanjing & Miyata, Shohei & Lee, Seungjae & Shen, Chou & Chiosa, Roberto & Piscitelli, Marco Savino & Capozzoli, , 2023. "A review of data-driven fault detection and diagnostics for building HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    2. Li, Tingting & Zhou, Yangze & Zhao, Yang & Zhang, Chaobo & Zhang, Xuejun, 2022. "A hierarchical object oriented Bayesian network-based fault diagnosis method for building energy systems," Applied Energy, Elsevier, vol. 306(PB).
    3. Liang, Xinbin & Liu, Zhuoxuan & Wang, Jie & Jin, Xinqiao & Du, Zhimin, 2023. "Uncertainty quantification-based robust deep learning for building energy systems considering distribution shift problem," Applied Energy, Elsevier, vol. 337(C).
    4. Chen, Jianli & Zhang, Liang & Li, Yanfei & Shi, Yifu & Gao, Xinghua & Hu, Yuqing, 2022. "A review of computing-based automated fault detection and diagnosis of heating, ventilation and air conditioning systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    5. Fan, Cheng & Lei, Yutian & Sun, Yongjun & Mo, Like, 2023. "Novel transformer-based self-supervised learning methods for improved HVAC fault diagnosis performance with limited labeled data," Energy, Elsevier, vol. 278(PB).
    6. Venkatraj, V. & Dixit, M.K., 2022. "Challenges in implementing data-driven approaches for building life cycle energy assessment: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 160(C).
    7. Wang, Zeyu & Liu, Jian & Zhang, Yuanxin & Yuan, Hongping & Zhang, Ruixue & Srinivasan, Ravi S., 2021. "Practical issues in implementing machine-learning models for building energy efficiency: Moving beyond obstacles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 143(C).
    8. Zhang, Chaobo & Xue, Xue & Zhao, Yang & Zhang, Xuejun & Li, Tingting, 2019. "An improved association rule mining-based method for revealing operational problems of building heating, ventilation and air conditioning (HVAC) systems," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    9. Zhang, Chaobo & Li, Junyang & Zhao, Yang & Li, Tingting & Chen, Qi & Zhang, Xuejun & Qiu, Weikang, 2021. "Problem of data imbalance in building energy load prediction: Concept, influence, and solution," Applied Energy, Elsevier, vol. 297(C).
    10. Mohammad Mahdi Forootan & Iman Larki & Rahim Zahedi & Abolfazl Ahmadi, 2022. "Machine Learning and Deep Learning in Energy Systems: A Review," Sustainability, MDPI, vol. 14(8), pages 1-49, April.
    11. Li, Guannan & Chen, Liang & Liu, Jiangyan & Fang, Xi, 2023. "Comparative study on deep transfer learning strategies for cross-system and cross-operation-condition building energy systems fault diagnosis," Energy, Elsevier, vol. 263(PD).
    12. Dey, Maitreyee & Rana, Soumya Prakash & Dudley, Sandra, 2021. "Automated terminal unit performance analysis employing x-RBF neural network and associated energy optimisation – A case study based approach," Applied Energy, Elsevier, vol. 298(C).
    13. Zhao, Yang & Li, Tingting & Zhang, Xuejun & Zhang, Chaobo, 2019. "Artificial intelligence-based fault detection and diagnosis methods for building energy systems: Advantages, challenges and the future," Renewable and Sustainable Energy Reviews, Elsevier, vol. 109(C), pages 85-101.
    14. Chen Zhang & Tao Yang, 2023. "Anomaly Detection for Wind Turbines Using Long Short-Term Memory-Based Variational Autoencoder Wasserstein Generation Adversarial Network under Semi-Supervised Training," Energies, MDPI, vol. 16(19), pages 1-18, October.
    15. Simona-Vasilica Oprea & Adela Bâra & Florina Camelia Puican & Ioan Cosmin Radu, 2021. "Anomaly Detection with Machine Learning Algorithms and Big Data in Electricity Consumption," Sustainability, MDPI, vol. 13(19), pages 1-20, October.
    16. Fan, Cheng & Sun, Yongjun & Zhao, Yang & Song, Mengjie & Wang, Jiayuan, 2019. "Deep learning-based feature engineering methods for improved building energy prediction," Applied Energy, Elsevier, vol. 240(C), pages 35-45.
    17. Xavier Serrano-Guerrero & Guillermo Escrivá-Escrivá & Santiago Luna-Romero & Jean-Michel Clairand, 2020. "A Time-Series Treatment Method to Obtain Electrical Consumption Patterns for Anomalies Detection Improvement in Electrical Consumption Profiles," Energies, MDPI, vol. 13(5), pages 1-23, February.
    18. Netzah Calamaro & Yuval Beck & Ran Ben Melech & Doron Shmilovitz, 2021. "An Energy-Fraud Detection-System Capable of Distinguishing Frauds from Other Energy Flow Anomalies in an Urban Environment," Sustainability, MDPI, vol. 13(19), pages 1-38, September.
    19. Lu, Yakai & Tian, Zhe & Zhou, Ruoyu & Liu, Wenjing, 2021. "A general transfer learning-based framework for thermal load prediction in regional energy system," Energy, Elsevier, vol. 217(C).
    20. Alireza Rezazadeh & Yasamin Jafarian & Ali Kord, 2022. "Explainable Ensemble Machine Learning for Breast Cancer Diagnosis Based on Ultrasound Image Texture Features," Forecasting, MDPI, vol. 4(1), pages 1-13, February.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:348:y:2023:i:c:s0306261923009558. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.