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Bringing the Cloud back to earth: Compliance, operational and security considerations

Author

Listed:
  • Carreiro, Lynne M.

    (Former Managing Director, ACA Compliance Group, USA)

  • Holman, David

    (Senior Principal Consultant, ACA Aponix, UK)

Abstract

The benefits to be obtained for individuals, or small- to medium-sized businesses, of moving to a Cloud environment are numerous, say its advocates. But to focus solely on the benefits and to ignore the potential risks would be a mistake. In addition to all the benefits that may accrue to firms seeking to move into a Cloud environment, there are also several areas which may pose problematic or more complicated to resolve than a superficial contemplation would disclose. This paper explores the regulatory, compliance and operational issues that should be considered by investment management firms when contemplating the move to Cloud computing.

Suggested Citation

  • Carreiro, Lynne M. & Holman, David, 2020. "Bringing the Cloud back to earth: Compliance, operational and security considerations," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 12(4), pages 386-391, September.
  • Handle: RePEc:aza:jsoc00:y:2020:v:12:i:4:p:386-391
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    More about this item

    Keywords

    Cloud; compliance; records; fintech; cybersecurity; regulation;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

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