IDEAS home Printed from https://ideas.repec.org/a/eee/ecolec/v147y2018icp253-263.html
   My bibliography  Save this article

An Empirical Study of US Environmental Federalism: RCRA Enforcement From 1998 to 2011

Author

Listed:
  • Sjöberg, Eric
  • Xu, Jing

Abstract

State enforcement of federal environmental legislation has long been associated with the fear of environmental freeriding and states being too lenient, potentially leading to a race-to-the bottom in enforcement. This paper analyzes the effect of enforcement decentralization from 1998 to 2011 on a range of enforcement outcomes across US states as they have been authorized to implement their own programs aligning with the Resource Conservation and Recovery Act (RCRA). In this study, we look at the association between enforcement decentralization and corresponding outcomes, namely the number of evaluations, number of detected violations, and the amount of monetary penalties. Results showed that enforcement behaviors have not changed significantly as states have assumed more enforcement responsibilities; hence, we found no evidence of a race-to-the-bottom scenario associated with RCRA decentralization.

Suggested Citation

  • Sjöberg, Eric & Xu, Jing, 2018. "An Empirical Study of US Environmental Federalism: RCRA Enforcement From 1998 to 2011," Ecological Economics, Elsevier, vol. 147(C), pages 253-263.
  • Handle: RePEc:eee:ecolec:v:147:y:2018:i:c:p:253-263
    DOI: 10.1016/j.ecolecon.2018.01.024
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0921800917307863
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ecolecon.2018.01.024?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Randy A. Becker, 2011. "On Spatial Heterogeneity in Environmental Compliance Costs," Land Economics, University of Wisconsin Press, vol. 87(1), pages 28-44.
    2. Sproule-Jones, Mark, 2005. "The Concept of Contingency and the scholarship of Elinor Ostrom on the Commons: Commentary on Tom Dietz's "the Darwinian Trope in the drama of the Commons"," Journal of Economic Behavior & Organization, Elsevier, vol. 57(2), pages 231-235, June.
    3. Christian Almer & Timo Goeschl, 2010. "Environmental Crime and Punishment: Empirical Evidence from the German Penal Code," Land Economics, University of Wisconsin Press, vol. 86(4), pages 707-726.
    4. Daniel L. Millimet & John A. List, 2003. "A Natural Experiment on the ‘Race to the Bottom’ Hypothesis: Testing for Stochastic Dominance in Temporal Pollution Trends," Oxford Bulletin of Economics and Statistics, Department of Economics, University of Oxford, vol. 65(4), pages 395-420, September.
    5. Sjöberg, Eric, 2016. "An empirical study of federal law versus local environmental enforcement," Journal of Environmental Economics and Management, Elsevier, vol. 76(C), pages 14-31.
    6. Daniel L. Millimet, 2003. "Assessing the Empirical Impact of Environmental Federalism," Journal of Regional Science, Wiley Blackwell, vol. 43(4), pages 711-733, November.
    7. Becker, Randy A., 2011. "Local environmental regulation and plant-level productivity," Ecological Economics, Elsevier, vol. 70(12), pages 2516-2522.
    8. Jinghui Lim, 2016. "The impact of monitoring and enforcement on air pollutant emissions," Journal of Regulatory Economics, Springer, vol. 49(2), pages 203-222, April.
    9. Blackman, Allen & Morgenstern, Richard & Laskowski, Stanley, 2005. "Environmental Decentralization: Seeking the Proper Balance between National and State Authority," RFF Working Paper Series dp-05-42, Resources for the Future.
    10. Fredrik Carlsson & Mitesh Kataria & Elina Lampi, 2011. "Do EPA Administrators Recommend Environmental Policies That Citizens Want?," Land Economics, University of Wisconsin Press, vol. 87(1), pages 60-74.
    11. Chang, Howard F. & Sigman, Hilary & Traub, Leah G., 2014. "Endogenous decentralization in federal environmental policies," International Review of Law and Economics, Elsevier, vol. 37(C), pages 39-50.
    12. Thomas B. Fomby & Limin Lin, 2006. "A Change Point Analysis of the Impact of "Environmental Federalism" on Aggregate Air Quality in the United States: 1940--98," Economic Inquiry, Western Economic Association International, vol. 44(1), pages 109-120, January.
    13. Sarah L. Stafford, 2013. "How Predictable are Environmental Compliance Inspections?," Working Papers 143, Department of Economics, College of William and Mary.
    14. Alessio D’Amato & Edilio Valentini, 2011. "Enforcement and environmental quality in a decentralized emission trading system," Journal of Regulatory Economics, Springer, vol. 40(2), pages 141-159, October.
    15. Bouwe R. Dijkstra & Per G. Fredriksson, 2010. "Regulatory Environmental Federalism," Annual Review of Resource Economics, Annual Reviews, vol. 2(1), pages 319-339, October.
    16. Sigman, Hilary, 2005. "Transboundary spillovers and decentralization of environmental policies," Journal of Environmental Economics and Management, Elsevier, vol. 50(1), pages 82-101, July.
    17. Sigman, Hilary, 2003. "Letting States Do the Dirty Work: State Responsibility for Federal Environmental Regulation," National Tax Journal, National Tax Association;National Tax Journal, vol. 56(1), pages 107-122, March.
    18. Neal D. Woods, 2006. "Interstate Competition and Environmental Regulation: A Test of the Race‐to‐the‐Bottom Thesis," Social Science Quarterly, Southwestern Social Science Association, vol. 87(1), pages 174-189, March.
    19. Banzhaf, H. Spencer & Chupp, B. Andrew, 2012. "Fiscal federalism and interjurisdictional externalities: New results and an application to US Air pollution," Journal of Public Economics, Elsevier, vol. 96(5), pages 449-464.
    20. Wallace E. Oates & Wallace E. Oates, 2004. "An Essay on Fiscal Federalism," Chapters, in: Environmental Policy and Fiscal Federalism, chapter 22, pages 384-414, Edward Elgar Publishing.
    21. Becker, Randy A., 2011. "Local environmental regulation and plant-level productivity," Ecological Economics, Elsevier, vol. 70(12), pages 2516-2522.
    22. Sarah Stafford, 2013. "How predictable are environmental compliance inspections?," Journal of Regulatory Economics, Springer, vol. 44(3), pages 361-388, December.
    23. Dietz, Thomas, 2005. "The Darwinian trope in the drama of the commons: variations on some themes by the Ostroms," Journal of Economic Behavior & Organization, Elsevier, vol. 57(2), pages 205-225, June.
    24. Laskowski, Stanley & Morgenstern, Richard D. & Blackman, Allen, 2005. "Environmental Decentralization in the United States: Seeking the Proper Balance between National and State Authority," Discussion Papers 10779, Resources for the Future.
    25. Claire Brunel & Arik Levinson, 2016. "Measuring the Stringency of Environmental Regulations," Review of Environmental Economics and Policy, Association of Environmental and Resource Economists, vol. 10(1), pages 47-67.
    26. Epstein, Graham, 2017. "Local rulemaking, enforcement and compliance in state-owned forest commons," Ecological Economics, Elsevier, vol. 131(C), pages 312-321.
    27. Grooms, Katherine K., 2015. "Enforcing the Clean Water Act: The effect of state-level corruption on compliance," Journal of Environmental Economics and Management, Elsevier, vol. 73(C), pages 50-78.
    28. Jay P. Shimshack, 2014. "The Economics of Environmental Monitoring and Enforcement," Annual Review of Resource Economics, Annual Reviews, vol. 6(1), pages 339-360, October.
    29. Helland, Eric, 1998. "Environmental Protection in the Federalist System: The Political Economy of NPDES Inspections," Economic Inquiry, Western Economic Association International, vol. 36(2), pages 305-319, April.
    30. John A. List & Shelby Gerking, 2000. "Regulatory Federalism and Environmental Protection in the United States," Journal of Regional Science, Wiley Blackwell, vol. 40(3), pages 453-471, August.
    31. Juergen Jung & Michael Makowsky, 2014. "The determinants of federal and state enforcement of workplace safety regulations: OSHA inspections 1990–2010," Journal of Regulatory Economics, Springer, vol. 45(1), pages 1-33, February.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Wu, Haitao & Hao, Yu & Ren, Siyu, 2020. "How do environmental regulation and environmental decentralization affect green total factor energy efficiency: Evidence from China," Energy Economics, Elsevier, vol. 91(C).
    2. Zhang, Dongyang & Wang, Jinli & Wang, Yizhi, 2023. "Greening through centralization of environmental monitoring?," Energy Economics, Elsevier, vol. 123(C).
    3. Neal D. Woods, 2021. "The State of State Environmental Policy Research: A Thirty‐Year Progress Report," Review of Policy Research, Policy Studies Organization, vol. 38(3), pages 347-369, May.
    4. Per G. Fredriksson & Le Wang, 2020. "The politics of environmental enforcement: the case of the Resource and Conservation Recovery Act," Empirical Economics, Springer, vol. 58(6), pages 2593-2613, June.
    5. Neal D. Woods, 2022. "Regulatory competition, administrative discretion, and environmental policy implementation," Review of Policy Research, Policy Studies Organization, vol. 39(4), pages 486-511, July.
    6. Siying Yang & Hua Bai & An Li, 2023. "A futile help: do vertical transfer payments promote haze control?," Economic Change and Restructuring, Springer, vol. 56(5), pages 3411-3436, October.
    7. Jing Tang & Shilong Li, 2022. "How Do Environmental Regulation and Environmental Decentralization Affect Regional Green Innovation? Empirical Research from China," IJERPH, MDPI, vol. 19(12), pages 1-16, June.
    8. Na Zhang & Jinqian Deng & Fayyaz Ahmad & Muhammad Umar Draz, 2020. "Local Government Competition and Regional Green Development in China: The Mediating Role of Environmental Regulation," IJERPH, MDPI, vol. 17(10), pages 1-22, May.
    9. Feng, Suling & Sui, Bo & Liu, Huimin & Li, Guoxiang, 2020. "Environmental decentralization and innovation in China," Economic Modelling, Elsevier, vol. 93(C), pages 660-674.
    10. Bin Luo & Zhenhai Liu & Sichao Mai, 2023. "The Impact and Internal Mechanism of Environmental Decentralization on Green Total Factor Production," Sustainability, MDPI, vol. 15(1), pages 1-13, January.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Millimet, Daniel L., 2013. "Environmental Federalism: A Survey of the Empirical Literature," IZA Discussion Papers 7831, Institute of Labor Economics (IZA).
    2. Haiqing Hu & Di Chen & Chun‐Ping Chang & Yin Chu, 2021. "The Political Economy Of Environmental Consequences: A Review Of The Empirical Literature," Journal of Economic Surveys, Wiley Blackwell, vol. 35(1), pages 250-306, February.
    3. Han, Chao & Tian, Xian-Liang, 2022. "Less pollution under a more centralized environmental system: Evidence from vertical environmental reforms in China," Energy Economics, Elsevier, vol. 112(C).
    4. Banzhaf, H. Spencer & Chupp, B. Andrew, 2012. "Fiscal federalism and interjurisdictional externalities: New results and an application to US Air pollution," Journal of Public Economics, Elsevier, vol. 96(5), pages 449-464.
    5. Neal D. Woods, 2022. "Regulatory competition, administrative discretion, and environmental policy implementation," Review of Policy Research, Policy Studies Organization, vol. 39(4), pages 486-511, July.
    6. Wu, Haitao & Hao, Yu & Ren, Siyu, 2020. "How do environmental regulation and environmental decentralization affect green total factor energy efficiency: Evidence from China," Energy Economics, Elsevier, vol. 91(C).
    7. Sailian Xia & Daming You & Zhihua Tang & Bo Yang, 2021. "Analysis of the Spatial Effect of Fiscal Decentralization and Environmental Decentralization on Carbon Emissions under the Pressure of Officials’ Promotion," Energies, MDPI, vol. 14(7), pages 1-21, March.
    8. Fredriksson, Per G. & Wollscheid, Jim R., 2014. "Environmental decentralization and political centralization," Ecological Economics, Elsevier, vol. 107(C), pages 402-410.
    9. James Alm & H. Spencer Banzhaf, 2012. "Designing Economic Instruments For The Environment In A Decentralized Fiscal System," Journal of Economic Surveys, Wiley Blackwell, vol. 26(2), pages 177-202, April.
    10. Aaron A. Elrod & Serkan Karadas & Katherine C. Theyson, 2019. "The effect of gubernatorial political parties on monitoring and enforcement of federal environmental regulation: evidence from the Clean Water Act," Environmental Economics and Policy Studies, Springer;Society for Environmental Economics and Policy Studies - SEEPS, vol. 21(2), pages 171-202, April.
    11. Dietrich Earnhart & Lana Friesen, 2021. "Enforcement Federalism: Comparing the Effectiveness of Federal Punishment versus State Punishment," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 78(2), pages 227-255, February.
    12. Levinson, Arik, 2003. "Environmental Regulatory Competition: A Status Report and Some New Evidence," National Tax Journal, National Tax Association;National Tax Journal, vol. 56(1), pages 91-106, March.
    13. Evans, Mary F. & Stafford, Sarah L., 2019. "The Clean Air Act Watch List and federal oversight of state enforcement efforts," Journal of Environmental Economics and Management, Elsevier, vol. 93(C), pages 170-184.
    14. Fredriksson, Per G. & Matschke, Xenia & Minier, Jenny, 2010. "Environmental policy in majoritarian systems," Journal of Environmental Economics and Management, Elsevier, vol. 59(2), pages 177-191, March.
    15. Chang, Howard F. & Sigman, Hilary & Traub, Leah G., 2014. "Endogenous decentralization in federal environmental policies," International Review of Law and Economics, Elsevier, vol. 37(C), pages 39-50.
    16. B. Andrew Chupp, 2011. "Spillovers and Taxes: What Drives Strategic Competition in Environmental Policies?," Working Paper Series 20110402, Illinois State University, Department of Economics.
    17. Hilary Sigman, 2007. "Decentralization and Environmental Quality: An International Analysis of Water Pollution," NBER Working Papers 13098, National Bureau of Economic Research, Inc.
    18. Yu Qi & Jinliang Yu, 2023. "Decentralization and local pollution activities: New quasi evidence from China," Economics of Transition and Institutional Change, John Wiley & Sons, vol. 31(1), pages 115-159, January.
    19. Sheila M. Olmstead, 2010. "The Economics of Water Quality," Review of Environmental Economics and Policy, Association of Environmental and Resource Economists, vol. 4(1), pages 44-62, Winter.
    20. María A. García-Valiñas, 2004. "Environmental federalism: a proposal of decentralization," ERSA conference papers ersa04p492, European Regional Science Association.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ecolec:v:147:y:2018:i:c:p:253-263. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/ecolecon .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.