IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v349y2023ics0306261923009455.html
   My bibliography  Save this article

State-of-charge estimation for onboard LiFePO4 batteries with adaptive state update in specific open-circuit-voltage ranges

Author

Listed:
  • Xiong, Rui
  • Duan, Yanzhou
  • Zhang, Kaixuan
  • Lin, Da
  • Tian, Jinpeng
  • Chen, Cheng

Abstract

Accurate estimation of the state-of-charge (SOC) is crucial for efficient and safe battery applications. However, existing SOC estimation methods fail to provide accurate SOC estimation for LiFePO4 batteries that have a flat voltage-SOC relationship. The analysis of the voltage-SOC characteristics shows that the failure of the present model-based methods can be ascribed to their inability to simultaneously accommodate the differences in voltage characteristics between different open-circuit-voltage (OCV) ranges. To overcome this limitation, an adaptive recursive square root algorithm is used to online identify OCV and other battery model parameters. Then, the parameters of the extended Kalman filter are adaptively updated in different OCV ranges, which are distinguished based on the identified OCV. Additional filtering methods are employed to enhance the stability of the estimation. Large-scale experiments are conducted at different temperatures with various driving profiles for method validation. While conventional methods fail to converge, the proposed method ensures both high accuracy and stability, with a maximum absolute error of <2%. The viability of the proposed method is further verified using data collected from real battery systems. Our work lays a foundation for the reliable management of LiFePO4 batteries in electric vehicles.

Suggested Citation

  • Xiong, Rui & Duan, Yanzhou & Zhang, Kaixuan & Lin, Da & Tian, Jinpeng & Chen, Cheng, 2023. "State-of-charge estimation for onboard LiFePO4 batteries with adaptive state update in specific open-circuit-voltage ranges," Applied Energy, Elsevier, vol. 349(C).
  • Handle: RePEc:eee:appene:v:349:y:2023:i:c:s0306261923009455
    DOI: 10.1016/j.apenergy.2023.121581
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261923009455
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2023.121581?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    2. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    3. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    4. Tian, Jinpeng & Xiong, Rui & Shen, Weixiang & Lu, Jiahuan, 2021. "State-of-charge estimation of LiFePO4 batteries in electric vehicles: A deep-learning enabled approach," Applied Energy, Elsevier, vol. 291(C).
    5. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    6. Xiong, Rui & Huang, Jintao & Duan, Yanzhou & Shen, Weixiang, 2022. "Enhanced Lithium-ion battery model considering critical surface charge behavior," Applied Energy, Elsevier, vol. 314(C).
    7. Shichun Yang & Cheng Deng & Yulong Zhang & Yongling He, 2017. "State of Charge Estimation for Lithium-Ion Battery with a Temperature-Compensated Model," Energies, MDPI, vol. 10(10), pages 1-14, October.
    8. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    9. Ma, Wentao & Guo, Peng & Wang, Xiaofei & Zhang, Zhiyu & Peng, Siyuan & Chen, Badong, 2022. "Robust state of charge estimation for Li-ion batteries based on cubature kalman filter with generalized maximum correntropy criterion," Energy, Elsevier, vol. 260(C).
    10. Hongwen He & Hongzhou Qin & Xiaokun Sun & Yuanpeng Shui, 2013. "Comparison Study on the Battery SoC Estimation with EKF and UKF Algorithms," Energies, MDPI, vol. 6(10), pages 1-13, September.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    2. Tian, Yong & Huang, Zhijia & Tian, Jindong & Li, Xiaoyu, 2022. "State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies," Energy, Elsevier, vol. 238(PC).
    3. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    4. Yonghong Xu & Cheng Li & Xu Wang & Hongguang Zhang & Fubin Yang & Lili Ma & Yan Wang, 2022. "Joint Estimation Method with Multi-Innovation Unscented Kalman Filter Based on Fractional-Order Model for State of Charge and State of Health Estimation," Sustainability, MDPI, vol. 14(23), pages 1-25, November.
    5. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    6. Sun, Li & Li, Guanru & You, Fengqi, 2020. "Combined internal resistance and state-of-charge estimation of lithium-ion battery based on extended state observer," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    7. Chen, Junxiong & Feng, Xiong & Jiang, Lin & Zhu, Qiao, 2021. "State of charge estimation of lithium-ion battery using denoising autoencoder and gated recurrent unit recurrent neural network," Energy, Elsevier, vol. 227(C).
    8. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    9. Xu, Cheng & Zhang, E & Jiang, Kai & Wang, Kangli, 2022. "Dual fuzzy-based adaptive extended Kalman filter for state of charge estimation of liquid metal battery," Applied Energy, Elsevier, vol. 327(C).
    10. Yan Cheng & Xuesen Zhang & Xiaoqiang Wang & Jianhua Li, 2022. "Battery State of Charge Estimation Based on Composite Multiscale Wavelet Transform," Energies, MDPI, vol. 15(6), pages 1-16, March.
    11. He, Lin & Wang, Yangyang & Wei, Yujiang & Wang, Mingwei & Hu, Xiaosong & Shi, Qin, 2022. "An adaptive central difference Kalman filter approach for state of charge estimation by fractional order model of lithium-ion battery," Energy, Elsevier, vol. 244(PA).
    12. Yang, Kuo & Tang, Yugui & Zhang, Shujing & Zhang, Zhen, 2022. "A deep learning approach to state of charge estimation of lithium-ion batteries based on dual-stage attention mechanism," Energy, Elsevier, vol. 244(PB).
    13. Tian, Yu & Lin, Cheng & Li, Hailong & Du, Jiuyu & Xiong, Rui, 2021. "Detecting undesired lithium plating on anodes for lithium-ion batteries – A review on the in-situ methods," Applied Energy, Elsevier, vol. 300(C).
    14. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "An adaptive multi-state estimation algorithm for lithium-ion batteries incorporating temperature compensation," Energy, Elsevier, vol. 207(C).
    15. Chen, Liping & Wu, Xiaobo & Lopes, António M. & Yin, Lisheng & Li, Penghua, 2022. "Adaptive state-of-charge estimation of lithium-ion batteries based on square-root unscented Kalman filter," Energy, Elsevier, vol. 252(C).
    16. Ma, Wentao & Guo, Peng & Wang, Xiaofei & Zhang, Zhiyu & Peng, Siyuan & Chen, Badong, 2022. "Robust state of charge estimation for Li-ion batteries based on cubature kalman filter with generalized maximum correntropy criterion," Energy, Elsevier, vol. 260(C).
    17. Chen, Lin & Yu, Wentao & Cheng, Guoyang & Wang, Jierui, 2023. "State-of-charge estimation of lithium-ion batteries based on fractional-order modeling and adaptive square-root cubature Kalman filter," Energy, Elsevier, vol. 271(C).
    18. Wei, Jingwen & Chen, Chunlin, 2021. "A multi-timescale framework for state monitoring and lifetime prognosis of lithium-ion batteries," Energy, Elsevier, vol. 229(C).
    19. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    20. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:349:y:2023:i:c:s0306261923009455. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.