IDEAS home Printed from https://ideas.repec.org/a/wly/riskan/v38y2018i3p603-619.html
   My bibliography  Save this article

Optimal Inspection of Imports to Prevent Invasive Pest Introduction

Author

Listed:
  • Cuicui Chen
  • Rebecca S. Epanchin‐Niell
  • Robert G. Haight

Abstract

The United States imports more than 1 billion live plants annually—an important and growing pathway for introduction of damaging nonnative invertebrates and pathogens. Inspection of imports is one safeguard for reducing pest introductions, but capacity constraints limit inspection effort. We develop an optimal sampling strategy to minimize the costs of pest introductions from trade by posing inspection as an acceptance sampling problem that incorporates key features of the decision context, including (i) simultaneous inspection of many heterogeneous lots, (ii) a lot‐specific sampling effort, (iii) a budget constraint that limits total inspection effort, (iv) inspection error, and (v) an objective of minimizing cost from accepted defective units. We derive a formula for expected number of accepted infested units (expected slippage) given lot size, sample size, infestation rate, and detection rate, and we formulate and analyze the inspector's optimization problem of allocating a sampling budget among incoming lots to minimize the cost of slippage. We conduct an empirical analysis of live plant inspection, including estimation of plant infestation rates from historical data, and find that inspections optimally target the largest lots with the highest plant infestation rates, leaving some lots unsampled. We also consider that USDA‐APHIS, which administers inspections, may want to continue inspecting all lots at a baseline level; we find that allocating any additional capacity, beyond a comprehensive baseline inspection, to the largest lots with the highest infestation rates allows inspectors to meet the dual goals of minimizing the costs of slippage and maintaining baseline sampling without substantial compromise.

Suggested Citation

  • Cuicui Chen & Rebecca S. Epanchin‐Niell & Robert G. Haight, 2018. "Optimal Inspection of Imports to Prevent Invasive Pest Introduction," Risk Analysis, John Wiley & Sons, vol. 38(3), pages 603-619, March.
  • Handle: RePEc:wly:riskan:v:38:y:2018:i:3:p:603-619
    DOI: 10.1111/risa.12880
    as

    Download full text from publisher

    File URL: https://doi.org/10.1111/risa.12880
    Download Restriction: no

    File URL: https://libkey.io/10.1111/risa.12880?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Ilya V. Surkov & Alfons G.J.M. Oude Lansink & Wopke van der Werf, 2009. "The optimal amount and allocation of sampling effort for plant health inspection," European Review of Agricultural Economics, Oxford University Press and the European Agricultural and Applied Economics Publications Foundation, vol. 36(3), pages 295-320, September.
    2. Epanchin-Niell, Rebecca S. & Liebhold, Andrew M., 2015. "Benefits of invasion prevention: Effect of time lags, spread rates, and damage persistence," Ecological Economics, Elsevier, vol. 116(C), pages 146-153.
    3. S. Andrew Starbird, 2005. "Moral Hazard, Inspection Policy, and Food Safety," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 87(1), pages 15-27.
    4. Mark R. Powell, 2014. "Optimal Food Safety Sampling Under a Budget Constraint," Risk Analysis, John Wiley & Sons, vol. 34(1), pages 93-100, January.
    5. Pamela K. Lattimore & Joanna R. Baker & Lance A. Matheson, 1996. "Monitoring Drug Use Using Bayesian Acceptance Sampling: The Illinois Experiment," Operations Research, INFORMS, vol. 44(2), pages 274-285, April.
    6. Ameden, Holly A. & Cash, Sean B. & Zilberman, David, 2007. "Border Enforcement and Firm Response in the Management of Invasive Species," Journal of Agricultural and Applied Economics, Southern Agricultural Economics Association, vol. 39(Special), pages 1-12, October.
    7. Springborn, Michael R. & Lindsay, Amanda R. & Epanchin-Niell, Rebecca S., 2016. "Harnessing enforcement leverage at the border to minimize biological risk from international live species trade," Journal of Economic Behavior & Organization, Elsevier, vol. 132(PB), pages 98-112.
    8. repec:ebl:ecbull:v:17:y:2008:i:15:p:1-9 is not listed on IDEAS
    9. Batabyal, Amitrajeet & Yoo, Seung Jick, 2008. "A theoretical analysis of random inspections and fines in invasive species management," MPRA Paper 72007, University Library of Munich, Germany.
    10. Tao Peng & Seung Jick Yoo, 2008. "A theoretical analysis of random inspections and fines in invasive species management," Economics Bulletin, AccessEcon, vol. 17(15), pages 1-9.
    11. Springborn, Michael R., 2014. "Risk aversion and adaptive management: Insights from a multi-armed bandit model of invasive species risk," Journal of Environmental Economics and Management, Elsevier, vol. 68(2), pages 226-242.
    12. Juliann E Aukema & Brian Leung & Kent Kovacs & Corey Chivers & Kerry O Britton & Jeffrey Englin & Susan J Frankel & Robert G Haight & Thomas P Holmes & Andrew M Liebhold & Deborah G McCullough & Betsy, 2011. "Economic Impacts of Non-Native Forest Insects in the Continental United States," PLOS ONE, Public Library of Science, vol. 6(9), pages 1-7, September.
    13. Steven M. Bartell & Shyam K. Nair, 2004. "Establishment Risks for Invasive Species," Risk Analysis, John Wiley & Sons, vol. 24(4), pages 833-845, August.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Yemshanov, Denys & Haight, Robert G. & Koch, Frank H. & Venette, Robert C. & Swystun, Tom & Fournier, Ronald E. & Marcotte, Mireille & Chen, Yongguang & Turgeon, Jean J., 2019. "Optimizing surveillance strategies for early detection of invasive alien species," Ecological Economics, Elsevier, vol. 162(C), pages 87-99.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. İ. Esra Büyüktahtakın & Robert G. Haight, 2018. "A review of operations research models in invasive species management: state of the art, challenges, and future directions," Annals of Operations Research, Springer, vol. 271(2), pages 357-403, December.
    2. Denys Yemshanov & Robert G Haight & Cuicui Chen & Ning Liu & Christian J K MacQuarrie & Frank H Koch & Robert Venette & Krista Ryall, 2019. "Managing biological invasions in urban environments with the acceptance sampling approach," PLOS ONE, Public Library of Science, vol. 14(8), pages 1-28, August.
    3. Batabyal, Amitrajeet & Beladi, Hamid, 2013. "Ship inspections in invasive species management: Alternate regimes and their properties," MPRA Paper 72269, University Library of Munich, Germany.
    4. Yemshanov, Denys & Haight, Robert G. & Koch, Frank H. & Lu, Bo & Venette, Robert & Fournier, Ronald E. & Turgeon, Jean J., 2017. "Robust Surveillance and Control of Invasive Species Using a Scenario Optimization Approach," Ecological Economics, Elsevier, vol. 133(C), pages 86-98.
    5. Hope, Emily S. & McKenney, Daniel W. & Pedlar, John H. & Lawrence, Kevin & MacDonald, Heather, 2021. "Canadian efforts to slow the spread of Emerald Ash Borer (Agrilus planipennis Fairmaire) are economically efficient," Ecological Economics, Elsevier, vol. 188(C).
    6. Springborn, Michael R. & Lindsay, Amanda R. & Epanchin-Niell, Rebecca S., 2016. "Harnessing enforcement leverage at the border to minimize biological risk from international live species trade," Journal of Economic Behavior & Organization, Elsevier, vol. 132(PB), pages 98-112.
    7. Ferrier, Peyton, 2014. "The Effects of Phytosanitary Regulations on U.S. Imports of Fresh Fruits and Vegetables," Economic Research Report 176199, United States Department of Agriculture, Economic Research Service.
    8. Chen, You-hua & Chen, Liu-man & Mishra, Ashok K., 2021. "Information, Capacity Constraints and Quality on Firms Competition," 2021 ASAE 10th International Conference (Virtual), January 11-13, Beijing, China 329427, Asian Society of Agricultural Economists (ASAE).
    9. Abougamos, Hoda & White, Benedict & Sadler, Rohan, 2012. "Contracts for Grain Biosecurity and Grain Quality," 2012 Conference (56th), February 7-10, 2012, Fremantle, Australia 124216, Australian Agricultural and Resource Economics Society.
    10. Moisés de Andrade Resende Filho & Brian L. Buhr, 2006. "A Principal-Agent Model For Evaluating The Economic Value Of A Beef Traceability System: A Case Study With Injection-Site Lesions Control In Fed Cattle In The Us," Anais do XXXIV Encontro Nacional de Economia [Proceedings of the 34th Brazilian Economics Meeting] 127, ANPEC - Associação Nacional dos Centros de Pós-Graduação em Economia [Brazilian Association of Graduate Programs in Economics].
    11. Hlioui, Rached & Gharbi, Ali & Hajji, Adnène, 2015. "Replenishment, production and quality control strategies in three-stage supply chain," International Journal of Production Economics, Elsevier, vol. 166(C), pages 90-102.
    12. Davide Rassati & Massimo Faccoli & Robert A Haack & Robert J Rabaglia & Edoardo Petrucco Toffolo & Andrea Battisti & Lorenzo Marini, 2016. "Bark and Ambrosia Beetles Show Different Invasion Patterns in the USA," PLOS ONE, Public Library of Science, vol. 11(7), pages 1-17, July.
    13. Ng, Desmond W. & Salin, Victoria, 2012. "An Institutional Approach to the Examination of Food Safety," International Food and Agribusiness Management Review, International Food and Agribusiness Management Association, vol. 15(2), pages 1-26, May.
    14. Mark R. Powell, 2014. "Optimal Food Safety Sampling Under a Budget Constraint," Risk Analysis, John Wiley & Sons, vol. 34(1), pages 93-100, January.
    15. Hirschauer, Norbert & Musshoff, Oliver, 2006. "Trust and the Profitability of Rule-Breaking in Grain Production," 99th Seminar, February 8-10, 2006, Bonn, Germany 7754, European Association of Agricultural Economists.
    16. Lee, Myoungki & Wu, Steven Y. & Fan, Maoyong, 2008. "Balancing Grower Protection Against Agency Concerns: An Economic Analysis of Contract Termination Damages," Journal of Agricultural and Resource Economics, Western Agricultural Economics Association, vol. 33(2), pages 1-15.
    17. Ollinger, Michael & Wilkus, James & Hrdlicka, Megan & Bovay, John, 2017. "Public Disclosure of Tests for Salmonella: The Effects on Food Safety Performance in Chicken Slaughter Establishments," Economic Research Report 262183, United States Department of Agriculture, Economic Research Service.
    18. Rouvière, Elodie, 2016. "Small is beautiful: firm size, prevention and food safety," Food Policy, Elsevier, vol. 63(C), pages 12-22.
    19. Anthony Rossiter & Susan M Hester, 2017. "Designing Biosecurity Inspection Regimes to Account for Stakeholder Incentives: An Inspection Game Approach," The Economic Record, The Economic Society of Australia, vol. 93(301), pages 277-301, June.
    20. Z. Wang & H. J. van der Fels‐Klerx & A. G. J. M. Oude Lansink, 2020. "Optimization of Sampling for Monitoring Chemicals in the Food Supply Chain Using a Risk‐Based Approach: The Case of Aflatoxins and Dioxins in the Dutch Dairy Chain," Risk Analysis, John Wiley & Sons, vol. 40(12), pages 2539-2560, December.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:wly:riskan:v:38:y:2018:i:3:p:603-619. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Wiley Content Delivery (email available below). General contact details of provider: https://doi.org/10.1111/(ISSN)1539-6924 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.