IDEAS home Printed from https://ideas.repec.org/a/eee/tefoso/v87y2014icp1-16.html
   My bibliography  Save this article

Co-evolution of legal and voluntary standards: Development of energy efficiency in Swiss residential building codes

Author

Listed:
  • Groesser, Stefan N.

Abstract

Improving the level of energy efficiency required by building codes for refurbishments and new construction is a powerful lever for reducing greenhouse gas emissions. This paper explores how technological, social, political, and economic factors interact and shape the evolution of the energy efficiency in building codes. Existing approaches to the evolution of standards focus primarily on adopting individual or multiple technologies or products, but only peripherally explore the feedback dynamics between innovation, diffusion, and standardization (IDS.)22Innovation–diffusion–standardization (IDS). To fill this void, I draw on the revelatory case of Switzerland, because the Swiss standards have continuously improved since 1970, whereas in many other countries improvements have stagnated after the recovery from peaks in energy prices. The paper's contribution is, first, a qualitative, structural model which endogenously formalizes the IDS-dynamics of standard improvement. I find that the co-evolution of voluntary and legal building codes have enabled a continuous improvement of the standards even in the absence of economic pressures. And second, I use the model for policy analysis, which indicates that several obvious policies might cause policy resistance and could result in uneconomical, counter-intuitive outcomes. Policy interventions have to dynamically balance the speed of innovation and the ability of system agents to change.

Suggested Citation

  • Groesser, Stefan N., 2014. "Co-evolution of legal and voluntary standards: Development of energy efficiency in Swiss residential building codes," Technological Forecasting and Social Change, Elsevier, vol. 87(C), pages 1-16.
  • Handle: RePEc:eee:tefoso:v:87:y:2014:i:c:p:1-16
    DOI: 10.1016/j.techfore.2014.05.014
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0040162514001851
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.techfore.2014.05.014?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Murray, Fiona, 2002. "Innovation as co-evolution of scientific and technological networks: exploring tissue engineering," Research Policy, Elsevier, vol. 31(8-9), pages 1389-1403, December.
    2. Merito, Monica & Bonaccorsi, Andrea, 2007. "Co-evolution of physical and social technologies in clinical practice: The case of HIV treatments," Research Policy, Elsevier, vol. 36(7), pages 1070-1087, September.
    3. Knut Blind & Stephan Gauch, 2009. "Research and standardisation in nanotechnology: evidence from Germany," The Journal of Technology Transfer, Springer, vol. 34(3), pages 320-342, June.
    4. Knut Blind, 2006. "Explanatory factors for participation in formal standardisation processes: Empirical evidence at firm level," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 15(2), pages 157-170.
    5. Coyle, R. G., 1984. "A systems approach to the management of a hospital for short-term patients," Socio-Economic Planning Sciences, Elsevier, vol. 18(4), pages 219-226.
    6. Kreng, Victor B. & Wang, Bang Jyun, 2013. "An innovation diffusion of successive generations by system dynamics — An empirical study of Nike Golf Company," Technological Forecasting and Social Change, Elsevier, vol. 80(1), pages 77-87.
    7. Consoli, Davide, 2008. "Co-evolution of capabilities and preferences in the adoption of new technologies," MPRA Paper 7175, University Library of Munich, Germany.
    8. Madlener, Reinhard, 2007. "Innovation diffusion, public policy, and local initiative: The case of wood-fuelled district heating systems in Austria," Energy Policy, Elsevier, vol. 35(3), pages 1992-2008, March.
    9. Audenaert, A. & De Cleyn, S.H. & Vankerckhove, B., 2008. "Economic analysis of passive houses and low-energy houses compared with standard houses," Energy Policy, Elsevier, vol. 36(1), pages 47-55, January.
    10. Eric Abrahamson & Lori Rosenkopf, 1997. "Social Network Effects on the Extent of Innovation Diffusion: A Computer Simulation," Organization Science, INFORMS, vol. 8(3), pages 289-309, June.
    11. Sterman, John., 1994. "Learning in and about complex systems," Working papers 3660-94., Massachusetts Institute of Technology (MIT), Sloan School of Management.
    12. Urge-Vorsatz, Diana & Novikova, Aleksandra, 2008. "Potentials and costs of carbon dioxide mitigation in the world's buildings," Energy Policy, Elsevier, vol. 36(2), pages 642-661, February.
    13. Dosi, Giovanni, 1993. "Technological paradigms and technological trajectories : A suggested interpretation of the determinants and directions of technical change," Research Policy, Elsevier, vol. 22(2), pages 102-103, April.
    14. Weber, Lukas, 1997. "Some reflections on barriers to the efficient use of energy," Energy Policy, Elsevier, vol. 25(10), pages 833-835, August.
    15. Gyberg, Per & Palm, Jenny, 2009. "Influencing households' energy behaviour--how is this done and on what premises?," Energy Policy, Elsevier, vol. 37(7), pages 2807-2813, July.
    16. Jaffe, Adam B. & Stavins, Robert N., 1994. "The energy paradox and the diffusion of conservation technology," Resource and Energy Economics, Elsevier, vol. 16(2), pages 91-122, May.
    17. Acker, Richard H & Kammen, Daniel M, 1996. "The quiet (energy) revolution : Analysing the dissemination of photovoltaic power systems in Kenya," Energy Policy, Elsevier, vol. 24(1), pages 81-111, January.
    18. Knut Blind, 2002. "Driving forces for standardization at standardization development organizations," Applied Economics, Taylor & Francis Journals, vol. 34(16), pages 1985-1998.
    19. Amstalden, Roger W. & Kost, Michael & Nathani, Carsten & Imboden, Dieter M., 2007. "Economic potential of energy-efficient retrofitting in the Swiss residential building sector: The effects of policy instruments and energy price expectations," Energy Policy, Elsevier, vol. 35(3), pages 1819-1829, March.
    20. Simona O. Negro & Marko P. Hekkert, 2008. "Explaining the success of emerging technologies by innovation system functioning: the case of biomass digestion in Germany," Innovation Studies Utrecht (ISU) working paper series 08-08, Utrecht University, Department of Innovation Studies, revised Feb 2008.
    21. Lundvall, Bengt-Ake & Johnson, Bjorn & Andersen, Esben Sloth & Dalum, Bent, 2002. "National systems of production, innovation and competence building," Research Policy, Elsevier, vol. 31(2), pages 213-231, February.
    22. Stoneman, Paul & Diederen, Paul, 1994. "Technology Diffusion and Public Policy," Economic Journal, Royal Economic Society, vol. 104(425), pages 918-930, July.
    23. Brice Dattée & Henry Weil, 2007. "Dynamics of social factors in technological substitutions," Post-Print hal-02312753, HAL.
    24. Arkesteijn, Karlijn & Oerlemans, Leon, 2005. "The early adoption of green power by Dutch households: An empirical exploration of factors influencing the early adoption of green electricity for domestic purposes," Energy Policy, Elsevier, vol. 33(2), pages 183-196, January.
    25. Müller, Matthias Otto & Groesser, Stefan N. & Ulli-Beer, Silvia, 2012. "How do we know who to include in collaborative research? Toward a method for the identification of experts," European Journal of Operational Research, Elsevier, vol. 216(2), pages 495-502.
    26. Henderson, Rebecca, 1995. "Of life cycles real and imaginary: The unexpectedly long old age of optical lithography," Research Policy, Elsevier, vol. 24(4), pages 631-643, July.
    27. Beerepoot, Milou & Beerepoot, Niels, 2007. "Government regulation as an impetus for innovation: Evidence from energy performance regulation in the Dutch residential building sector," Energy Policy, Elsevier, vol. 35(10), pages 4812-4825, October.
    28. McDonald, Alan & Schrattenholzer, Leo, 2001. "Learning rates for energy technologies," Energy Policy, Elsevier, vol. 29(4), pages 255-261, March.
    29. Ansar, Jasmin & Sparks, Roger, 2009. "The experience curve, option value, and the energy paradox," Energy Policy, Elsevier, vol. 37(3), pages 1012-1020, March.
    30. Nässén, Jonas & Sprei, Frances & Holmberg, John, 2008. "Stagnating energy efficiency in the Swedish building sector--Economic and organisational explanations," Energy Policy, Elsevier, vol. 36(10), pages 3814-3822, October.
    31. Lee, Duk Hee & Park, Sang Yong & Kim, Jong Wook & Lee, Seong Kon, 2013. "Analysis on the feedback effect for the diffusion of innovative technologies focusing on the green car," Technological Forecasting and Social Change, Elsevier, vol. 80(3), pages 498-509.
    32. Mark Koetse & Arno Vlist & Henri Groot, 2006. "The Impact of Perceived Expectations and Uncertainty on Firm Investment," Small Business Economics, Springer, vol. 26(4), pages 365-376, May.
    33. Roberts, Simon, 2008. "Altering existing buildings in the UK," Energy Policy, Elsevier, vol. 36(12), pages 4482-4486, December.
    34. Siller, Thomas & Kost, Michael & Imboden, Dieter, 2007. "Long-term energy savings and greenhouse gas emission reductions in the Swiss residential sector," Energy Policy, Elsevier, vol. 35(1), pages 529-539, January.
    35. Schulz, Thorsten F. & Kypreos, Socrates & Barreto, Leonardo & Wokaun, Alexander, 2008. "Intermediate steps towards the 2000Â W society in Switzerland: An energy-economic scenario analysis," Energy Policy, Elsevier, vol. 36(4), pages 1303-1317, April.
    36. Kern, Florian, 2012. "Using the multi-level perspective on socio-technical transitions to assess innovation policy," Technological Forecasting and Social Change, Elsevier, vol. 79(2), pages 298-310.
    37. Nassen, Jonas & Holmberg, John, 2005. "Energy efficiency--a forgotten goal in the Swedish building sector?," Energy Policy, Elsevier, vol. 33(8), pages 1037-1051, May.
    38. Marxt, Christian & Brunner, Claudia, 2013. "Analyzing and improving the national innovation system of highly developed countries — The case of Switzerland," Technological Forecasting and Social Change, Elsevier, vol. 80(6), pages 1035-1049.
    39. Kapur, Sandeep, 1995. "Technological Diffusion with Social Learning," Journal of Industrial Economics, Wiley Blackwell, vol. 43(2), pages 173-195, June.
    40. Weiss, Martin & Dittmar, Lars & Junginger, Martin & Patel, Martin K. & Blok, Kornelis, 2009. "Market diffusion, technological learning, and cost-benefit dynamics of condensing gas boilers in the Netherlands," Energy Policy, Elsevier, vol. 37(8), pages 2962-2976, August.
    41. Sorrell, Steve & Dimitropoulos, John & Sommerville, Matt, 2009. "Empirical estimates of the direct rebound effect: A review," Energy Policy, Elsevier, vol. 37(4), pages 1356-1371, April.
    42. Bozeman, Barry, 2000. "Technology transfer and public policy: a review of research and theory," Research Policy, Elsevier, vol. 29(4-5), pages 627-655, April.
    43. Jaffe, Adam B. & Stavins, Robert N., 1994. "The energy-efficiency gap What does it mean?," Energy Policy, Elsevier, vol. 22(10), pages 804-810, October.
    44. Ravetz, Joe, 2008. "State of the stock--What do we know about existing buildings and their future prospects?," Energy Policy, Elsevier, vol. 36(12), pages 4462-4470, December.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Tsujimoto, Masaharu & Kajikawa, Yuya & Tomita, Junichi & Matsumoto, Yoichi, 2018. "A review of the ecosystem concept — Towards coherent ecosystem design," Technological Forecasting and Social Change, Elsevier, vol. 136(C), pages 49-58.
    2. Modeste, Kameni Nematchoua & Mempouo, Blaise & René, Tchinda & Costa, Ángel M. & Orosa, José A. & Raminosoa, Chrysostôme R.R. & Mamiharijaona, Ramaroson, 2015. "Resource potential and energy efficiency in the buildings of Cameroon: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 50(C), pages 835-846.
    3. Gomes, Leonardo Augusto de Vasconcelos & Facin, Ana Lucia Figueiredo & Salerno, Mario Sergio & Ikenami, Rodrigo Kazuo, 2018. "Unpacking the innovation ecosystem construct: Evolution, gaps and trends," Technological Forecasting and Social Change, Elsevier, vol. 136(C), pages 30-48.
    4. Xie, Zongjie & Hall, Jeremy & McCarthy, Ian P. & Skitmore, Martin & Shen, Liyin, 2016. "Standardization efforts: The relationship between knowledge dimensions, search processes and innovation outcomes," Technovation, Elsevier, vol. 48, pages 69-78.
    5. Niskanen, Johan & Rohracher, Harald, 2022. "A politics of calculation: Negotiating pathways to zero-energy buildings in Sweden," Technological Forecasting and Social Change, Elsevier, vol. 179(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Häckel, Björn & Pfosser, Stefan & Tränkler, Timm, 2017. "Explaining the energy efficiency gap - Expected Utility Theory versus Cumulative Prospect Theory," Energy Policy, Elsevier, vol. 111(C), pages 414-426.
    2. Bhatt, Brijesh & Singh, Anoop, 2020. "Stakeholders’ role in distribution loss reduction technology adoption in the Indian electricity sector: An actor-oriented approach," Energy Policy, Elsevier, vol. 137(C).
    3. Cowan, Kelly R. & Daim, Tugrul U., 2011. "Review of technology acquisition and adoption research in the energy sector," Technology in Society, Elsevier, vol. 33(3), pages 183-199.
    4. Giraudet, Louis-Gaëtan & Guivarch, Céline & Quirion, Philippe, 2012. "Exploring the potential for energy conservation in French households through hybrid modeling," Energy Economics, Elsevier, vol. 34(2), pages 426-445.
    5. Faber, Albert & Hoppe, Thomas, 2013. "Co-constructing a sustainable built environment in the Netherlands—Dynamics and opportunities in an environmental sectoral innovation system," Energy Policy, Elsevier, vol. 52(C), pages 628-638.
    6. Knut Blind & Maximilian Laer, 2022. "Paving the path: drivers of standardization participation at ISO," The Journal of Technology Transfer, Springer, vol. 47(4), pages 1115-1134, August.
    7. Todd D. Gerarden & Richard G. Newell & Robert N. Stavins, 2017. "Assessing the Energy-Efficiency Gap," Journal of Economic Literature, American Economic Association, vol. 55(4), pages 1486-1525, December.
    8. Singh, Anuraag & Triulzi, Giorgio & Magee, Christopher L., 2021. "Technological improvement rate predictions for all technologies: Use of patent data and an extended domain description," Research Policy, Elsevier, vol. 50(9).
    9. Lin, Tyrone T. & Huang, Shio-Ling, 2011. "Application of the modified Tobin's q to an uncertain energy-saving project with the real options concept," Energy Policy, Elsevier, vol. 39(1), pages 408-420, January.
    10. Louis-Gaetan Giraudet and Dominique Finon, 2015. "European experiences with white certifirecate obligations: A critical review of existing evaluations," Economics of Energy & Environmental Policy, International Association for Energy Economics, vol. 0(Number 1).
    11. Zvingilaite, Erika & Klinge Jacobsen, Henrik, 2015. "Heat savings and heat generation technologies: Modelling of residential investment behaviour with local health costs," Energy Policy, Elsevier, vol. 77(C), pages 31-45.
    12. Lin, Tyrone T. & Huang, Shio-Ling, 2010. "An entry and exit model on the energy-saving investment strategy with real options," Energy Policy, Elsevier, vol. 38(2), pages 794-802, February.
    13. Bukarica, Vesna & Tomšić, Željko, 2017. "Energy efficiency policy evaluation by moving from techno-economic towards whole society perspective on energy efficiency market," Renewable and Sustainable Energy Reviews, Elsevier, vol. 70(C), pages 968-975.
    14. Paramonova, Svetlana & Nehler, Therese & Thollander, Patrik, 2021. "Technological change or process innovation – An empirical study of implemented energy efficiency measures from a Swedish industrial voluntary agreements program," Energy Policy, Elsevier, vol. 156(C).
    15. Aikaterini Zi & Knut Blind, 2015. "Researchers’ participation in standardisation: a case study from a public research institute in Germany," The Journal of Technology Transfer, Springer, vol. 40(2), pages 346-360, April.
    16. Rakas, Marija & Hain, Daniel S., 2019. "The state of innovation system research: What happens beneath the surface?," Research Policy, Elsevier, vol. 48(9), pages 1-1.
    17. Anna Pohle & Knut Blind & Dmitry Neustroev, 2018. "The Impact of International Management Standards on Academic Research," Sustainability, MDPI, vol. 10(12), pages 1-19, December.
    18. James Carroll & Eleanor Denny & Seán Lyons, 2016. "The Effects of Energy Cost Labelling on Appliance Purchasing Decisions: Trial Results from Ireland," Journal of Consumer Policy, Springer, vol. 39(1), pages 23-40, March.
    19. Rockstuhl, Sebastian & Wenninger, Simon & Wiethe, Christian & Häckel, Björn, 2021. "Understanding the risk perception of energy efficiency investments: Investment perspective vs. energy bill perspective," Energy Policy, Elsevier, vol. 159(C).
    20. Andersen, Kristoffer Steen & Wiese, Catharina & Petrovic, Stefan & McKenna, Russell, 2020. "Exploring the role of households’ hurdle rates and demand elasticities in meeting Danish energy-savings target," Energy Policy, Elsevier, vol. 146(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:tefoso:v:87:y:2014:i:c:p:1-16. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.sciencedirect.com/science/journal/00401625 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.