IDEAS home Printed from https://ideas.repec.org/a/eee/tefoso/v183y2022ics004016252200395x.html
   My bibliography  Save this article

Knowledge for a warmer world: A patent analysis of climate change adaptation technologies

Author

Listed:
  • Hötte, Kerstin
  • Jee, Su Jung

Abstract

Technologies can help strengthen the resilience of our economy against existential climate-risks. We investigate climate change adaptation technologies (CCATs) in US patents to understand (1) historical patterns and possible drivers of innovation; (2) scientific and technological requirements to develop and use CCATs; and (3) CCATs’ potential technological synergies with mitigation. First, in contrast to mitigation, innovation in CCATs only slowly takes off, indicating a relatively low awareness of investors for solutions to cope with climate risks. We discuss how historical trends in environmental regulation, energy prices, and public support may have contributed to patenting in CCATs. Second, CCATs form two main clusters: science-intensive ones in agriculture, health, and monitoring technologies; and engineering-intensive ones in coastal, water, and infrastructure technologies. Analyses of technology-specific scientific and technological knowledge bases inform directions for how to facilitate advancement, transfer and use of CCATs. Lastly, CCATs show strong technological complementarities with mitigation as more than 25% of CCATs bear mitigation benefits. While not judging about the complementarity of mitigation and adaptation in general, our results suggest how policymakers can harness these technological synergies to achieve both goals simultaneously.

Suggested Citation

  • Hötte, Kerstin & Jee, Su Jung, 2022. "Knowledge for a warmer world: A patent analysis of climate change adaptation technologies," Technological Forecasting and Social Change, Elsevier, vol. 183(C).
  • Handle: RePEc:eee:tefoso:v:183:y:2022:i:c:s004016252200395x
    DOI: 10.1016/j.techfore.2022.121879
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S004016252200395X
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.techfore.2022.121879?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Meyer, Martin, 2000. "Does science push technology? Patents citing scientific literature," Research Policy, Elsevier, vol. 29(3), pages 409-434, March.
    2. Daron Acemoglu & Philippe Aghion & Leonardo Bursztyn & David Hemous, 2012. "The Environment and Directed Technical Change," American Economic Review, American Economic Association, vol. 102(1), pages 131-166, February.
    3. Simon Touboul & Matthieu Glachant & Antoine Dechezleprêtre & Sam Fankhauser & Jana Stoever, 2023. "Invention and Global Diffusion of Technologies for Climate Change Adaptation: A Patent Analysis," Review of Environmental Economics and Policy, University of Chicago Press, vol. 17(2), pages 316-335.
    4. Evan Mills, 2007. "Synergisms between climate change mitigation and adaptation: an insurance perspective," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 12(5), pages 809-842, June.
    5. Lea Berrang-Ford & Robbert Biesbroek & James D. Ford & Alexandra Lesnikowski & Andrew Tanabe & Frances M. Wang & Chen Chen & Angel Hsu & Jessica J. Hellmann & Patrick Pringle & Martina Grecequet & J.-, 2019. "Tracking global climate change adaptation among governments," Nature Climate Change, Nature, vol. 9(6), pages 440-449, June.
    6. Lema, Adrian & Lema, Rasmus, 2016. "Low-carbon innovation and technology transfer in latecomer countries: Insights from solar PV in the clean development mechanism," Technological Forecasting and Social Change, Elsevier, vol. 104(C), pages 223-236.
    7. John Hassler & Per Krusell & Conny Olovsson, 2021. "Directed Technical Change as a Response to Natural Resource Scarcity," Journal of Political Economy, University of Chicago Press, vol. 129(11), pages 3039-3072.
    8. Buob, Seraina & Stephan, Gunter, 2011. "To mitigate or to adapt: How to confront global climate change," European Journal of Political Economy, Elsevier, vol. 27(1), pages 1-16, March.
    9. Anton Pichler & Franc{c}ois Lafond & J. Doyne Farmer, 2020. "Technological interdependencies predict innovation dynamics," Papers 2003.00580, arXiv.org.
    10. Paola Criscuolo & Rajneesh Narula, 2008. "A novel approach to national technological accumulation and absorptive capacity: aggregating Cohen and Levinthal," The European Journal of Development Research, Taylor and Francis Journals, vol. 20(1), pages 56-73.
    11. David Popp, 2019. "Environmental Policy and Innovation: A Decade of Research," NBER Working Papers 25631, National Bureau of Economic Research, Inc.
    12. Arame Tall & Sarah Lynagh & Candela Blanco Vecchi & Pepukaye Bardouille & Felipe Montoya Pino & Elham Shabahat & Vladimir Stenek & Fiona Stewart & Samantha Power & Cindy Paladines & Philippe Neves & L, 2021. "Enabling Private Investment in Climate Adaptation and Resilience," World Bank Publications - Reports 35203, The World Bank Group.
    13. Emma L. Tompkins & Katharine Vincent & Robert J. Nicholls & Natalie Suckall, 2018. "Documenting the state of adaptation for the global stocktake of the Paris Agreement," Wiley Interdisciplinary Reviews: Climate Change, John Wiley & Sons, vol. 9(5), September.
    14. Matt Marx & Aaron Fuegi, 2020. "Reliance on science: Worldwide front‐page patent citations to scientific articles," Strategic Management Journal, Wiley Blackwell, vol. 41(9), pages 1572-1594, September.
    15. Declan Conway & Antoine Dechezleprêtre & Ivan Haščič & Nick Johnstone, 2015. "Invention and Diffusion of Water Supply and Water Efficiency Technologies: Insights from a Global Patent Dataset," Water Economics and Policy (WEP), World Scientific Publishing Co. Pte. Ltd., vol. 1(04), pages 1-34, December.
    16. Persoon, P.G.J. & Bekkers, R.N.A. & Alkemade, F., 2020. "The science base of renewables," Technological Forecasting and Social Change, Elsevier, vol. 158(C).
    17. Sun, Wenqi & Zhao, Yuanjun & Sun, Lu, 2020. "Big Data Analytics for Venture Capital Application:Towards Innovation Performance Improvement," International Journal of Information Management, Elsevier, vol. 50(C), pages 557-565.
    18. Timothy M. Lenton & Johan Rockström & Owen Gaffney & Stefan Rahmstorf & Katherine Richardson & Will Steffen & Hans Joachim Schellnhuber, 2019. "Climate tipping points — too risky to bet against," Nature, Nature, vol. 575(7784), pages 592-595, November.
    19. Chisholm, Ryan A., 2010. "Trade-offs between ecosystem services: Water and carbon in a biodiversity hotspot," Ecological Economics, Elsevier, vol. 69(10), pages 1973-1987, August.
    20. Hötte, Kerstin & Pichler, Anton & Lafond, François, 2021. "The rise of science in low-carbon energy technologies," Renewable and Sustainable Energy Reviews, Elsevier, vol. 139(C).
    21. Miao, Qing & Popp, David, 2014. "Necessity as the mother of invention: Innovative responses to natural disasters," Journal of Environmental Economics and Management, Elsevier, vol. 68(2), pages 280-295.
    22. Jee, Su Jung & Kwon, Minji & Ha, Jung Moon & Sohn, So Young, 2019. "Exploring the forward citation patterns of patents based on the evolution of technology fields," Journal of Informetrics, Elsevier, vol. 13(4).
    23. Su, Hsin-Ning & Moaniba, Igam M., 2017. "Does innovation respond to climate change? Empirical evidence from patents and greenhouse gas emissions," Technological Forecasting and Social Change, Elsevier, vol. 122(C), pages 49-62.
    24. Omar Bellprat & Virginie Guemas & Francisco Doblas-Reyes & Markus G. Donat, 2019. "Towards reliable extreme weather and climate event attribution," Nature Communications, Nature, vol. 10(1), pages 1-7, December.
    25. François Lafond & Daniel Kim, 2019. "Long-run dynamics of the U.S. patent classification system," Journal of Evolutionary Economics, Springer, vol. 29(2), pages 631-664, April.
    26. Cowan, Robin, 1990. "Nuclear Power Reactors: A Study in Technological Lock-in," The Journal of Economic History, Cambridge University Press, vol. 50(3), pages 541-567, September.
    27. David Popp, 2019. "Environmental policy and innovation: a decade of research," CESifo Working Paper Series 7544, CESifo.
    28. Ferreira, João J.M. & Fernandes, Cristina I. & Ferreira, Fernando A.F., 2020. "Technology transfer, climate change mitigation, and environmental patent impact on sustainability and economic growth: A comparison of European countries," Technological Forecasting and Social Change, Elsevier, vol. 150(C).
    29. Albino, Vito & Ardito, Lorenzo & Dangelico, Rosa Maria & Messeni Petruzzelli, Antonio, 2014. "Understanding the development trends of low-carbon energy technologies: A patent analysis," Applied Energy, Elsevier, vol. 135(C), pages 836-854.
    30. Samuel Fankhauser & Nicholas Stern, 2016. "Climate change, development, poverty and economics," GRI Working Papers 253, Grantham Research Institute on Climate Change and the Environment.
    31. Pam Berry & Sally Brown & Minpeng Chen & Areti Kontogianni & Olwen Rowlands & Gillian Simpson & Michalis Skourtos, 2015. "Cross-sectoral interactions of adaptation and mitigation measures," Climatic Change, Springer, vol. 128(3), pages 381-393, February.
    32. Popp, David, 2019. "Environmental Policy and Innovation: A Decade of Research," International Review of Environmental and Resource Economics, now publishers, vol. 13(3-4), pages 265-337, September.
    33. Allie Goldstein & Will R. Turner & Jillian Gladstone & David G. Hole, 2019. "The private sector’s climate change risk and adaptation blind spots," Nature Climate Change, Nature, vol. 9(1), pages 18-25, January.
    34. Andrea Caragliu & Peter Nijkamp, 2012. "The impact of regional absorptive capacity on spatial knowledge spillovers: the Cohen and Levinthal model revisited," Applied Economics, Taylor & Francis Journals, vol. 44(11), pages 1363-1374, April.
    35. Verhoeven, Dennis & Bakker, Jurriën & Veugelers, Reinhilde, 2016. "Measuring technological novelty with patent-based indicators," Research Policy, Elsevier, vol. 45(3), pages 707-723.
    36. Kamal Saggi, 2002. "Trade, Foreign Direct Investment, and International Technology Transfer: A Survey," The World Bank Research Observer, World Bank, vol. 17(2), pages 191-235, September.
    37. Wesley M. Cohen & Richard R. Nelson & John P. Walsh, 2000. "Protecting Their Intellectual Assets: Appropriability Conditions and Why U.S. Manufacturing Firms Patent (or Not)," NBER Working Papers 7552, National Bureau of Economic Research, Inc.
    38. Antoine Dechezlepretre & Sam Fankhauser & Matthieu Glachant & Jan Stoever & Simon Touboul, 2020. "Invention and Global Diffusion of Technologies for Climate Change Adaptation," World Bank Publications - Reports 33883, The World Bank Group.
    39. Christian Gollier & James K. Hammitt, 2014. "The Long-Run Discount Rate Controversy," Annual Review of Resource Economics, Annual Reviews, vol. 6(1), pages 273-295, October.
    40. Joshua Lerner, 1994. "The Importance of Patent Scope: An Empirical Analysis," RAND Journal of Economics, The RAND Corporation, vol. 25(2), pages 319-333, Summer.
    41. Joanne Linnerooth-Bayer & Stefan Hochrainer-Stigler, 2015. "Financial instruments for disaster risk management and climate change adaptation," Climatic Change, Springer, vol. 133(1), pages 85-100, November.
    42. Benjamin Spencer & Josh Lawler & Celia Lowe & LuAnne Thompson & Tom Hinckley & Soo-Hyung Kim & Susan Bolton & Scott Meschke & Julian D. Olden & Joachim Voss, 2017. "Case studies in co-benefits approaches to climate change mitigation and adaptation," Journal of Environmental Planning and Management, Taylor & Francis Journals, vol. 60(4), pages 647-667, April.
    43. David Popp, 2002. "Induced Innovation and Energy Prices," American Economic Review, American Economic Association, vol. 92(1), pages 160-180, March.
    44. Anne M. van Valkengoed & Linda Steg, 2019. "Meta-analyses of factors motivating climate change adaptation behaviour," Nature Climate Change, Nature, vol. 9(2), pages 158-163, February.
    45. Ruttan, Vernon W, 1997. "Induced Innovation, Evolutionary Theory and Path Dependence:," Economic Journal, Royal Economic Society, vol. 107(444), pages 1520-1529, September.
    46. Matt Marx & Aaron Fuegi, 2020. "Reliance on Science by Inventors: Hybrid Extraction of In-text Patent-to-Article Citations," NBER Working Papers 27987, National Bureau of Economic Research, Inc.
    47. Alexandra Lesnikowski & James Ford & Robbert Biesbroek & Lea Berrang-Ford & Michelle Maillet & Malcolm Araos & Stephanie E. Austin, 2017. "What does the Paris Agreement mean for adaptation?," Climate Policy, Taylor & Francis Journals, vol. 17(7), pages 825-831, October.
    48. Scott Barrett, 2020. "Dikes Versus Windmills: Climate Treaties And Adaptation," Climate Change Economics (CCE), World Scientific Publishing Co. Pte. Ltd., vol. 11(04), pages 1-16, November.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Kerstin Hotte & Su Jung Jee, 2021. "Knowledge for a warmer world: a patent analysis of climate change adaptation technologies," Papers 2108.03722, arXiv.org, revised Apr 2022.
    2. Hötte, Kerstin & Jee, Su Jung, 2021. "Knowledge for a warmer world: a patent analysis of climate change adaptation technologies," INET Oxford Working Papers 2021-19, Institute for New Economic Thinking at the Oxford Martin School, University of Oxford.
    3. Hötte, Kerstin & Pichler, Anton & Lafond, François, 2021. "The rise of science in low-carbon energy technologies," Renewable and Sustainable Energy Reviews, Elsevier, vol. 139(C).
    4. Barbieri, Nicolò & Marzucchi, Alberto & Rizzo, Ugo, 2023. "Green technologies, interdependencies, and policy," Journal of Environmental Economics and Management, Elsevier, vol. 118(C).
    5. Nicolo Barbieri & Alberto Marzucchi & Ugo Rizzo, 2021. "Green technologies, complementarities, and policy," SPRU Working Paper Series 2021-08, SPRU - Science Policy Research Unit, University of Sussex Business School.
    6. Grafström, Jonas & Poudineh, Rahmat, 2023. "No evidence of counteracting policy effects on European solar power invention and diffusion," Energy Policy, Elsevier, vol. 172(C).
    7. Johan Lilliestam & Anthony Patt & Germán Bersalli, 2022. "On the quality of emission reductions: observed effects of carbon pricing on investments, innovation, and operational shifts. A response to van den Bergh and Savin (2021)," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 83(3), pages 733-758, November.
    8. Rik L. Rozendaal & Herman R. J. Vollebergh, 2021. "Policy-Induced Innovation in Clean Technologies: Evidence from the Car Market," CESifo Working Paper Series 9422, CESifo.
    9. Jingbo Cui & Zhenxuan Wang & Haishan Yu, 2022. "Can International Climate Cooperation Induce Knowledge Spillover to Developing Countries? Evidence from CDM," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 82(4), pages 923-951, August.
    10. repec:ecb:ecbdps:202219 is not listed on IDEAS
    11. Brehm, Johannes & aus dem Moore, Nils & Gruhl, Henri, 2022. "Driving Innovation? – Carbon Tax Effects in the Swedish Transport Sector," VfS Annual Conference 2022 (Basel): Big Data in Economics 264085, Verein für Socialpolitik / German Economic Association.
    12. Higham, Kyle & Contisciani, Martina & De Bacco, Caterina, 2022. "Multilayer patent citation networks: A comprehensive analytical framework for studying explicit technological relationships," Technological Forecasting and Social Change, Elsevier, vol. 179(C).
    13. Aghion, Philippe & Boneva, Lena & Breckenfelder, Johannes & Laeven, Luc & Olovsson, Conny & Popov, Alexander & Rancoita, Elena, 2022. "Financial Markets and Green Innovation," Working Paper Series 2686, European Central Bank.
    14. Feng, Siyu & Lazkano, Itziar, 2022. "Innovation trends in electricity storage: What drives global innovation?," Energy Policy, Elsevier, vol. 167(C).
    15. Jeroen den Bergh & Ivan Savin, 2021. "Impact of Carbon Pricing on Low-Carbon Innovation and Deep Decarbonisation: Controversies and Path Forward," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 80(4), pages 705-715, December.
    16. Acemoglu, Daron & Rafey, Will, 2023. "Mirage on the horizon: Geoengineering and carbon taxation without commitment," Journal of Public Economics, Elsevier, vol. 219(C).
    17. Silvia Dalla Fontana & Ramana Nanda, 2023. "Innovating to Net Zero: Can Venture Capital and Start-Ups Play a Meaningful Role?," Entrepreneurship and Innovation Policy and the Economy, University of Chicago Press, vol. 2(1), pages 79-105.
    18. Michael Peneder & Spyros Arvanitis & Christian Rammer & Tobias Stucki & Martin Wörter, 2022. "Policy instruments and self-reported impacts of the adoption of energy saving technologies in the DACH region," Empirica, Springer;Austrian Institute for Economic Research;Austrian Economic Association, vol. 49(2), pages 369-404, May.
    19. Dahlström, Petter & Lööf, Hans & Sjöholm, Fredrik & Stephan, Andreas, 2023. "The EU’s competitive advantage in the "clean-energy arms race"," Working Paper Series in Economics and Institutions of Innovation 495, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies.
    20. Stern, Nicholas & Sivropoulos-Valero, Anna Valero, 2021. "Innovation, growth and the transition to net-zero emissions," LSE Research Online Documents on Economics 114385, London School of Economics and Political Science, LSE Library.

    More about this item

    Keywords

    Climate change; Adaptation; Innovation; Patent data; Technology–science interactions; R&D policy;
    All these keywords.

    JEL classification:

    • O33 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Technological Change: Choices and Consequences; Diffusion Processes
    • O38 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Government Policy
    • Q54 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Environmental Economics - - - Climate; Natural Disasters and their Management; Global Warming
    • Q55 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Environmental Economics - - - Environmental Economics: Technological Innovation
    • Q58 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Environmental Economics - - - Environmental Economics: Government Policy

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:tefoso:v:183:y:2022:i:c:s004016252200395x. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.sciencedirect.com/science/journal/00401625 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.