IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v308y2022ics0306261921015956.html
   My bibliography  Save this article

Developing an online data-driven approach for prognostics and health management of lithium-ion batteries

Author

Listed:
  • Khaleghi, Sahar
  • Hosen, Md Sazzad
  • Karimi, Danial
  • Behi, Hamidreza
  • Beheshti, S. Hamidreza
  • Van Mierlo, Joeri
  • Berecibar, Maitane

Abstract

Lithium-ion batteries have achieved dominance in energy storage systems. Meanwhile, there is a demand for the reliability of lithium-ion batteries. Battery prognostics and health management (PHM) is a discipline that not only provides accurate, early, and online health diagnosis, but also guarantees a robust and precise prediction of the remaining useful life of lithium-ion batteries, independent of the operating conditions. This paper attempts to develop a novel PHM methodology that addresses the points mentioned above. A large dataset including thirty-eight nickel manganese cobalt oxide battery cells is used. The battery cells have been tested under various test conditions to achieve different aging patterns. Afterward, the health indicators that describe the health trajectory of the battery are extracted from partial charging voltage curves. A recurrent neural network called nonlinear autoregressive with exogenous input is developed to estimate battery state of health (SOH) based on the extracted health indicators. The estimated SOH is used as the prognostic feature to develop a remaining useful life of battery (RUL) prediction model based on the similarity-based model. The proposed methods are validated using untrained data. The results indicate that the proposed PHM methodology can estimate the SOH of untrained battery cells with a maximum RMSE of 0.61. The RUL of battery cells with different aging patterns can be predicted with a maximum absolute error of 110 cycles. It can be concluded that the proposed method has the advantages of high precision in the health diagnosis and prognosis of battery cells regardless of their aging patterns, simplicity, and generalization to untrained data. These advantages point out the feasibility of the proposed method for online prognostics and health management of lithium-ion batteries.

Suggested Citation

  • Khaleghi, Sahar & Hosen, Md Sazzad & Karimi, Danial & Behi, Hamidreza & Beheshti, S. Hamidreza & Van Mierlo, Joeri & Berecibar, Maitane, 2022. "Developing an online data-driven approach for prognostics and health management of lithium-ion batteries," Applied Energy, Elsevier, vol. 308(C).
  • Handle: RePEc:eee:appene:v:308:y:2022:i:c:s0306261921015956
    DOI: 10.1016/j.apenergy.2021.118348
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261921015956
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2021.118348?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Xuning Feng & Caihao Weng & Xiangming He & Li Wang & Dongsheng Ren & Languang Lu & Xuebing Han & Minggao Ouyang, 2018. "Incremental Capacity Analysis on Commercial Lithium-Ion Batteries using Support Vector Regression: A Parametric Study," Energies, MDPI, vol. 11(9), pages 1-21, September.
    2. Khaleghi, S. & Firouz, Y. & Van Mierlo, J. & Van den Bossche, P., 2019. "Developing a real-time data-driven battery health diagnosis method, using time and frequency domain condition indicators," Applied Energy, Elsevier, vol. 255(C).
    3. Sahar Khaleghi & Yousef Firouz & Maitane Berecibar & Joeri Van Mierlo & Peter Van Den Bossche, 2020. "Ensemble Gradient Boosted Tree for SoH Estimation Based on Diagnostic Features," Energies, MDPI, vol. 13(5), pages 1-16, March.
    4. Tian, Yong & Lai, Rucong & Li, Xiaoyu & Xiang, Lijuan & Tian, Jindong, 2020. "A combined method for state-of-charge estimation for lithium-ion batteries using a long short-term memory network and an adaptive cubature Kalman filter," Applied Energy, Elsevier, vol. 265(C).
    5. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    6. Danial Karimi & Sahar Khaleghi & Hamidreza Behi & Hamidreza Beheshti & Md Sazzad Hosen & Mohsen Akbarzadeh & Joeri Van Mierlo & Maitane Berecibar, 2021. "Lithium-Ion Capacitor Lifetime Extension through an Optimal Thermal Management System for Smart Grid Applications," Energies, MDPI, vol. 14(10), pages 1-14, May.
    7. Pan, Haihong & Lü, Zhiqiang & Wang, Huimin & Wei, Haiyan & Chen, Lin, 2018. "Novel battery state-of-health online estimation method using multiple health indicators and an extreme learning machine," Energy, Elsevier, vol. 160(C), pages 466-477.
    8. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    9. Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    10. Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
    11. Li, Yi & Zou, Changfu & Berecibar, Maitane & Nanini-Maury, Elise & Chan, Jonathan C.-W. & van den Bossche, Peter & Van Mierlo, Joeri & Omar, Noshin, 2018. "Random forest regression for online capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 232(C), pages 197-210.
    12. Khaleghi, Sahar & Karimi, Danial & Beheshti, S. Hamidreza & Hosen, Md. Sazzad & Behi, Hamidreza & Berecibar, Maitane & Van Mierlo, Joeri, 2021. "Online health diagnosis of lithium-ion batteries based on nonlinear autoregressive neural network," Applied Energy, Elsevier, vol. 282(PA).
    13. Di Zhou & Hongtao Yin & Ping Fu & Xianhua Song & Wenbin Lu & Lili Yuan & Zuoxian Fu, 2018. "Prognostics for State of Health of Lithium-Ion Batteries Based on Gaussian Process Regression," Mathematical Problems in Engineering, Hindawi, vol. 2018, pages 1-11, April.
    14. Bi, Jun & Zhang, Ting & Yu, Haiyang & Kang, Yanqiong, 2016. "State-of-health estimation of lithium-ion battery packs in electric vehicles based on genetic resampling particle filter," Applied Energy, Elsevier, vol. 182(C), pages 558-568.
    15. Berecibar, M. & Gandiaga, I. & Villarreal, I. & Omar, N. & Van Mierlo, J. & Van den Bossche, P., 2016. "Critical review of state of health estimation methods of Li-ion batteries for real applications," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 572-587.
    16. Sun, Fengchun & Hu, Xiaosong & Zou, Yuan & Li, Siguang, 2011. "Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles," Energy, Elsevier, vol. 36(5), pages 3531-3540.
    17. Yu, Jianbo, 2018. "State of health prediction of lithium-ion batteries: Multiscale logic regression and Gaussian process regression ensemble," Reliability Engineering and System Safety, Elsevier, vol. 174(C), pages 82-95.
    18. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    19. Xiong, Rui & Pan, Yue & Shen, Weixiang & Li, Hailong & Sun, Fengchun, 2020. "Lithium-ion battery aging mechanisms and diagnosis method for automotive applications: Recent advances and perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhang, Huixin & Xi, Xiaopeng & Pan, Rong, 2023. "A two-stage data-driven approach to remaining useful life prediction via long short-term memory networks," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    2. Karimi, Danial & Behi, Hamidreza & Berecibar, Maitane & Van Mierlo, Joeri, 2023. "A comprehensive coupled 0D-ECM to 3D-CFD thermal model for heat pipe assisted-air cooling thermal management system under fast charge and discharge," Applied Energy, Elsevier, vol. 339(C).
    3. Md Sazzad Hosen & Poonam Yadav & Joeri Van Mierlo & Maitane Berecibar, 2023. "A Post-Mortem Study Case of a Dynamically Aged Commercial NMC Cell," Energies, MDPI, vol. 16(3), pages 1-14, January.
    4. Wang, Fujin & Zhao, Zhibin & Zhai, Zhi & Shang, Zuogang & Yan, Ruqiang & Chen, Xuefeng, 2023. "Explainability-driven model improvement for SOH estimation of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    5. Shunli Wang & Pu Ren & Paul Takyi-Aninakwa & Siyu Jin & Carlos Fernandez, 2022. "A Critical Review of Improved Deep Convolutional Neural Network for Multi-Timescale State Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(14), pages 1-27, July.
    6. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    7. Haochen Qin & Xuexin Fan & Yaxiang Fan & Ruitian Wang & Qianyi Shang & Dong Zhang, 2023. "A Computationally Efficient Approach for the State-of-Health Estimation of Lithium-Ion Batteries," Energies, MDPI, vol. 16(14), pages 1-23, July.
    8. Danial Karimi & Hamidreza Behi & Joeri Van Mierlo & Maitane Berecibar, 2022. "An Experimental Study on Thermal Performance of Graphite-Based Phase-Change Materials for High-Power Batteries," Energies, MDPI, vol. 15(7), pages 1-13, March.
    9. Wei, Yupeng & Wu, Dazhong, 2023. "Prediction of state of health and remaining useful life of lithium-ion battery using graph convolutional network with dual attention mechanisms," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    10. Lai, Xin & Yao, Yi & Tang, Xiaopeng & Zheng, Yuejiu & Zhou, Yuanqiang & Sun, Yuedong & Gao, Furong, 2023. "Voltage profile reconstruction and state of health estimation for lithium-ion batteries under dynamic working conditions," Energy, Elsevier, vol. 282(C).
    11. Dapai Shi & Jingyuan Zhao & Chika Eze & Zhenghong Wang & Junbin Wang & Yubo Lian & Andrew F. Burke, 2023. "Cloud-Based Artificial Intelligence Framework for Battery Management System," Energies, MDPI, vol. 16(11), pages 1-21, May.
    12. Bockrath, Steffen & Lorentz, Vincent & Pruckner, Marco, 2023. "State of health estimation of lithium-ion batteries with a temporal convolutional neural network using partial load profiles," Applied Energy, Elsevier, vol. 329(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    2. Khaleghi, Sahar & Karimi, Danial & Beheshti, S. Hamidreza & Hosen, Md. Sazzad & Behi, Hamidreza & Berecibar, Maitane & Van Mierlo, Joeri, 2021. "Online health diagnosis of lithium-ion batteries based on nonlinear autoregressive neural network," Applied Energy, Elsevier, vol. 282(PA).
    3. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    4. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    5. Shahjalal, Mohammad & Roy, Probir Kumar & Shams, Tamanna & Fly, Ashley & Chowdhury, Jahedul Islam & Ahmed, Md. Rishad & Liu, Kailong, 2022. "A review on second-life of Li-ion batteries: prospects, challenges, and issues," Energy, Elsevier, vol. 241(C).
    6. Li, Alan G. & West, Alan C. & Preindl, Matthias, 2022. "Towards unified machine learning characterization of lithium-ion battery degradation across multiple levels: A critical review," Applied Energy, Elsevier, vol. 316(C).
    7. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    8. Chang, Chun & Wu, Yutong & Jiang, Jiuchun & Jiang, Yan & Tian, Aina & Li, Taiyu & Gao, Yang, 2022. "Prognostics of the state of health for lithium-ion battery packs in energy storage applications," Energy, Elsevier, vol. 239(PB).
    9. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    10. Deng, Yuanwang & Ying, Hejie & E, Jiaqiang & Zhu, Hao & Wei, Kexiang & Chen, Jingwei & Zhang, Feng & Liao, Gaoliang, 2019. "Feature parameter extraction and intelligent estimation of the State-of-Health of lithium-ion batteries," Energy, Elsevier, vol. 176(C), pages 91-102.
    11. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Lei, Zhenzhen & Zhang, Yuanjian, 2023. "State of health estimation for lithium-ion batteries based on hybrid attention and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    12. Lin, Chuanping & Xu, Jun & Shi, Mingjie & Mei, Xuesong, 2022. "Constant current charging time based fast state-of-health estimation for lithium-ion batteries," Energy, Elsevier, vol. 247(C).
    13. Lin, Chun Pang & Ling, Man Ho & Cabrera, Javier & Yang, Fangfang & Yu, Denis Yau Wai & Tsui, Kwok Leung, 2021. "Prognostics for lithium-ion batteries using a two-phase gamma degradation process model," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    14. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    15. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    16. Chen, Zhang & Shen, Wenjing & Chen, Liqun & Wang, Shuqiang, 2022. "Adaptive online capacity prediction based on transfer learning for fast charging lithium-ion batteries," Energy, Elsevier, vol. 248(C).
    17. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    18. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    19. Cao, Mengda & Zhang, Tao & Liu, Yajie & Zhang, Yajun & Wang, Yu & Li, Kaiwen, 2022. "An ensemble learning prognostic method for capacity estimation of lithium-ion batteries based on the V-IOWGA operator," Energy, Elsevier, vol. 257(C).
    20. Singh, Karanjot & Tjahjowidodo, Tegoeh & Boulon, Loïc & Feroskhan, Mir, 2022. "Framework for measurement of battery state-of-health (resistance) integrating overpotential effects and entropy changes using energy equilibrium," Energy, Elsevier, vol. 239(PA).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:308:y:2022:i:c:s0306261921015956. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.