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Content
December 2024, Volume 17, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-13 Adapting custody services for modern asset managers and asset owners
by Russell, Bruce & Coombes, Harry & Singh, Jaibeer
- 14-25 Settlement of digital assets and wholesale CBDC : Solutions and interoperability approaches explored by the ECB
by Schwarz, Maja
- 26-42 How to test AI: A case study of a machine learning-based trading system
by Lewandowska, Olga & Mai, Edgar
- 43-55 Streamlining cross-border withholding tax procedures in the EU : EU FASTER and Germany’s MiKaDiv regulation
by Göb, Wolfgang
- 56-65 Innovation in self-regulatory organisations in the Brazilian capital markets : The BSM Market Supervision case
by Demarco, André Eduardo
- 66-78 The benefits of CUSIP non-permanence: Reverse splits
by Meyn, Cynthia
- 79-94 Will tokenisation deliver efficiency? And what kind?
by Milkau, Udo
September 2024, Volume 16, Issue 4
- 300-301 Editorial
by Beckett, Simon
- 302-315 Generative AI in securities services
by Mortensen, Søren F.
- 316-327 ‘In this world, nothing is certain except death and taxes’ — but what about regulatory change for the investment management industry?
by Lumsden, Paul & Harris, Simon
- 328-343 The potential for artificial intelligence to address challenges faced by custodian banks
by Tong, Hsien-Hui & Lim, Martin
- 344-350 The impact of the Digital Operational Resilience Act on financial market infrastructures in Europe
by Duggan, Derek
- 351-365 EMIR 3.0 : Overcoming the challenges of derivatives clearing with baby steps. Still beating around the bush?
by Thomadakis, Apostolos & Zebregs, Bas
- 366-384 The benefits of asset tokenisation within securitisation
by Lima, Gonçalo & Barnes, Robert & Kerrigan, Charles
- 385-395 Attractiveness of African stock markets for foreign investors : An analytical perspective
by Becker, Celia
June 2024, Volume 16, Issue 3
- 196-197 Editorial
by Beckett, Simon
- 198-213 How to build scalability into the design and implementation of an enterprise data framework
by Bashuan, Sally
- 214-226 ISO 20022 : A migration strategy in securities markets for corporate events and triparty collateral management
by Neuhaus, Holger & Hanssens, Benjamin
- 227-246 Decentralised clearing? An assessment of the impact of DLTs on CCPs
by Plata, Rafael & Chan, Max & Cerezetti, Fernando
- 247-262 A token-based operating model unifying traditional and token-based operations for security services
by Teis, Stefan & Clarke, Mike
- 263-275 The evolving relationship between asset servicers and FinTechs : Unlocking efficiency and collaboration
by Digby, Matt
- 276-285 Winning with customers: Achieving differentiation in custody and asset servicing
by Zutshi, Ankush
- 286-296 The AI handbook for financial services leaders : Tips and tactics for mastering AI in banking and finance
by Mettrick, Guy
March 2024, Volume 16, Issue 2
- 104-105 Editorial
by Beckett, Simon
- 106-117 Digital asset custody deciphered : A primer to navigating the challenges of safeguarding digital assets
by Parry, Colin
- 118-128 The growing challenge of attracting talent to post-trade and keeping employees’ skills current
by Korkala, Saija & Welander, Björn
- 129-135 The role of financial market infrastructures in supporting a sustainable financial transition
by Diaz-Stock, Natalia
- 136-145 The challenges of implementing effective regulatory decision-making provenance
by Arnason, Brock
- 146-154 Reinventing asset servicing with distributed ledger technology
by Lee, Zhu Kuang & Wong, Jing Yu & Roch, Rachel & Tan, Xin Yi
- 155-167 The proposed mandatory swing pricing regime and the hard close requirement : Practical considerations
by Smith, Jimena Acuña & Mcguire, Nathan F.
- 168-179 Custody in the age of digital assets : The path to building market infrastructure fit for a tokenised economy
by Donoghue, Seamus
- 180-190 Sustainability matters : Best practices and challenges on sustainability data and how to integrate ESG and climate risk into your operating model and risk framework
by Sharman, Pat
December 2023, Volume 16, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-19 Breaking the mould with caution : Promises and risks of crypto-inspired clearing models in traditional central clearing
by Bhanu, Aniket
- 20-30 Asset managers and withholding tax : Problems, options and best practices for asset managers on withholding tax processing
by König, Thomas & Schneider, Daniel & Artmeier, Manfred
- 31-44 The transition to T+1: Accelerated settlement cycles and progress so far
by Cassells, Pardeep
- 45-56 Operational challenges with complex assets : Navigating technology solutions for diversified institutional investment portfolios
by Kurland, Scott
- 57-69 ESG as a key pillar of investment strategy
by Ingebretsen, Eigil
- 70-85 Trading operations: Intelligent automation and the T+1 mandate
by Ryan, Laura & Almeida, John & Paris, Alan
- 86-96 Withholding tax relief and recovery: The key to enhancing operational alpha?
by Yule, Jason & Bricker, Julia
- 97-98 Clearing OTC derivatives in Europe
by De Vidts, Godfried
September 2023, Volume 15, Issue 4
- 289-290 Editorial
by Beckett, Simon
- 291-303 MiFIR review: The right balance
by Bassi, Ugo & Rookhuijzen, Martijn
- 304-314 An institutional approach to the custody of crypto assets: The decision making and trade-offs in crypto asset custody
by Brand, Thomas & Karhu, Ilari
- 315-324 Cross-border clearing: Implications for developing markets
by Greenwood, Alicia
- 325-335 From cost to opportunity: Holistic regulatory change management
by Narayanan, Anand
- 336-347 Data modernisation using a logical data management platform
by Southwood, Charles
- 348-366 Using RMB bonds as collateral for OTC derivatives
by Jia, Jing
- 367-375 EU capital markets at a crossroads: Getting the MiFID II/MiFIR review right to unlock Europe’s growth potential
by Brab, Niels
June 2023, Volume 15, Issue 3
- 192-193 Editorial
by Beckett, Simon
- 194-204 Opportunities in digital assets and digital custody: Tracking the modernisation of standard custody offering
by Ignatowicz, Radoslaw & Taudes, Alfred
- 205-217 Diversity, equity and inclusion: Strategies for success
by Buttinger, Lydia
- 218-227 Digital acceleration: How to build a robust enterprise data framework
by Kovacs, Pierre
- 228-237 The effect of the last two phases of the uncleared margin rule on participant swap decisions
by Onur, Esen & Reiffen, David & Sharma, Rajiv
- 238-250 Leverage and derivatives: The case of Archegos
by Bouveret, Antoine & Haferkorn, Martin
- 251-259 How technology could serve to overcome obstacles to active ownership
by Hölz, Christiane
- 260-277 A new approach to close-out netting legal opinions in respect of OTC derivatives and securities financing transactions
by Datoo, Akber & Williams, Paul & Whiteley, Rhodri
June 2023, Volume 15, Issue 2
January 2023, Volume 15, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-13 Why should I start worrying about EMIR Refit 3.0?
by Bristow, Melanie & Stringer, Sinead & Hewitt, Rachel
- 14-27 Adaptation of CCP and CSD services for the new era
by Suvarnsorn, Pataravasee
- 28-43 Distributed ledger technology: Cutting through the paradox
by Siena, John
- 44-55 The data revolution in operations management: Unlocking innovation by embracing change
by Cooper, Duncan & Taylor, Steve
- 56-61 Expansion into private markets fuels outsourcing demand
by Moran, Kevin
- 62-67 Accelerating the settlement cycle: An opportunity to modernise across the industry
by Walley, Robert
- 68-81 The new world of meta finance and its yet to be tested efficiencies
by Edmonds, Christopher & Panse, Ashwini
- 82-91 The art of the recovery: How the changing ESG landscape adds alpha — and risk — to securities class action and foreign withholding tax recovery
by Kazimi, Ali H. & Lipton, Len A. & Lubitz, Jeff
October 2022, Volume 14, Issue 4
- 288-289 Editorial
by Beckett, Simon
- 290-298 Securities services embrace next generation technology
by Hänseler, Stephan
- 299-313 AI in capital markets: Navigating legal and regulatory considerations
by Pierides, Mike & Mulligan, James & Archer, Christopher
- 314-318 Maintaining momentum of accelerated digital transformation created by the pandemic
by Coleman, Jeff
- 319-328 Increased focus on operational resilience
by Bosschaerts, Annik & Lio, Gloria
- 329-341 Now is the time to conquer the last mile to full data automation
by Nentwich, Christian
- 342-349 Collecting as much data as possible: Is that a key differentiator for private market investments?
by Le Caranta, Catherine
- 350-354 Shortening the settlement cycle: Why Europe should not wait too long to introduce T + 1
by Thomadakis, Apostolos
- 355-365 From stock exchanges to asset exchanges
by Monchau, Charles-Henry & Noel, Valérie
- 367-374 Embarking on a digital journey to cater for future growth
by Modigh, Ulrik
August 2022, Volume 14, Issue 3
- 192-193 Editorial
by Beckett, Simon
- 194-205 The age of collateral convergence
by Ahlner, Staffan
- 206-220 Why as-a-service operating models are the future of banking technology
by Elfeki, Ihyeeddine & Perkins, Mark
- 221-230 The new era for collateral: Optimisation, funding and yield strategies
by Aasly, Martin & Bouthors, Xavier
- 231-241 DeFi and banks: Is this the end of traditional banking?
by De Meijer, Carlo R.W.
- 242-247 The true cost of doing nothing in asset management
by Chevalier, Thomas
- 248-282 Distributed ledger technology and the evolution of post trade
by Lima, Gonçalo & Rossi, Enrico
March 2022, Volume 14, Issue 2
December 2021, Volume 14, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-12 Effective oversight of outsourced functions in the financial industry
by Valenti, Francesca & Vianelli, Andrea
- 13-41 Central securities depositories and reform of the settlement process
by Wymeersch, Eddy
- 42-53 Custody rebooted: How the asset servicing industry must adapt for the digital future
by Cherecwich, Pete
- 54-63 Keeping pace with dynamic markets: FINRA’s journey with AI-based surveillance techniques and tools
by Tibbs, Susan & Raman, Raghu & Chow, Chi-Keung & Gomez, Robert A.
- 64-71 Securities operations: Future pricing models and operating models — Trade-offs between cost, operational efficiency and diversification
by Pandiri, Samir
- 72-77 Outsourcing investment data management: Experiences with the tendering process
by Russell, Bruce
- 78-91 Understanding the value of enterprise compliance technology
by Schaub, Adam
August 2021, Volume 13, Issue 4
- 296-297 Editorial
by Beckett, Simon
- 298-307 Custodian and third-party risk monitoring: Ongoing due diligence in the wake of COVID-19
by Whitehill, Ross
- 308-319 How can chief operating officers succeed in driving, growing and transforming their businesses with digital technology?
by Ng, David
- 320-334 The impact of distributed ledger technology on post-trade
by Mortensen, Søren F.
- 335-345 A framework for effective data management outsourcing in investment management
by Barnett, Andrew
- 346-353 Financial crime: Why are securities markets vulnerable?
by Ehrenfeld, Jonathan
- 354-364 Building a resilient workforce for tomorrow by investing in the employees of today
by Messer, Lori
- 365-373 Outsourcing services in a challenging time
by Måhrbeck, Christian & Grønbech, Jørn
- 374-380 Fundamental review of the trading book: Legal perspectives
by Connors, Jennifer & Leon, Rebecca & Fitterman, Mark & Petrovich, Kristal
- 381-388 Collateral management then and now
by Shah, Manan
June 2021, Volume 13, Issue 3
- 200-201 Editorial
by Beckett, Simon
- 202-207 How COVID-19 has shaped the operational resilience of Knab Bank
by Negenman, Ebbe
- 208-217 Bridging pre-trade and post-trade processes with the Legal Entity Identifier for a more efficient trade and client life-cycle management
by Tuncer, Burcu Mentesoglu & Rowley, Clare
- 218-236 Tokenisation: Assembling the building blocks of an institutional digital assets marketplace
by Domingo, Carlos & Mathew, Elizabeth
- 237-242 Innovating operational resilience with financial messaging standards
by Kwok, Jeremy
- 243-252 Navigating the Custody Rule: A guide for investment advisers
by Nelson, William & Ecker, Bradley
- 253-263 Identification, quantification and monitoring of operational risk
by Baijal, Rajat
- 264-287 Smart close-out netting
by Datoo, Akber & Clack, Christopher D.
March 2021, Volume 13, Issue 2
- 105-106 Editorial
by Beckett, Simon
- 107-126 Financial stability and nonbank financial institutions: Lessons from COVID-19 — What worked and what needs to be addressed
by Cound, Joanna
- 127-138 Cash correspondent bank monitoring: The industry aligns in response
by Duggan, Derek
- 139-149 Data matters: Best practices and strategies for the use of securities lending data — Revenue attribution, performance measurement and alternative uses of lending data
by Allen, Nancy E.
- 150-162 The unique and complex considerations of digital asset custody
by Walker, Richard & Massey, Rob & Steele, Amy & Welmans, Tyler & Robinson, Michelle & Mourtil, Elana & Marzelli, Michael & Strauss, Linards & Calaquian, Pamela & Schulhof, Ken
- 163-169 Beyond the hype: How can the financial industry benefit from artificial intelligence?
by Mercier, François
- 170-177 Digitalisation: The future of securities markets
by Tumanyan, Kromvel & Klekchyan, Levon
- 178-186 Securities Finance: Data applications for beneficial owners
by Damas-Shaw, Monica & Pierson, Samuel
- 187-194 Asset managers and the quest for collateral and liquidity
by Shah, Manan
December 2020, Volume 13, Issue 1
September 2020, Volume 12, Issue 4
- 300-301 Editorial
by Beckett, Simon
- 302-319 Asset managers and financial market data procurement: Pay or die!
by Siebel, Rudolf
- 320-335 Principles for effective automation in post-trade processing - Part 1: Beware the ‘bot’ army
by Walker, Martin
- 336-356 The measurement of environmental, social and governance (ESG) and sustainable investment: Developing a sustainable new world for financial services
by Johnson, Christopher
- 357-366 Blockchain, artificial intelligence and knowledge graphs: What does it mean for the business?
by Bennett, Mike
- 367-376 Challenges in market-abuse monitoring: Post MiFID
by Nylén, Peter
- 377-385 Why financial infrastructures and intermediaries are actively promoting blockchain application although it means disruption to them
by Yi, Dong
- 386-391 Bringing the Cloud back to earth: Compliance, operational and security considerations
by Carreiro, Lynne M. & Holman, David
June 2020, Volume 12, Issue 3
- 205-206 Editorial
by Beckett, Simon
- 207-218 Connecting Senior Managers and Certification Regime requirements with operational risk
by De Villiers Getz, Liezl
- 219-228 Implementing service level agreements in custody operations and software systems
by Göb, Wolfgang
- 229-236 Digital Transformation in securities services: The BNP Paribas case study
by Ruault, Philippe
- 237-245 Strategic relationship agreements: Better returns through better relationships
by Hickey Iii, Thomas A. & Calabrese, Michael P.
- 246-254 What’s in a name? Standard identifiers for financial instruments and entities in a changing financial landscape
by Young, Richard B.
- 255-265 LIBOR: The drama is still to come
by Datoo, Akber
- 266-277 Intelligent automation: A new frontier in capital markets operations
by Ray, Arin
- 278-285 Application programming interfaces: The new (old) game in town
by De Vidts, Godfried
- 286-293 The next generation of operations: Evolving beyond data collecting to data quality and analytics - The journey of one financial regulator
by Vouté, Barbara & Eiholzer, Karl
March 2020, Volume 12, Issue 2
- 100-101 Editorial
by Beckett, Simon
- 102-115 How AI is changing operations: From settlement optimisation to automating risk monitoring
by Brownlee, Tony & Sommerfeld, Jesse & Hansen, Kyle
- 116-127 Solving the legacy technology conundrum: Successful strategies for back-office transformation
by Maxfield, James
- 128-134 CSDR settlement discipline costs and how to reduce or avoid them
by Meenaghan, Bill
- 135-152 The growing importance of the closing auction in share trading volumes
by Raillon, Franck
- 153-160 Regulations: Burden or insurance?
by Romhanyi, Julia B.
- 161-166 Reimagining the future of securities operations: The time for change is now
by Walley, Bob & Gopalakrishnan, Sriram & Wade, Mike
- 167-174 The roles of CSDs in a blockchain environment
by De Meijer, Carlo R. W.
- 175-186 Depository to people: The new experimental business model
by Yeganyan, Hayk & Harutyunyan, Samvel & Asatryan, Armen
- 187-194 The ‘kissing bugs’ of capital markets: How the financial services industry can best evolve
by Sengupta, Joy
December 2019, Volume 12, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-20 The European post-trade infrastructures after Brexit: A central securities depository perspective
by Benito, Jesús
- 21-28 Blockchain in post-trade: Blocked by regulations and legal challenges
by Al Salmi, Haitham
- 29-40 The value of the Legal Entity Identifier for the participants of the securities industry
by Hartsink, Gerard
- 41-48 The rise and role of FinTech for financial institutions: Why FinTech, and why now?
by Beeston, Mark
- 49-57 Digital and crypto-assets: Tracking global adoption rates and impacts on securities services
by Harwood-Jones, Margaret
- 58-71 Analysing blockchain/distributed ledger technology in capital markets and know your customer process
by Eduardo Demarco, André
- 72-81 Post-trade change management
by Greenwood, Alicia & Arendse, Tyrone
- 82-87 Smart contracts for the digital economy
by Shah, Manan & Samra, Rajbir
September 2019, Volume 11, Issue 4
- 280-281 Editorial
by Beckett, Simon
- 282-291 A solution for managing high-quality liquid assets: How distributed ledger technology can benefit the securities lending market
by Hartung, Gerd & Rutter, Kevin & Stroemer, Guido
- 292-302 Crypto-assets: Crossing the chasm?
by Fernandes, Glen & Verbeke, Walter
- 303-316 Successfully implementing and scaling automation programmes in securities operations
by Dinan, Cormac & Rajan, Sridhar & Sinha, Kakul
- 317-326 Do vendors’ service models maximise value for clients?
by Stephenson, Andy & Bakpessi, Kudjoou & Inman, Lawrence & Mitchell, Ryan & Poldaas, Sara
- 327-336 Standardisation put to the test: How reference data standards have evolved in an era of unprecedented regulatory and technological change
by Purcell, Darren
- 337-344 How effective data management and automation can improve operational efficiency in onboarding and know your customer
by Marsh, Ben
- 345-354 Strategic approaches for structuring investment securities operations
by Tsouvalis, Jenny
- 355-362 Seven tools for foreign investors’ rights protection in developing countries
by Stepanyan, Vahan & Klekchyan, Levon
- 363-370 Banking book collateral transformation
by Shah, Manan
June 2019, Volume 11, Issue 3
- 188-189 Editorial
by Unknown
- 190-197 How a market infrastructure is developing in a competitive environment: Can new technologies be a differentiator?
by Zignani, Alessandro
- 198-212 The consolidation of TARGET2 and TARGET2-Securities: How is the Eurosystem exploring synergies across its infrastructures, and how will this impact day-to-day operations?
by Martin, Diehl & Christoph, Heid & Katharina, Tobiasch
- 213-221 Transforming the customer experience in post-trade services
by Laurensy, Philippe
- 222-232 Technological innovations as a factor driving the evolution of central securities depositories’ business
by Krasnova, Maria
- 233-241 How data is reshaping and optimising enterprise-wide onboarding
by Kristi, Tange
- 242-254 The hunt for value for post-trade services
by Brendon, Bambury
- 255-259 Shared services: A case for capital market utilities
by Manan, Shah