Probabilistic Forecasts of Volatility and its Risk Premia
Abstract
The object of this paper is to produce distributional forecasts of physical volatility and its associated risk premia using a non-Gaussian, non-linear state space approach. Option and spot market information on the unobserved variance process is captured by using dual 'model-free' variance measures to define a bivariate observation equation in the state space model. The premium for diffusive variance risk is defined as linear in the latent variance (in the usual fashion) whilst the premium for jump variance risk is specified as a conditionally deterministic dynamic process, driven by a function of past measurements. The inferential approach adopted is Bayesian, implemented via a Markov chain Monte Carlo algorithm that caters for the multiple sources of non-linearity in the model and the bivariate measure. The method is applied to empirical spot and option price data for the S&P500 index over the 1999 to 2008 period, with conclusions drawn about investors' required compensation for variance risk during the recent financial turmoil. The accuracy of the probabilistic forecasts of the observable variance measures is demonstrated, and compared with that of forecasts yielded by more standard time series models. To illustrate the benefits of the approach, the posterior distribution is augmented by information on daily returns to produce Value at Risk predictions, as well as being used to yield forecasts of the prices of derivatives on volatility itself. Linking the variance risk premia to the risk aversion parameter in a representative agent model, probabilistic forecasts of relative risk aversion are also produced.Download Info
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Paper provided by Monash University, Department of Econometrics and Business Statistics in its series Monash Econometrics and Business Statistics Working Papers with number 22/10.Length: 42 pages
Date of creation: 20 Dec 2010
Date of revision:
Handle: RePEc:msh:ebswps:2010-22
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Keywords: Volatility Forecasting; Non-linear State Space Models; Non-parametric Variance Measures; Bayesian Markov Chain Monte Carlo; VIX Futures; Risk Aversion.;Other versions of this item:
- Maneesoonthorn, Worapree & Martin, Gael M. & Forbes, Catherine S. & Grose, Simone D., 2012. "Probabilistic forecasts of volatility and its risk premia," Journal of Econometrics, Elsevier, vol. 171(2), pages 217-236.
- C11 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods and Methodology: General - - - Bayesian Analysis: General
- C53 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Forecasting and Prediction Models; Simulation Methods
- C58 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Financial Econometrics
This paper has been announced in the following NEP Reports:
- NEP-ALL-2011-01-03 (All new papers)
- NEP-ECM-2011-01-03 (Econometrics)
- NEP-ETS-2011-01-03 (Econometric Time Series)
- NEP-FOR-2011-01-03 (Forecasting)
- NEP-ORE-2011-01-03 (Operations Research)
- NEP-RMG-2011-01-03 (Risk Management)
References
References listed on IDEASPlease report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
- Yacine Aït-Sahalia & Julio Cacho-Diaz & Roger J.A. Laeven, 2010. "Modeling Financial Contagion Using Mutually Exciting Jump Processes," NBER Working Papers 15850, National Bureau of Economic Research, Inc.
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