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Content
December 2023, Volume 16, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-19 Breaking the mould with caution : Promises and risks of crypto-inspired clearing models in traditional central clearing
by Bhanu, Aniket
- 20-30 Asset managers and withholding tax : Problems, options and best practices for asset managers on withholding tax processing
by König, Thomas & Schneider, Daniel & Artmeier, Manfred
- 31-44 The transition to T+1: Accelerated settlement cycles and progress so far
by Cassells, Pardeep
- 45-56 Operational challenges with complex assets : Navigating technology solutions for diversified institutional investment portfolios
by Kurland, Scott
- 57-69 ESG as a key pillar of investment strategy
by Ingebretsen, Eigil
- 70-85 Trading operations: Intelligent automation and the T+1 mandate
by Ryan, Laura & Almeida, John & Paris, Alan
- 86-96 Withholding tax relief and recovery: The key to enhancing operational alpha?
by Yule, Jason & Bricker, Julia
- 97-98 Clearing OTC derivatives in Europe by Bas Zebregs, Victor de Seriere, Rezah Stegeman and Patrick Pearson
by De Vidts, Godfried
September 2023, Volume 15, Issue 4
- 289-290 Editorial
by Beckett, Simon
- 291-303 MiFIR review: The right balance
by Bassi, Ugo & Rookhuijzen, Martijn
- 304-314 An institutional approach to the custody of crypto assets: The decision making and trade-offs in crypto asset custody
by Brand, Thomas & Karhu, Ilari
- 315-324 Cross-border clearing: Implications for developing markets
by Greenwood, Alicia
- 325-335 From cost to opportunity: Holistic regulatory change management
by Narayanan, Anand
- 336-347 Data modernisation using a logical data management platform
by Southwood, Charles
- 348-366 Using RMB bonds as collateral for OTC derivatives
by Jia, Jing
- 367-375 EU capital markets at a crossroads: Getting the MiFID II/MiFIR review right to unlock Europe’s growth potential
by Brab, Niels
June 2023, Volume 15, Issue 3
- 192-193 Editorial
by Beckett, Simon
- 194-204 Opportunities in digital assets and digital custody: Tracking the modernisation of standard custody offering
by Ignatowicz, Radoslaw & Taudes, Alfred
- 205-217 Diversity, equity and inclusion: Strategies for success
by Buttinger, Lydia
- 218-227 Digital acceleration: How to build a robust enterprise data framework
by Kovacs, Pierre
- 228-237 The effect of the last two phases of the uncleared margin rule on participant swap decisions
by Onur, Esen & Reiffen, David & Sharma, Rajiv
- 238-250 Leverage and derivatives: The case of Archegos
by Bouveret, Antoine & Haferkorn, Martin
- 251-259 How technology could serve to overcome obstacles to active ownership
by Hölz, Christiane
- 260-277 A new approach to close-out netting legal opinions in respect of OTC derivatives and securities financing transactions
by Datoo, Akber & Williams, Paul & Whiteley, Rhodri
June 2023, Volume 15, Issue 2
January 2023, Volume 15, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-13 Why should I start worrying about EMIR Refit 3.0?
by Bristow, Melanie & Stringer, Sinead & Hewitt, Rachel
- 14-27 Adaptation of CCP and CSD services for the new era
by Suvarnsorn, Pataravasee
- 28-43 Distributed ledger technology: Cutting through the paradox
by Siena, John
- 44-55 The data revolution in operations management: Unlocking innovation by embracing change
by Cooper, Duncan & Taylor, Steve
- 56-61 Expansion into private markets fuels outsourcing demand
by Moran, Kevin
- 62-67 Accelerating the settlement cycle: An opportunity to modernise across the industry
by Walley, Robert
- 68-81 The new world of meta finance and its yet to be tested efficiencies
by Edmonds, Christopher & Panse, Ashwini
- 82-91 The art of the recovery: How the changing ESG landscape adds alpha — and risk — to securities class action and foreign withholding tax recovery
by Kazimi, Ali H. & Lipton, Len A. & Lubitz, Jeff
October 2022, Volume 14, Issue 4
- 288-289 Editorial
by Beckett, Simon
- 290-298 Securities services embrace next generation technology
by Hänseler, Stephan
- 299-313 AI in capital markets: Navigating legal and regulatory considerations
by Pierides, Mike & Mulligan, James & Archer, Christopher
- 314-318 Maintaining momentum of accelerated digital transformation created by the pandemic
by Coleman, Jeff
- 319-328 Increased focus on operational resilience
by Bosschaerts, Annik & Lio, Gloria
- 329-341 Now is the time to conquer the last mile to full data automation
by Nentwich, Christian
- 342-349 Collecting as much data as possible: Is that a key differentiator for private market investments?
by Le Caranta, Catherine
- 350-354 Shortening the settlement cycle: Why Europe should not wait too long to introduce T + 1
by Thomadakis, Apostolos
- 355-365 From stock exchanges to asset exchanges
by Monchau, Charles-Henry & Noel, Valérie
- 367-374 Embarking on a digital journey to cater for future growth
by Modigh, Ulrik
August 2022, Volume 14, Issue 3
- 192-193 Editorial
by Beckett, Simon
- 194-205 The age of collateral convergence
by Ahlner, Staffan
- 206-220 Why as-a-service operating models are the future of banking technology
by Elfeki, Ihyeeddine & Perkins, Mark
- 221-230 The new era for collateral: Optimisation, funding and yield strategies
by Aasly, Martin & Bouthors, Xavier
- 231-241 DeFi and banks: Is this the end of traditional banking?
by De Meijer, Carlo R.W.
- 242-247 The true cost of doing nothing in asset management
by Chevalier, Thomas
- 248-282 Distributed ledger technology and the evolution of post trade
by Lima, Gonçalo & Rossi, Enrico
March 2022, Volume 14, Issue 2
December 2021, Volume 14, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-12 Effective oversight of outsourced functions in the financial industry
by Valenti, Francesca & Vianelli, Andrea
- 13-41 Central securities depositories and reform of the settlement process
by Wymeersch, Eddy
- 42-53 Custody rebooted: How the asset servicing industry must adapt for the digital future
by Cherecwich, Pete
- 54-63 Keeping pace with dynamic markets: FINRA’s journey with AI-based surveillance techniques and tools
by Tibbs, Susan & Raman, Raghu & Chow, Chi-Keung & Gomez, Robert A.
- 64-71 Securities operations: Future pricing models and operating models — Trade-offs between cost, operational efficiency and diversification
by Pandiri, Samir
- 72-77 Outsourcing investment data management: Experiences with the tendering process
by Russell, Bruce
- 78-91 Understanding the value of enterprise compliance technology
by Schaub, Adam
August 2021, Volume 13, Issue 4
- 296-297 Editorial
by Beckett, Simon
- 298-307 Custodian and third-party risk monitoring: Ongoing due diligence in the wake of COVID-19
by Whitehill, Ross
- 308-319 How can chief operating officers succeed in driving, growing and transforming their businesses with digital technology?
by Ng, David
- 320-334 The impact of distributed ledger technology on post-trade
by Mortensen, Søren F.
- 335-345 A framework for effective data management outsourcing in investment management
by Barnett, Andrew
- 346-353 Financial crime: Why are securities markets vulnerable?
by Ehrenfeld, Jonathan
- 354-364 Building a resilient workforce for tomorrow by investing in the employees of today
by Messer, Lori
- 365-373 Outsourcing services in a challenging time
by Måhrbeck, Christian & Grønbech, Jørn
- 374-380 Fundamental review of the trading book: Legal perspectives
by Connors, Jennifer & Leon, Rebecca & Fitterman, Mark & Petrovich, Kristal
- 381-388 Collateral management then and now
by Shah, Manan
June 2021, Volume 13, Issue 3
- 200-201 Editorial
by Beckett, Simon
- 202-207 How COVID-19 has shaped the operational resilience of Knab Bank
by Negenman, Ebbe
- 208-217 Bridging pre-trade and post-trade processes with the Legal Entity Identifier for a more efficient trade and client life-cycle management
by Tuncer, Burcu Mentesoglu & Rowley, Clare
- 218-236 Tokenisation: Assembling the building blocks of an institutional digital assets marketplace
by Domingo, Carlos & Mathew, Elizabeth
- 237-242 Innovating operational resilience with financial messaging standards
by Kwok, Jeremy
- 243-252 Navigating the Custody Rule: A guide for investment advisers
by Nelson, William & Ecker, Bradley
- 253-263 Identification, quantification and monitoring of operational risk
by Baijal, Rajat
- 264-287 Smart close-out netting
by Datoo, Akber & Clack, Christopher D.
March 2021, Volume 13, Issue 2
- 105-106 Editorial
by Beckett, Simon
- 107-126 Financial stability and nonbank financial institutions: Lessons from COVID-19 — What worked and what needs to be addressed
by Cound, Joanna
- 127-138 Cash correspondent bank monitoring: The industry aligns in response
by Duggan, Derek
- 139-149 Data matters: Best practices and strategies for the use of securities lending data — Revenue attribution, performance measurement and alternative uses of lending data
by Allen, Nancy E.
- 150-162 The unique and complex considerations of digital asset custody
by Walker, Richard & Massey, Rob & Steele, Amy & Welmans, Tyler & Robinson, Michelle & Mourtil, Elana & Marzelli, Michael & Strauss, Linards & Calaquian, Pamela & Schulhof, Ken
- 163-169 Beyond the hype: How can the financial industry benefit from artificial intelligence?
by Mercier, François
- 170-177 Digitalisation: The future of securities markets
by Tumanyan, Kromvel & Klekchyan, Levon
- 178-186 Securities Finance: Data applications for beneficial owners
by Damas-Shaw, Monica & Pierson, Samuel
- 187-194 Asset managers and the quest for collateral and liquidity
by Shah, Manan
December 2020, Volume 13, Issue 1
September 2020, Volume 12, Issue 4
- 300-301 Editorial
by Beckett, Simon
- 302-319 Asset managers and financial market data procurement: Pay or die!
by Siebel, Rudolf
- 320-335 Principles for effective automation in post-trade processing - Part 1: Beware the ‘bot’ army
by Walker, Martin
- 336-356 The measurement of environmental, social and governance (ESG) and sustainable investment: Developing a sustainable new world for financial services
by Johnson, Christopher
- 357-366 Blockchain, artificial intelligence and knowledge graphs: What does it mean for the business?
by Bennett, Mike
- 367-376 Challenges in market-abuse monitoring: Post MiFID
by Nylén, Peter
- 377-385 Why financial infrastructures and intermediaries are actively promoting blockchain application although it means disruption to them
by Yi, Dong
- 386-391 Bringing the Cloud back to earth: Compliance, operational and security considerations
by Carreiro, Lynne M. & Holman, David
June 2020, Volume 12, Issue 3
- 205-206 Editorial
by Beckett, Simon
- 207-218 Connecting Senior Managers and Certification Regime requirements with operational risk
by De Villiers Getz, Liezl
- 219-228 Implementing service level agreements in custody operations and software systems
by Göb, Wolfgang
- 229-236 Digital Transformation in securities services: The BNP Paribas case study
by Ruault, Philippe
- 237-245 Strategic relationship agreements: Better returns through better relationships
by Hickey Iii, Thomas A. & Calabrese, Michael P.
- 246-254 What’s in a name? Standard identifiers for financial instruments and entities in a changing financial landscape
by Young, Richard B.
- 255-265 LIBOR: The drama is still to come
by Datoo, Akber
- 266-277 Intelligent automation: A new frontier in capital markets operations
by Ray, Arin
- 278-285 Application programming interfaces: The new (old) game in town
by De Vidts, Godfried
- 286-293 The next generation of operations: Evolving beyond data collecting to data quality and analytics - The journey of one financial regulator
by Vouté, Barbara & Eiholzer, Karl
March 2020, Volume 12, Issue 2
- 100-101 Editorial
by Beckett, Simon
- 102-115 How AI is changing operations: From settlement optimisation to automating risk monitoring
by Brownlee, Tony & Sommerfeld, Jesse & Hansen, Kyle
- 116-127 Solving the legacy technology conundrum: Successful strategies for back-office transformation
by Maxfield, James
- 128-134 CSDR settlement discipline costs and how to reduce or avoid them
by Meenaghan, Bill
- 135-152 The growing importance of the closing auction in share trading volumes
by Raillon, Franck
- 153-160 Regulations: Burden or insurance?
by Romhanyi, Julia B.
- 161-166 Reimagining the future of securities operations: The time for change is now
by Walley, Bob & Gopalakrishnan, Sriram & Wade, Mike
- 167-174 The roles of CSDs in a blockchain environment
by De Meijer, Carlo R. W.
- 175-186 Depository to people: The new experimental business model
by Yeganyan, Hayk & Harutyunyan, Samvel & Asatryan, Armen
- 187-194 The ‘kissing bugs’ of capital markets: How the financial services industry can best evolve
by Sengupta, Joy
December 2019, Volume 12, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-20 The European post-trade infrastructures after Brexit: A central securities depository perspective
by Benito, Jesús
- 21-28 Blockchain in post-trade: Blocked by regulations and legal challenges
by Al Salmi, Haitham
- 29-40 The value of the Legal Entity Identifier for the participants of the securities industry
by Hartsink, Gerard
- 41-48 The rise and role of FinTech for financial institutions: Why FinTech, and why now?
by Beeston, Mark
- 49-57 Digital and crypto-assets: Tracking global adoption rates and impacts on securities services
by Harwood-Jones, Margaret
- 58-71 Analysing blockchain/distributed ledger technology in capital markets and know your customer process
by Eduardo Demarco, André
- 72-81 Post-trade change management
by Greenwood, Alicia & Arendse, Tyrone
- 82-87 Smart contracts for the digital economy
by Shah, Manan & Samra, Rajbir
September 2019, Volume 11, Issue 4
- 280-281 Editorial
by Beckett, Simon
- 282-291 A solution for managing high-quality liquid assets: How distributed ledger technology can benefit the securities lending market
by Hartung, Gerd & Rutter, Kevin & Stroemer, Guido
- 292-302 Crypto-assets: Crossing the chasm?
by Fernandes, Glen & Verbeke, Walter
- 303-316 Successfully implementing and scaling automation programmes in securities operations
by Dinan, Cormac & Rajan, Sridhar & Sinha, Kakul
- 317-326 Do vendors’ service models maximise value for clients?
by Stephenson, Andy & Bakpessi, Kudjoou & Inman, Lawrence & Mitchell, Ryan & Poldaas, Sara
- 327-336 Standardisation put to the test: How reference data standards have evolved in an era of unprecedented regulatory and technological change
by Purcell, Darren
- 337-344 How effective data management and automation can improve operational efficiency in onboarding and know your customer
by Marsh, Ben
- 345-354 Strategic approaches for structuring investment securities operations
by Tsouvalis, Jenny
- 355-362 Seven tools for foreign investors’ rights protection in developing countries
by Stepanyan, Vahan & Klekchyan, Levon
- 363-370 Banking book collateral transformation
by Shah, Manan
June 2019, Volume 11, Issue 3
- 188-189 Editorial
by Unknown
- 190-197 How a market infrastructure is developing in a competitive environment: Can new technologies be a differentiator?
by Zignani, Alessandro
- 198-212 The consolidation of TARGET2 and TARGET2-Securities: How is the Eurosystem exploring synergies across its infrastructures, and how will this impact day-to-day operations?
by Martin, Diehl & Christoph, Heid & Katharina, Tobiasch
- 213-221 Transforming the customer experience in post-trade services
by Laurensy, Philippe
- 222-232 Technological innovations as a factor driving the evolution of central securities depositories’ business
by Krasnova, Maria
- 233-241 How data is reshaping and optimising enterprise-wide onboarding
by Kristi, Tange
- 242-254 The hunt for value for post-trade services
by Brendon, Bambury
- 255-259 Shared services: A case for capital market utilities
by Manan, Shah
- 260-272 Transformation in the central securities depositories business: The Turkish example
by Bora, Karaağaçli & Özgür, Uysal & Setenay, Yağanoğlu
March 2019, Volume 11, Issue 2
- 96-97 Editorial
by Beckett, Simon
- 98-111 Central clearing counterparties’ recovery and resolution: Where do we stand in the European Union?
by Peters, Marc & Wollny, Heinrich
- 112-127 How to ensure provision of accurate data to enhance decision-making
by Clarke, Naomi
- 128-144 The road to making regulation more efficient: A case study in the application of best practices and data standards in regulatory reporting
by Shah, Beju
- 145-157 Blockchain and the General Data Protection Regulation: Reconciling protection and innovation
by Munier, Lucie & Kemball-Cook, Ashley
- 158-167 Harmony: The right technology for the right business case
by Collings, Brian
- 168-177 Compliance as a service: Utilising the power of the cloud
by Schindler, Karl & White, Andrew Patrick
December 2018, Volume 11, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-13 A framework for data accuracy and supporting better decision-making
by Rubenfeld, Marc
- 14-25 What you need to know about the new Securities Financing Transaction Regulation
by Tiller, Hagen & Roussos, Andreas
- 26-32 Coping with digital disruption: Adapting to a changing operating model
by Anton, Richard
- 33-38 Uncleared margin rules — initial margin: It’s time to commence the journey
by Joshi, Chetan
- 39-54 Derivatives clearing infrastructure renewal in Japan: The impending post-trade market revolution
by Yanagawa, Eiichiro
- 55-69 Securities Financing Transaction Regulation: Implementation and impact on the securities finance post-trade reconciliation
by Khemdoudi, Pierre
- 70-77 The great entity classification conundrum in G20 derivatives regulation
by Mcwilliam, Victoria
- 78-89 LIBOR, foreign exchange and the illusion of liquidity
by Stenfors, Alexis
September 2018, Volume 10, Issue 4
- 288-289 Editorial
by Unknown
- 290-295 Second Markets in Financial Instruments Directive: Firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requirements not as a bureaucratic nuisance but as an opportunity
by Smith, Matt
- 296-304 Innovate or stagnate: Digitalisation in investment management
by Bates, David & Migliore, Paul
- 305-314 SFTR technical standards: Turning data into intelligence
by Arnaudov, Nikolay
- 315-320 The Client Assets Sourcebook (CASS) journey
by Boston, Gillian
- 321-333 Analyses of market impact based on the published replies to ESMA’s Consultation Paper on the draft technical standards on disclosure requirements, operational standards and access conditions under the Securitisation Regulation
by Sprengard, Achim & Janzen, Andreas
- 334-342 Governing investment funds: The latest trends
by Pierce, Ingrid
- 343-353 Basel IV: IRB 2.0 and interdependencies with the new capital floor
by Neisen, Martin
- 354-365 Artificial intelligence and financial services: Regulatory tracking and change management
by Banwo, Adedayo
- 366-372 A primer on cash management
by Baby, Geevar
June 2018, Volume 10, Issue 3
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