IDEAS home Printed from https://ideas.repec.org/a/eee/rensus/v156y2022ics1364032121011102.html
   My bibliography  Save this article

An end-to-end neural network framework for state-of-health estimation and remaining useful life prediction of electric vehicle lithium batteries

Author

Listed:
  • Li, Penghua
  • Zhang, Zijian
  • Grosu, Radu
  • Deng, Zhongwei
  • Hou, Jie
  • Rong, Yujun
  • Wu, Rui

Abstract

This study proposes an end-to-end prognostic framework for state-of-health (SOH) estimation and remaining useful life (RUL) prediction. In such a framework, a hybrid neural network (NN), i.e., the concatenation of one-dimensional convolutional NN and active-state-tracking long–short-term memory NN, is designed to capture the hierarchical features between several variables affecting battery degeneration, as well as the temporal dependencies embedded in those features. The prior distribution over hyperparameters, specified to the popular NNs applied in SOH or RUL tasks, is built through the Kolmogorov–Smirnov test. Such prior distribution is regarded as a surrogate to investigate the degeneration data’s impact on modeling such NNs. Based on such a surrogate, a Bayesian optimization algorithm is proposed to build SOH and RUL models, selecting the most promising configuration automatically in the sequential evolution progress of hyperparameters. Compared with the existing NNs, the experiments indicate that our method hits a lower average RMSE 0.0072 and global average RMSE 0.0269 for SOH and RUL tasks. Code and models are available at https://github.com/Lipenghua-CQ/CNN-ASTLSTM.

Suggested Citation

  • Li, Penghua & Zhang, Zijian & Grosu, Radu & Deng, Zhongwei & Hou, Jie & Rong, Yujun & Wu, Rui, 2022. "An end-to-end neural network framework for state-of-health estimation and remaining useful life prediction of electric vehicle lithium batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    • Handle: RePEc:eee:rensus:v:156:y:2022:i:c:s1364032121011102
    DOI: 10.1016/j.rser.2021.111843
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S1364032121011102
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.rser.2021.111843?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Ma, Guijun & Zhang, Yong & Cheng, Cheng & Zhou, Beitong & Hu, Pengchao & Yuan, Ye, 2019. "Remaining useful life prediction of lithium-ion batteries based on false nearest neighbors and a hybrid neural network," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    2. Kim, Tae-Young & Cho, Sung-Bae, 2019. "Predicting residential energy consumption using CNN-LSTM neural networks," Energy, Elsevier, vol. 182(C), pages 72-81.
    3. Xiaodong Xu & Chuanqiang Yu & Shengjin Tang & Xiaoyan Sun & Xiaosheng Si & Lifeng Wu, 2019. "Remaining Useful Life Prediction of Lithium-Ion Batteries Based on Wiener Processes with Considering the Relaxation Effect," Energies, MDPI, vol. 12(9), pages 1-17, May.
    4. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    5. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    6. Weng, Caihao & Feng, Xuning & Sun, Jing & Peng, Huei, 2016. "State-of-health monitoring of lithium-ion battery modules and packs via incremental capacity peak tracking," Applied Energy, Elsevier, vol. 180(C), pages 360-368.
    7. Liu, Kailong & Ashwin, T.R. & Hu, Xiaosong & Lucu, Mattin & Widanage, W. Dhammika, 2020. "An evaluation study of different modelling techniques for calendar ageing prediction of lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    8. Yu, Jianbo, 2018. "State of health prediction of lithium-ion batteries: Multiscale logic regression and Gaussian process regression ensemble," Reliability Engineering and System Safety, Elsevier, vol. 174(C), pages 82-95.
    9. Shen, Sheng & Sadoughi, Mohammadkazem & Li, Meng & Wang, Zhengdao & Hu, Chao, 2020. "Deep convolutional neural networks with ensemble learning and transfer learning for capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 260(C).
    10. Lai, Xin & Huang, Yunfeng & Deng, Cong & Gu, Huanghui & Han, Xuebing & Zheng, Yuejiu & Ouyang, Minggao, 2021. "Sorting, regrouping, and echelon utilization of the large-scale retired lithium batteries: A critical review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 146(C).
    11. Simard, Richard & L'Ecuyer, Pierre, 2011. "Computing the Two-Sided Kolmogorov-Smirnov Distribution," Journal of Statistical Software, Foundation for Open Access Statistics, vol. 39(i11).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Wang, Huan & Li, Yan-Fu & Zhang, Ying, 2023. "Bioinspired spiking spatiotemporal attention framework for lithium-ion batteries state-of-health estimation," Renewable and Sustainable Energy Reviews, Elsevier, vol. 188(C).
    2. Ibraheem, Rasheed & Wu, Yue & Lyons, Terry & dos Reis, Gonçalo, 2023. "Early prediction of Lithium-ion cell degradation trajectories using signatures of voltage curves up to 4-minute sub-sampling rates," Applied Energy, Elsevier, vol. 352(C).
    3. Wang, Fujin & Zhao, Zhibin & Zhai, Zhi & Shang, Zuogang & Yan, Ruqiang & Chen, Xuefeng, 2023. "Explainability-driven model improvement for SOH estimation of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    4. Ardeshiri, Reza Rouhi & Liu, Ming & Ma, Chengbin, 2022. "Multivariate stacked bidirectional long short term memory for lithium-ion battery health management," Reliability Engineering and System Safety, Elsevier, vol. 224(C).
    5. Hou, Jie & Liu, Jiawei & Chen, Fengwei & Li, Penghua & Zhang, Tao & Jiang, Jincheng & Chen, Xiaolei, 2023. "Robust lithium-ion state-of-charge and battery parameters joint estimation based on an enhanced adaptive unscented Kalman filter," Energy, Elsevier, vol. 271(C).
    6. Gu, Xinyu & See, K.W. & Li, Penghua & Shan, Kangheng & Wang, Yunpeng & Zhao, Liang & Lim, Kai Chin & Zhang, Neng, 2023. "A novel state-of-health estimation for the lithium-ion battery using a convolutional neural network and transformer model," Energy, Elsevier, vol. 262(PB).
    7. Guo, Fei & Wu, Xiongwei & Liu, Lili & Ye, Jilei & Wang, Tao & Fu, Lijun & Wu, Yuping, 2023. "Prediction of remaining useful life and state of health of lithium batteries based on time series feature and Savitzky-Golay filter combined with gated recurrent unit neural network," Energy, Elsevier, vol. 270(C).
    8. Xu, Huanwei & Wu, Lingfeng & Xiong, Shizhe & Li, Wei & Garg, Akhil & Gao, Liang, 2023. "An improved CNN-LSTM model-based state-of-health estimation approach for lithium-ion batteries," Energy, Elsevier, vol. 276(C).
    9. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    2. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    3. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    4. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    5. Cao, Mengda & Zhang, Tao & Liu, Yajie & Zhang, Yajun & Wang, Yu & Li, Kaiwen, 2022. "An ensemble learning prognostic method for capacity estimation of lithium-ion batteries based on the V-IOWGA operator," Energy, Elsevier, vol. 257(C).
    6. Shaheer Ansari & Afida Ayob & Molla Shahadat Hossain Lipu & Aini Hussain & Mohamad Hanif Md Saad, 2021. "Data-Driven Remaining Useful Life Prediction for Lithium-Ion Batteries Using Multi-Charging Profile Framework: A Recurrent Neural Network Approach," Sustainability, MDPI, vol. 13(23), pages 1-25, December.
    7. Yang, Yixin, 2021. "A machine-learning prediction method of lithium-ion battery life based on charge process for different applications," Applied Energy, Elsevier, vol. 292(C).
    8. Ouyang, Tiancheng & Xu, Peihang & Chen, Jingxian & Su, Zixiang & Huang, Guicong & Chen, Nan, 2021. "A novel state of charge estimation method for lithium-ion batteries based on bias compensation," Energy, Elsevier, vol. 226(C).
    9. Semeraro, Concetta & Caggiano, Mariateresa & Olabi, Abdul-Ghani & Dassisti, Michele, 2022. "Battery monitoring and prognostics optimization techniques: Challenges and opportunities," Energy, Elsevier, vol. 255(C).
    10. Yan, Lisen & Peng, Jun & Gao, Dianzhu & Wu, Yue & Liu, Yongjie & Li, Heng & Liu, Weirong & Huang, Zhiwu, 2022. "A hybrid method with cascaded structure for early-stage remaining useful life prediction of lithium-ion battery," Energy, Elsevier, vol. 243(C).
    11. Li, Alan G. & West, Alan C. & Preindl, Matthias, 2022. "Towards unified machine learning characterization of lithium-ion battery degradation across multiple levels: A critical review," Applied Energy, Elsevier, vol. 316(C).
    12. Khaleghi, Sahar & Hosen, Md Sazzad & Karimi, Danial & Behi, Hamidreza & Beheshti, S. Hamidreza & Van Mierlo, Joeri & Berecibar, Maitane, 2022. "Developing an online data-driven approach for prognostics and health management of lithium-ion batteries," Applied Energy, Elsevier, vol. 308(C).
    13. Fei, Zicheng & Yang, Fangfang & Tsui, Kwok-Leung & Li, Lishuai & Zhang, Zijun, 2021. "Early prediction of battery lifetime via a machine learning based framework," Energy, Elsevier, vol. 225(C).
    14. Shunli Wang & Pu Ren & Paul Takyi-Aninakwa & Siyu Jin & Carlos Fernandez, 2022. "A Critical Review of Improved Deep Convolutional Neural Network for Multi-Timescale State Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(14), pages 1-27, July.
    15. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    16. Cheng, Gong & Wang, Xinzhi & He, Yurong, 2021. "Remaining useful life and state of health prediction for lithium batteries based on empirical mode decomposition and a long and short memory neural network," Energy, Elsevier, vol. 232(C).
    17. He, Jiabei & Tian, Yi & Wu, Lifeng, 2022. "A hybrid data-driven method for rapid prediction of lithium-ion battery capacity," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    18. Guo, Yuanjun & Yang, Zhile & Liu, Kailong & Zhang, Yanhui & Feng, Wei, 2021. "A compact and optimized neural network approach for battery state-of-charge estimation of energy storage system," Energy, Elsevier, vol. 219(C).
    19. Bao, Xinyuan & Chen, Liping & Lopes, António M. & Li, Xin & Xie, Siqiang & Li, Penghua & Chen, YangQuan, 2023. "Hybrid deep neural network with dimension attention for state-of-health estimation of Lithium-ion Batteries," Energy, Elsevier, vol. 278(C).
    20. Jun Peng & Zhiyong Zheng & Xiaoyong Zhang & Kunyuan Deng & Kai Gao & Heng Li & Bin Chen & Yingze Yang & Zhiwu Huang, 2020. "A Data-Driven Method with Feature Enhancement and Adaptive Optimization for Lithium-Ion Battery Remaining Useful Life Prediction," Energies, MDPI, vol. 13(3), pages 1-20, February.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:rensus:v:156:y:2022:i:c:s1364032121011102. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/600126/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.