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SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output

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  • Chen, Junxiong
  • Zhang, Yu
  • Wu, Ji
  • Cheng, Weisong
  • Zhu, Qiao

Abstract

The state of charge (SOC) estimation of lithium-ion battery (LIB) based on recurrent neural network (RNN) has been a popular research due to its suitability for time series data prediction. However, there are significant output fluctuations in solo network, which lead to unstable SOC estimation performance. To solve this problem, this paper proposes a novel long short-term memory recurrent neural network (LSTM-RNN) with extended input (EI) and constrained output (CO) for battery SOC estimation, named EI-LSTM-CO. For the network input, an additional slow time-varying information sliding window average voltage is introduced to enhance the ability of network to map the nonlinear characteristics of the battery and reduce the output SOC fluctuations. In terms of the network output, a state flow strategy based on the Ampere-hour integration (AhI) is designed to constrain the variation between adjacent output SOCs of the network to smooth the network output and further improve the SOC estimation performance. In the experiments, the LiFePO4 battery datasets at various temperatures are used to validate the SOC estimation performance and generalization ability. In particular, the root mean square error (RMSE) and the maximum error (MAXE) of the proposed method on unknown data are less than 1.3% and 3.2% respectively.

Suggested Citation

  • Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
  • Handle: RePEc:eee:energy:v:262:y:2023:i:pa:s0360544222022575
    DOI: 10.1016/j.energy.2022.125375
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    3. Yu, Hanqing & Zhang, Lisheng & Wang, Wentao & Li, Shen & Chen, Siyan & Yang, Shichun & Li, Junfu & Liu, Xinhua, 2023. "State of charge estimation method by using a simplified electrochemical model in deep learning framework for lithium-ion batteries," Energy, Elsevier, vol. 278(C).
    4. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    5. Xie, Yanxin & Wang, Shunli & Zhang, Gexiang & Fan, Yongcun & Fernandez, Carlos & Blaabjerg, Frede, 2023. "Optimized multi-hidden layer long short-term memory modeling and suboptimal fading extended Kalman filtering strategies for the synthetic state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 336(C).
    6. Zafar, Muhammad Hamza & Mansoor, Majad & Abou Houran, Mohamad & Khan, Noman Mujeeb & Khan, Kamran & Raza Moosavi, Syed Kumayl & Sanfilippo, Filippo, 2023. "Hybrid deep learning model for efficient state of charge estimation of Li-ion batteries in electric vehicles," Energy, Elsevier, vol. 282(C).
    7. Zhan, Mingjing & Wu, Baigong & Xu, Guoqi & Li, Wenjuan & Liang, Darong & Zhang, Xiao, 2023. "Application of adaptive extended Kalman algorithm based on strong tracking fading factor in Stat-of-Charge estimation of lithium-ion battery," Energy, Elsevier, vol. 284(C).
    8. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    9. Piotr Szewczyk & Andrzej Ɓebkowski, 2022. "Comparative Studies on Batteries for the Electrochemical Energy Storage in the Delivery Vehicle," Energies, MDPI, vol. 15(24), pages 1-28, December.

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