IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v250y2022ics0360544222007563.html
   My bibliography  Save this article

Accurate state of charge prediction for real-world battery systems using a novel dual-dropout-based neural network

Author

Listed:
  • Li, Renzheng
  • Wang, Hui
  • Dai, Haifeng
  • Hong, Jichao
  • Tong, Guangyao
  • Chen, Xinbo

Abstract

Accurate prediction of the state of charge is critical to the safety and durability of battery systems in electric vehicles. This paper proposes a novel multi-step SOC prediction method for real-world battery systems using the gated recurrent unit recurrent neural networks, which fully considers the influences of the environment and driving behaviors on the prediction performance. A novel dual-dropout method is proposed to prevent overfitting and optimize training efficiency. The first dropout is based on Pearson correlation analysis approach. It extracts five actual vehicle parameters that are strong and implicitly correlated with predictive SOC as model inputs, including recorded SOC, pack voltage, vehicle speed, temperature of probe, and brake pedal stroke value. A random dropout function is constructed as the second dropout to decrease the network density and improve efficiency, which is applied to the state information passing process of the model. Furthermore, the training samples are constructed by deriving the yearlong operation data of an electric taxi. The optimal model framework and hyperparameters are discussed and determined. Verified by six sets of randomly selected vehicular operation data, the results show that the proposed method can perform real-time 5-min SOC prediction with maximum error of 0.86%.

Suggested Citation

  • Li, Renzheng & Wang, Hui & Dai, Haifeng & Hong, Jichao & Tong, Guangyao & Chen, Xinbo, 2022. "Accurate state of charge prediction for real-world battery systems using a novel dual-dropout-based neural network," Energy, Elsevier, vol. 250(C).
  • Handle: RePEc:eee:energy:v:250:y:2022:i:c:s0360544222007563
    DOI: 10.1016/j.energy.2022.123853
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544222007563
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2022.123853?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    2. Benedikt Rzepka & Simon Bischof & Thomas Blank, 2021. "Implementing an Extended Kalman Filter for SoC Estimation of a Li-Ion Battery with Hysteresis: A Step-by-Step Guide," Energies, MDPI, vol. 14(13), pages 1-17, June.
    3. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    4. Tian, Yong & Huang, Zhijia & Tian, Jindong & Li, Xiaoyu, 2022. "State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies," Energy, Elsevier, vol. 238(PC).
    5. Li, Xiaoyu & Huang, Zhijia & Tian, Jindong & Tian, Yong, 2021. "State-of-charge estimation tolerant of battery aging based on a physics-based model and an adaptive cubature Kalman filter," Energy, Elsevier, vol. 220(C).
    6. Lin, Cheng & Mu, Hao & Xiong, Rui & Shen, Weixiang, 2016. "A novel multi-model probability battery state of charge estimation approach for electric vehicles using H-infinity algorithm," Applied Energy, Elsevier, vol. 166(C), pages 76-83.
    7. Li, Yanwen & Wang, Chao & Gong, Jinfeng, 2017. "A multi-model probability SOC fusion estimation approach using an improved adaptive unscented Kalman filter technique," Energy, Elsevier, vol. 141(C), pages 1402-1415.
    8. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).
    9. Hong, Jichao & Wang, Zhenpo & Chen, Wen & Yao, Yongtao, 2019. "Synchronous multi-parameter prediction of battery systems on electric vehicles using long short-term memory networks," Applied Energy, Elsevier, vol. 254(C).
    10. Ning, Bo & Cao, Binggang & Wang, Bin & Zou, Zhongyue, 2018. "Adaptive sliding mode observers for lithium-ion battery state estimation based on parameters identified online," Energy, Elsevier, vol. 153(C), pages 732-742.
    11. Tian, Yong & Lai, Rucong & Li, Xiaoyu & Xiang, Lijuan & Tian, Jindong, 2020. "A combined method for state-of-charge estimation for lithium-ion batteries using a long short-term memory network and an adaptive cubature Kalman filter," Applied Energy, Elsevier, vol. 265(C).
    12. Yang, Fangfang & Li, Weihua & Li, Chuan & Miao, Qiang, 2019. "State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network," Energy, Elsevier, vol. 175(C), pages 66-75.
    13. Babaeiyazdi, Iman & Rezaei-Zare, Afshin & Shokrzadeh, Shahab, 2021. "State of charge prediction of EV Li-ion batteries using EIS: A machine learning approach," Energy, Elsevier, vol. 223(C).
    14. Mahendiran T. Vellingiri & Ibrahim M. Mehedi & Thangam Palaniswamy, 2022. "A Novel Deep Learning-Based State-of-Charge Estimation for Renewable Energy Management System in Hybrid Electric Vehicles," Mathematics, MDPI, vol. 10(2), pages 1-15, January.
    15. Zhang, Xu & Wang, Yujie & Yang, Duo & Chen, Zonghai, 2016. "An on-line estimation of battery pack parameters and state-of-charge using dual filters based on pack model," Energy, Elsevier, vol. 115(P1), pages 219-229.
    16. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    17. He, Hongwen & Zhang, Xiaowei & Xiong, Rui & Xu, Yongli & Guo, Hongqiang, 2012. "Online model-based estimation of state-of-charge and open-circuit voltage of lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 39(1), pages 310-318.
    18. Kim, Minho & Chun, Huiyong & Kim, Jungsoo & Kim, Kwangrae & Yu, Jungwook & Kim, Taegyun & Han, Soohee, 2019. "Data-efficient parameter identification of electrochemical lithium-ion battery model using deep Bayesian harmony search," Applied Energy, Elsevier, vol. 254(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Yaoyidi Wang & Niansheng Chen & Guangyu Fan & Dingyu Yang & Lei Rao & Songlin Cheng & Xiaoyong Song, 2023. "DLPformer: A Hybrid Mathematical Model for State of Charge Prediction in Electric Vehicles Using Machine Learning Approaches," Mathematics, MDPI, vol. 11(22), pages 1-21, November.
    2. Jichao Hong & Fengwei Liang & Xun Gong & Xiaoming Xu & Quanqing Yu, 2022. "Accurate State of Charge Estimation for Real-World Battery Systems Using a Novel Grid Search and Cross Validated Optimised LSTM Neural Network," Energies, MDPI, vol. 15(24), pages 1-14, December.
    3. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Tian, Yong & Huang, Zhijia & Tian, Jindong & Li, Xiaoyu, 2022. "State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies," Energy, Elsevier, vol. 238(PC).
    2. Semeraro, Concetta & Caggiano, Mariateresa & Olabi, Abdul-Ghani & Dassisti, Michele, 2022. "Battery monitoring and prognostics optimization techniques: Challenges and opportunities," Energy, Elsevier, vol. 255(C).
    3. Ma, Wentao & Guo, Peng & Wang, Xiaofei & Zhang, Zhiyu & Peng, Siyuan & Chen, Badong, 2022. "Robust state of charge estimation for Li-ion batteries based on cubature kalman filter with generalized maximum correntropy criterion," Energy, Elsevier, vol. 260(C).
    4. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    5. Sun, Li & Li, Guanru & You, Fengqi, 2020. "Combined internal resistance and state-of-charge estimation of lithium-ion battery based on extended state observer," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    6. Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
    7. Wu, Chunling & Hu, Wenbo & Meng, Jinhao & Xu, Xianfeng & Huang, Xinrong & Cai, Lei, 2023. "State-of-charge estimation of lithium-ion batteries based on MCC-AEKF in non-Gaussian noise environment," Energy, Elsevier, vol. 274(C).
    8. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Li, Huan & Xu, Wenhua & Fernandez, Carlos, 2022. "An optimized relevant long short-term memory-squared gain extended Kalman filter for the state of charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 260(C).
    9. Tian, Jinpeng & Xiong, Rui & Shen, Weixiang & Lu, Jiahuan, 2021. "State-of-charge estimation of LiFePO4 batteries in electric vehicles: A deep-learning enabled approach," Applied Energy, Elsevier, vol. 291(C).
    10. Feng, Xiong & Chen, Junxiong & Zhang, Zhongwei & Miao, Shuwen & Zhu, Qiao, 2021. "State-of-charge estimation of lithium-ion battery based on clockwork recurrent neural network," Energy, Elsevier, vol. 236(C).
    11. Siyi Tao & Bo Jiang & Xuezhe Wei & Haifeng Dai, 2023. "A Systematic and Comparative Study of Distinct Recurrent Neural Networks for Lithium-Ion Battery State-of-Charge Estimation in Electric Vehicles," Energies, MDPI, vol. 16(4), pages 1-17, February.
    12. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    13. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    14. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    15. Panagiotis Eleftheriadis & Spyridon Giazitzis & Sonia Leva & Emanuele Ogliari, 2023. "Data-Driven Methods for the State of Charge Estimation of Lithium-Ion Batteries: An Overview," Forecasting, MDPI, vol. 5(3), pages 1-24, September.
    16. Zhao, Xiaowei & Cai, Yishan & Yang, Lin & Deng, Zhongwei & Qiang, Jiaxi, 2017. "State of charge estimation based on a new dual-polarization-resistance model for electric vehicles," Energy, Elsevier, vol. 135(C), pages 40-52.
    17. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    18. Seo, Minhwan & Song, Youngbin & Kim, Jake & Paek, Sung Wook & Kim, Gi-Heon & Kim, Sang Woo, 2021. "Innovative lumped-battery model for state of charge estimation of lithium-ion batteries under various ambient temperatures," Energy, Elsevier, vol. 226(C).
    19. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    20. Ren, Xiaoqing & Liu, Shulin & Yu, Xiaodong & Dong, Xia, 2021. "A method for state-of-charge estimation of lithium-ion batteries based on PSO-LSTM," Energy, Elsevier, vol. 234(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:250:y:2022:i:c:s0360544222007563. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.