IDEAS home Printed from https://ideas.repec.org/a/eee/rensus/v161y2022ics1364032122003057.html
   My bibliography  Save this article

A review of computing-based automated fault detection and diagnosis of heating, ventilation and air conditioning systems

Author

Listed:
  • Chen, Jianli
  • Zhang, Liang
  • Li, Yanfei
  • Shi, Yifu
  • Gao, Xinghua
  • Hu, Yuqing

Abstract

Faults in Heating, Ventilation, and Air Conditioning (HVAC) systems of buildings result in significant energy waste in building operation. With fast-growing sensing data availability and advancement in computing, computational modeling has demonstrated strong capability to detect and diagnose HVAC system faults, hence, ensuring efficient building operation. This paper comprehensively reviews the state-of-the-art computing-based fault detection and diagnosis (FDD) for HVAC systems. Overall, the reviewed computing-based FDD methods are classified as two major approaches: knowledge-based and data-driven approaches. We then identify multiple important topics, including data availability, training data size, data quality, approach generality, capability, interpretability, and required modeling efforts, along with corresponding metrics to summarize the most updated FDD development. Generally, the knowledge-based approaches are further divided as physics-based modeling, Diagnostic Bayesian Network, and performance indicator-based methods while data-driven approaches include supervised learning, unsupervised learning, and regression and statistics-based methods. State-of-the-art FDD development, remaining challenges, and future research directions are further discussed to push forward FDD in practice. Availability of fault data, capability of existing methods to deal with complex fault situations (such as simultaneous faults), modeling interpretability for data-driven methods, and required engineering efforts for physics-based methods are identified as remaining challenges in FDD development. Improving modeling fidelity and reducing modeling efforts are essential for applying physics-based methods in real buildings. Meanwhile, addressing fault data availability, increasing algorithm adaptability, and handling multiple faults are essential to further enhance the applicability of data-driven FDD approaches.

Suggested Citation

  • Chen, Jianli & Zhang, Liang & Li, Yanfei & Shi, Yifu & Gao, Xinghua & Hu, Yuqing, 2022. "A review of computing-based automated fault detection and diagnosis of heating, ventilation and air conditioning systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
  • Handle: RePEc:eee:rensus:v:161:y:2022:i:c:s1364032122003057
    DOI: 10.1016/j.rser.2022.112395
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S1364032122003057
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.rser.2022.112395?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Eom, Yong Hwan & Yoo, Jin Woo & Hong, Sung Bin & Kim, Min Soo, 2019. "Refrigerant charge fault detection method of air source heat pump system using convolutional neural network for energy saving," Energy, Elsevier, vol. 187(C).
    2. Chen, Jianli & Gao, Xinghua & Hu, Yuqing & Zeng, Zhaoyun & Liu, Yanan, 2019. "A meta-model-based optimization approach for fast and reliable calibration of building energy models," Energy, Elsevier, vol. 188(C).
    3. Zhao, Yang & Wang, Shengwei & Xiao, Fu, 2013. "Pattern recognition-based chillers fault detection method using Support Vector Data Description (SVDD)," Applied Energy, Elsevier, vol. 112(C), pages 1041-1048.
    4. Du, Zhimin & Chen, Ling & Jin, Xinqiao, 2017. "Data-driven based reliability evaluation for measurements of sensors in a vapor compression system," Energy, Elsevier, vol. 122(C), pages 237-248.
    5. Zhu, Xu & Zhang, Shuai & Jin, Xinqiao & Du, Zhimin, 2020. "Deep learning based reference model for operational risk evaluation of screw chillers for energy efficiency," Energy, Elsevier, vol. 213(C).
    6. Wang, Shengwei & Cui, Jingtan, 2005. "Sensor-fault detection, diagnosis and estimation for centrifugal chiller systems using principal-component analysis method," Applied Energy, Elsevier, vol. 82(3), pages 197-213, November.
    7. Lee, Won-Yong & House, John M. & Kyong, Nam-Ho, 2004. "Subsystem level fault diagnosis of a building's air-handling unit using general regression neural networks," Applied Energy, Elsevier, vol. 77(2), pages 153-170, February.
    8. Zhao, Yang & Li, Tingting & Zhang, Xuejun & Zhang, Chaobo, 2019. "Artificial intelligence-based fault detection and diagnosis methods for building energy systems: Advantages, challenges and the future," Renewable and Sustainable Energy Reviews, Elsevier, vol. 109(C), pages 85-101.
    9. Du, Zhimin & Jin, Xinqiao & Yang, Yunyu, 2009. "Fault diagnosis for temperature, flow rate and pressure sensors in VAV systems using wavelet neural network," Applied Energy, Elsevier, vol. 86(9), pages 1624-1631, September.
    10. Bonvini, Marco & Sohn, Michael D. & Granderson, Jessica & Wetter, Michael & Piette, Mary Ann, 2014. "Robust on-line fault detection diagnosis for HVAC components based on nonlinear state estimation techniques," Applied Energy, Elsevier, vol. 124(C), pages 156-166.
    11. Gao, Dian-ce & Wang, Shengwei & Shan, Kui & Yan, Chengchu, 2016. "A system-level fault detection and diagnosis method for low delta-T syndrome in the complex HVAC systems," Applied Energy, Elsevier, vol. 164(C), pages 1028-1038.
    12. Wang, Zhanwei & Wang, Zhiwei & He, Suowei & Gu, Xiaowei & Yan, Zeng Feng, 2017. "Fault detection and diagnosis of chillers using Bayesian network merged distance rejection and multi-source non-sensor information," Applied Energy, Elsevier, vol. 188(C), pages 200-214.
    13. Liu, Jiangyan & Li, Guannan & Liu, Bin & Li, Kuining & Chen, Huanxin, 2019. "Knowledge discovery of data-driven-based fault diagnostics for building energy systems: A case study of the building variable refrigerant flow system," Energy, Elsevier, vol. 174(C), pages 873-885.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Chen, Zhelun & O’Neill, Zheng & Wen, Jin & Pradhan, Ojas & Yang, Tao & Lu, Xing & Lin, Guanjing & Miyata, Shohei & Lee, Seungjae & Shen, Chou & Chiosa, Roberto & Piscitelli, Marco Savino & Capozzoli, , 2023. "A review of data-driven fault detection and diagnostics for building HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    2. Guo, Yabin & Li, Yuduo & Li, Weilin, 2023. "On-site fault experiment and diagnosis research of the carbon dioxide transcritical heat pump system for energy saving," Energy, Elsevier, vol. 274(C).
    3. Li, Guannan & Chen, Liang & Liu, Jiangyan & Fang, Xi, 2023. "Comparative study on deep transfer learning strategies for cross-system and cross-operation-condition building energy systems fault diagnosis," Energy, Elsevier, vol. 263(PD).
    4. Hamidreza Alavi & Nuria Forcada, 2022. "User-Centric BIM-Based Framework for HVAC Root-Cause Detection," Energies, MDPI, vol. 15(10), pages 1-13, May.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Simon P. Melgaard & Kamilla H. Andersen & Anna Marszal-Pomianowska & Rasmus L. Jensen & Per K. Heiselberg, 2022. "Fault Detection and Diagnosis Encyclopedia for Building Systems: A Systematic Review," Energies, MDPI, vol. 15(12), pages 1-50, June.
    2. Wang, Zhanwei & Wang, Zhiwei & He, Suowei & Gu, Xiaowei & Yan, Zeng Feng, 2017. "Fault detection and diagnosis of chillers using Bayesian network merged distance rejection and multi-source non-sensor information," Applied Energy, Elsevier, vol. 188(C), pages 200-214.
    3. Zhao, Yang & Li, Tingting & Zhang, Xuejun & Zhang, Chaobo, 2019. "Artificial intelligence-based fault detection and diagnosis methods for building energy systems: Advantages, challenges and the future," Renewable and Sustainable Energy Reviews, Elsevier, vol. 109(C), pages 85-101.
    4. Li, Tingting & Zhou, Yangze & Zhao, Yang & Zhang, Chaobo & Zhang, Xuejun, 2022. "A hierarchical object oriented Bayesian network-based fault diagnosis method for building energy systems," Applied Energy, Elsevier, vol. 306(PB).
    5. Wang, Huilong & Xu, Peng & Lu, Xing & Yuan, Dengkuo, 2016. "Methodology of comprehensive building energy performance diagnosis for large commercial buildings at multiple levels," Applied Energy, Elsevier, vol. 169(C), pages 14-27.
    6. William Nelson & Charles Culp, 2022. "Machine Learning Methods for Automated Fault Detection and Diagnostics in Building Systems—A Review," Energies, MDPI, vol. 15(15), pages 1-20, July.
    7. Li, Guannan & Chen, Liang & Liu, Jiangyan & Fang, Xi, 2023. "Comparative study on deep transfer learning strategies for cross-system and cross-operation-condition building energy systems fault diagnosis," Energy, Elsevier, vol. 263(PD).
    8. Li, Bingxu & Cheng, Fanyong & Zhang, Xin & Cui, Can & Cai, Wenjian, 2021. "A novel semi-supervised data-driven method for chiller fault diagnosis with unlabeled data," Applied Energy, Elsevier, vol. 285(C).
    9. Chen, Zhelun & O’Neill, Zheng & Wen, Jin & Pradhan, Ojas & Yang, Tao & Lu, Xing & Lin, Guanjing & Miyata, Shohei & Lee, Seungjae & Shen, Chou & Chiosa, Roberto & Piscitelli, Marco Savino & Capozzoli, , 2023. "A review of data-driven fault detection and diagnostics for building HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    10. Rongjiang Ma & Xianlin Wang & Ming Shan & Nanyang Yu & Shen Yang, 2020. "Recognition of Variable-Speed Equipment in an Air-Conditioning System Using Numerical Analysis of Energy-Consumption Data," Energies, MDPI, vol. 13(18), pages 1-14, September.
    11. Liang, Xinbin & Liu, Zhuoxuan & Wang, Jie & Jin, Xinqiao & Du, Zhimin, 2023. "Uncertainty quantification-based robust deep learning for building energy systems considering distribution shift problem," Applied Energy, Elsevier, vol. 337(C).
    12. Bode, Gerrit & Thul, Simon & Baranski, Marc & Müller, Dirk, 2020. "Real-world application of machine-learning-based fault detection trained with experimental data," Energy, Elsevier, vol. 198(C).
    13. Liang, Xinbin & Zhu, Xu & Chen, Kang & Chen, Siliang & Jin, Xinqiao & Du, Zhimin, 2023. "Endowing data-driven models with rejection ability: Out-of-distribution detection and confidence estimation for black-box models of building energy systems," Energy, Elsevier, vol. 263(PC).
    14. Wen, Shuqing & Zhang, Weirong & Sun, Yifu & Li, Zhenxi & Huang, Boju & Bian, Shouguo & Zhao, Lin & Wang, Yan, 2023. "An enhanced principal component analysis method with Savitzky–Golay filter and clustering algorithm for sensor fault detection and diagnosis," Applied Energy, Elsevier, vol. 337(C).
    15. Zhang, Rongpeng & Hong, Tianzhen, 2017. "Modeling of HVAC operational faults in building performance simulation," Applied Energy, Elsevier, vol. 202(C), pages 178-188.
    16. Zhong, Fangliang & Calautit, John Kaiser & Wu, Yupeng, 2023. "Fault data seasonal imbalance and insufficiency impacts on data-driven heating, ventilation and air-conditioning fault detection and diagnosis performances for energy-efficient building operations," Energy, Elsevier, vol. 282(C).
    17. Guo, Yabin & Tan, Zehan & Chen, Huanxin & Li, Guannan & Wang, Jiangyu & Huang, Ronggeng & Liu, Jiangyan & Ahmad, Tanveer, 2018. "Deep learning-based fault diagnosis of variable refrigerant flow air-conditioning system for building energy saving," Applied Energy, Elsevier, vol. 225(C), pages 732-745.
    18. Du, Zhimin & Chen, Ling & Jin, Xinqiao, 2017. "Data-driven based reliability evaluation for measurements of sensors in a vapor compression system," Energy, Elsevier, vol. 122(C), pages 237-248.
    19. Kowalski, Jerzy, 2015. "Concept of the multidimensional diagnostic tool based on exhaust gas composition for marine engines," Applied Energy, Elsevier, vol. 150(C), pages 1-8.
    20. Yoon, Sungmin & Yu, Yuebin, 2018. "Hidden factors and handling strategies on virtual in-situ sensor calibration in building energy systems: Prior information and cancellation effect," Applied Energy, Elsevier, vol. 212(C), pages 1069-1082.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:rensus:v:161:y:2022:i:c:s1364032122003057. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/600126/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.