IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v284y2023ics0360544223024891.html
   My bibliography  Save this article

Application of adaptive extended Kalman algorithm based on strong tracking fading factor in Stat-of-Charge estimation of lithium-ion battery

Author

Listed:
  • Zhan, Mingjing
  • Wu, Baigong
  • Xu, Guoqi
  • Li, Wenjuan
  • Liang, Darong
  • Zhang, Xiao

Abstract

Accurately estimating the state of charge (SOC) of a lithium-ion battery is the key to a battery management system (BMS). This paper proposes an adaptive extended Kalman algorithm (ASTEKF) based on strong tracking fade factor to address the issues that the extended Kalman filter algorithm cannot track the system state in real time and cannot accurately estimate the measurement noise covariance matrix when estimating the state of charge of lithium-ion batteries. The extended Kalman algorithm incorporates the fade factor of the strong tracking filter to improve tracking performance. The adaptive algorithm uses the relationship between prior residual and posterior residual to re-determine the value of the fading factor. On this basis, the window-opening method is introduced to ensure the stability of the fading factor while making it self-adaptive. The measurement noise covariance matrix is updated according to the predicted and estimated values, and the measurement noise covariance matrix is estimated and corrected in real time. Finally, a pulse discharge experiment is performed, and the estimated and experimental results are compared. According to the findings, the maximum error of the ASTEKF algorithm in SOC estimation is reduced by 24.6%, the average error is reduced by 25.5%, and the root mean square error is reduced by 64.7% when compared to the conventional EKF algorithm.

Suggested Citation

  • Zhan, Mingjing & Wu, Baigong & Xu, Guoqi & Li, Wenjuan & Liang, Darong & Zhang, Xiao, 2023. "Application of adaptive extended Kalman algorithm based on strong tracking fading factor in Stat-of-Charge estimation of lithium-ion battery," Energy, Elsevier, vol. 284(C).
  • Handle: RePEc:eee:energy:v:284:y:2023:i:c:s0360544223024891
    DOI: 10.1016/j.energy.2023.129095
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544223024891
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2023.129095?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Wang, Qiao & Ye, Min & Wei, Meng & Lian, Gaoqi & Li, Yan, 2023. "Deep convolutional neural network based closed-loop SOC estimation for lithium-ion batteries in hierarchical scenarios," Energy, Elsevier, vol. 263(PB).
    2. Xu, Cheng & Zhang, E & Jiang, Kai & Wang, Kangli, 2022. "Dual fuzzy-based adaptive extended Kalman filter for state of charge estimation of liquid metal battery," Applied Energy, Elsevier, vol. 327(C).
    3. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    4. Park, Jinhyeong & Kim, Kunwoo & Park, Seongyun & Baek, Jongbok & Kim, Jonghoon, 2021. "Complementary cooperative SOC/capacity estimator based on the discrete variational derivative combined with the DEKF for electric power applications," Energy, Elsevier, vol. 232(C).
    5. Bizhong Xia & Haiqing Wang & Mingwang Wang & Wei Sun & Zhihui Xu & Yongzhi Lai, 2015. "A New Method for State of Charge Estimation of Lithium-Ion Battery Based on Strong Tracking Cubature Kalman Filter," Energies, MDPI, vol. 8(12), pages 1-15, November.
    6. Chen, Liping & Wu, Xiaobo & Lopes, António M. & Yin, Lisheng & Li, Penghua, 2022. "Adaptive state-of-charge estimation of lithium-ion batteries based on square-root unscented Kalman filter," Energy, Elsevier, vol. 252(C).
    7. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    8. Zuo, Hongyan & Zhang, Bin & Huang, Zhonghua & Wei, Kexiang & Zhu, Hong & Tan, Jiqiu, 2022. "Effect analysis on SOC values of the power lithium manganate battery during discharging process and its intelligent estimation," Energy, Elsevier, vol. 238(PB).
    9. Fan, Xinyuan & Zhang, Weige & Zhang, Caiping & Chen, Anci & An, Fulai, 2022. "SOC estimation of Li-ion battery using convolutional neural network with U-Net architecture," Energy, Elsevier, vol. 256(C).
    10. Xi, Zhimin & Wang, Rui & Fu, Yuhong & Mi, Chris, 2022. "Accurate and reliable state of charge estimation of lithium ion batteries using time-delayed recurrent neural networks through the identification of overexcited neurons," Applied Energy, Elsevier, vol. 305(C).
    11. Ren, Hongbin & Zhao, Yuzhuang & Chen, Sizhong & Wang, Taipeng, 2019. "Design and implementation of a battery management system with active charge balance based on the SOC and SOH online estimation," Energy, Elsevier, vol. 166(C), pages 908-917.
    12. Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
    13. Li, Junfu & Lai, Qingzhi & Wang, Lixin & Lyu, Chao & Wang, Han, 2016. "A method for SOC estimation based on simplified mechanistic model for LiFePO4 battery," Energy, Elsevier, vol. 114(C), pages 1266-1276.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    2. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    3. Yu, Hanqing & Zhang, Lisheng & Wang, Wentao & Li, Shen & Chen, Siyan & Yang, Shichun & Li, Junfu & Liu, Xinhua, 2023. "State of charge estimation method by using a simplified electrochemical model in deep learning framework for lithium-ion batteries," Energy, Elsevier, vol. 278(C).
    4. Tarhan, Burak & Yetik, Ozge & Karakoc, Tahir Hikmet, 2021. "Hybrid battery management system design for electric aircraft," Energy, Elsevier, vol. 234(C).
    5. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    6. Li, Yanwen & Wang, Chao & Gong, Jinfeng, 2017. "A multi-model probability SOC fusion estimation approach using an improved adaptive unscented Kalman filter technique," Energy, Elsevier, vol. 141(C), pages 1402-1415.
    7. Zafar, Muhammad Hamza & Mansoor, Majad & Abou Houran, Mohamad & Khan, Noman Mujeeb & Khan, Kamran & Raza Moosavi, Syed Kumayl & Sanfilippo, Filippo, 2023. "Hybrid deep learning model for efficient state of charge estimation of Li-ion batteries in electric vehicles," Energy, Elsevier, vol. 282(C).
    8. E, Jiaqiang & Luo, Bo & Han, Dandan & Chen, Jingwei & Liao, Gaoliang & Zhang, Feng & Ding, Jiangjun, 2022. "A comprehensive review on performance improvement of micro energy mechanical system: Heat transfer, micro combustion and energy conversion," Energy, Elsevier, vol. 239(PE).
    9. Yi, Feng & E, Jiaqiang & Zhang, Bin & Zuo, Hongyan & Wei, Kexiang & Chen, Jingwei & Zhu, Hong & Zhu, Hao & Deng, Yuanwang, 2022. "Effects analysis on heat dissipation characteristics of lithium-ion battery thermal management system under the synergism of phase change material and liquid cooling method," Renewable Energy, Elsevier, vol. 181(C), pages 472-489.
    10. Sulaiman, Mohd Herwan & Mustaffa, Zuriani & Zakaria, Nor Farizan & Saari, Mohd Mawardi, 2023. "Using the evolutionary mating algorithm for optimizing deep learning parameters for battery state of charge estimation of electric vehicle," Energy, Elsevier, vol. 279(C).
    11. Xie, Yanxin & Wang, Shunli & Zhang, Gexiang & Fan, Yongcun & Fernandez, Carlos & Blaabjerg, Frede, 2023. "Optimized multi-hidden layer long short-term memory modeling and suboptimal fading extended Kalman filtering strategies for the synthetic state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 336(C).
    12. Siyi Tao & Bo Jiang & Xuezhe Wei & Haifeng Dai, 2023. "A Systematic and Comparative Study of Distinct Recurrent Neural Networks for Lithium-Ion Battery State-of-Charge Estimation in Electric Vehicles," Energies, MDPI, vol. 16(4), pages 1-17, February.
    13. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    14. Feng, Changling & Deng, Yuanwang & Chen, Lehan & Han, Wei & E, Jiaqiang & Wei, Kexiang & Han, Dandan & Zhang, Bin, 2022. "Hydrocarbon emission control of a hydrocarbon adsorber and converter under cold start of the gasoline engine," Energy, Elsevier, vol. 239(PB).
    15. Wang, Qiao & Ye, Min & Wei, Meng & Lian, Gaoqi & Li, Yan, 2023. "Deep convolutional neural network based closed-loop SOC estimation for lithium-ion batteries in hierarchical scenarios," Energy, Elsevier, vol. 263(PB).
    16. Wei, Jingwen & Chen, Chunlin, 2021. "A multi-timescale framework for state monitoring and lifetime prognosis of lithium-ion batteries," Energy, Elsevier, vol. 229(C).
    17. Shehzar Shahzad Sheikh & Mahnoor Anjum & Muhammad Abdullah Khan & Syed Ali Hassan & Hassan Abdullah Khalid & Adel Gastli & Lazhar Ben-Brahim, 2020. "A Battery Health Monitoring Method Using Machine Learning: A Data-Driven Approach," Energies, MDPI, vol. 13(14), pages 1-16, July.
    18. Sandra Castano-Solis & Daniel Serrano-Jimenez & Lucia Gauchia & Javier Sanz, 2017. "The Influence of BMSs on the Characterization and Modeling of Series and Parallel Li-Ion Packs," Energies, MDPI, vol. 10(3), pages 1-13, February.
    19. Ahmadi, Seyed Ehsan & Sadeghi, Delnia & Marzband, Mousa & Abusorrah, Abdullah & Sedraoui, Khaled, 2022. "Decentralized bi-level stochastic optimization approach for multi-agent multi-energy networked micro-grids with multi-energy storage technologies," Energy, Elsevier, vol. 245(C).
    20. Tian, Tianzi & Yang, Jun & Li, Lei & Wang, Ning, 2023. "Reliability assessment of performance-based balanced systems with rebalancing mechanisms," Reliability Engineering and System Safety, Elsevier, vol. 233(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:284:y:2023:i:c:s0360544223024891. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.