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From cost to opportunity: Holistic regulatory change management

Author

Listed:
  • Narayanan, Anand

    (Planning Department, Americas Division, Sumitomo Mitsui Banking Corporation, USA)

Abstract

Regulations and regulatory change management (RCM) are critical for safeguarding organisations and the overall economy by providing operating guardrails for managing risks. This paper discusses the purpose of regulations, the role of regulators and the need for proactive adoption of a robust RCM framework. It provides a practitioner’s perspective for establishing in-house RCM operations, outlining opportunities for adopting regulatory technology to support efficient compliance and organisational growth needs.

Suggested Citation

  • Narayanan, Anand, 2023. "From cost to opportunity: Holistic regulatory change management," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 15(4), pages 325-335, September.
    • Handle: RePEc:aza:jsoc00:y:2023:v:15:i:4:p:325-335
    as

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    More about this item

    Keywords

    regulations; regulators; regulatory change management; RCM; compliance; risk; RegTech; rule analysis; regulatory library; requirements inventory; target operating model;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

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