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Policy Integration and Multi-Level Governance: Dealing with the Vertical Dimension of Policy Mix Designs

Author

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  • Michael Howlett

    (Department of Political Science, Simon Fraser University, Canada)

  • Joanna Vince

    (School of Social Sciences, University of Tasmania, Australia)

  • Pablo del Río

    (Spanish National Research Council, Spain)

Abstract

Multifaceted problems such as sustainable development typically involve complex arrangements of institutions and instruments and the subject of how best to design and operate such ‘mixes’, ‘bundles’ or ‘portfolios’ of policy tools is an ongoing issue in this area. One aspect of this question is that some mixes are more difficult to design and operate than others. The paper argues that, ceteris paribus, complex policy-making faces substantial risks of failure when horizontal or vertical dimensions of policy-making are not well integrated. The paper outlines a model of policy mix types which highlights the design problems associated with more complex arrangements and presents two case studies of similarly structured mixes in the areas of marine parks in Australia and coastal zone management in Europe—one a failure and the other a successful case of integration—to illustrate how such mixes can be better designed and managed more effectively.

Suggested Citation

  • Michael Howlett & Joanna Vince & Pablo del Río, 2017. "Policy Integration and Multi-Level Governance: Dealing with the Vertical Dimension of Policy Mix Designs," Politics and Governance, Cogitatio Press, vol. 5(2), pages 69-78.
    • Handle: RePEc:cog:poango:v:5:y:2017:i:2:p:69-78
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    3. Edmondson, Duncan L. & Kern, Florian & Rogge, Karoline S., 2019. "The co-evolution of policy mixes and socio-technical systems: Towards a conceptual framework of policy mix feedback in sustainability transitions," Research Policy, Elsevier, vol. 48(10).
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    7. Jakob T. Pruess, 2023. "Unraveling the complexity of extended producer responsibility policy mix design, implementation, and transfer dynamics in the European Union," Journal of Industrial Ecology, Yale University, vol. 27(6), pages 1500-1520, December.
    8. Guillermo M. Cejudo & Cynthia L. Michel, 2023. "Implementing policy integration: policy regimes for care policy in Chile and Uruguay," Policy Sciences, Springer;Society of Policy Sciences, vol. 56(4), pages 733-753, December.
    9. Henderson, Dylan, 2020. "Demand-side broadband policy in the context of digital transformation: An examination of SME digital advisory policies in Wales," Telecommunications Policy, Elsevier, vol. 44(9).
    10. Karoline S. Rogge & Elisabeth Dütschke, 2017. "Exploring Perceptions of the Credibility of Policy Mixes: The Case of German Manufacturers of Renewable Power Generation Technologies," SPRU Working Paper Series 2017-23, SPRU - Science Policy Research Unit, University of Sussex Business School.
    11. Brown, Donal & Brisbois, Marie-Claire & Lacey-Barnacle, Max & Foxon, Tim & Copeland, Claire & Mininni, Giulia, 2023. "The Green New Deal: Historical insights and local prospects in the United Kingdom (UK)," Ecological Economics, Elsevier, vol. 205(C).
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    13. Kubo, Hideyuki & Wibawanto, Ari & Rossanda, Dicko, 2019. "Toward a policy mix in conservation governance: A case of Gunung Palung National Park, West Kalimantan, Indonesia," Land Use Policy, Elsevier, vol. 88(C).
    14. Robbert Biesbroek & Jeroen J. L. Candel, 2020. "Mechanisms for policy (dis)integration: explaining food policy and climate change adaptation policy in the Netherlands," Policy Sciences, Springer;Society of Policy Sciences, vol. 53(1), pages 61-84, March.
    15. Azhgaliyeva, Dina & Liu, Yang & Liddle, Brantley, 2020. "An empirical analysis of energy intensity and the role of policy instruments," Energy Policy, Elsevier, vol. 145(C).
    16. Guillermo M. Cejudo & Cynthia L. Michel, 2021. "Instruments for Policy Integration: How Policy Mixes Work Together," SAGE Open, , vol. 11(3), pages 21582440211, July.
    17. Bekirsky, N. & Hoicka, C.E. & Brisbois, M.C. & Ramirez Camargo, L., 2022. "Many actors amongst multiple renewables: A systematic review of actor involvement in complementarity of renewable energy sources," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    18. Dylan Henderson & Neil Roche, 2020. "Examining the policy mix for broadband deployment in Wales: The role of informal coordination in the last mile," Local Economy, London South Bank University, vol. 35(1), pages 48-67, February.
    19. Huang, Ping, 2019. "The verticality of policy mixes for sustainability transitions: A case study of solar water heating in China," Research Policy, Elsevier, vol. 48(10).
    20. Mirjam Gruber, 2022. "The Integration of Local Actors in Policy Implementation: The Case of Organic Farming in Costa Rica," Sustainability, MDPI, vol. 14(12), pages 1-23, June.
    21. María José Dorado-Rubín & María José Guerrero-Mayo & Clemente Jesús Navarro-Yáñez, 2021. "Integrality in the Design of Urban Development Plans. Analysis of the Initiatives Promoted by the EU in Spain," Land, MDPI, vol. 10(10), pages 1-17, October.
    22. Astrid Molenveld & Arwin Buuren & Gerald-Jan Ellen, 2020. "Governance of climate adaptation, which mode? An exploration of stakeholder viewpoints on how to organize adaptation," Climatic Change, Springer, vol. 162(2), pages 233-254, September.
    23. Xieao Chen & Ping Huang & Zhenhong Xiao, 2022. "Uncovering the verticality and temporality of environmental policy mixes: The case of agricultural residue recycling in China," Review of Policy Research, Policy Studies Organization, vol. 39(5), pages 632-653, September.
    24. Sébastien Lambelet, 2023. "Unintended policy integration through entrepreneurship at the implementation stage," Policy Sciences, Springer;Society of Policy Sciences, vol. 56(1), pages 161-189, March.
    25. Azad Singh Bali & Michael Howlett & Jenny M Lewis & M Ramesh, 2021. "Procedural policy tools in theory and practice [The stick, the carrot, and other strategies: A theoretical analysis of governmental intervention]," Policy and Society, Darryl S. Jarvis and M. Ramesh, vol. 40(3), pages 295-311.

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