IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v130y2025i2d10.1007_s11192-024-05207-9.html
   My bibliography  Save this article

Trace on both sides: a two-step text mining method to identify academic inventors’ patent–paper pairs

Author

Listed:
  • Yuhang Wang

    (Nanjing University, Laboratory of Data Intelligence and Interdisciplinary Innovation)

  • Lei Pei

    (Nanjing University, Laboratory of Data Intelligence and Interdisciplinary Innovation)

  • Jianjun Sun

    (Nanjing University, Laboratory of Data Intelligence and Interdisciplinary Innovation)

  • Lele Kang

    (Nanjing University, Laboratory of Data Intelligence and Interdisciplinary Innovation)

Abstract

The convergence of knowledge in scientific discovery and technological development is one of the most concerning issues in the studies of technology innovation. However, due to the challenges in constructing the appropriate datasets, discussions surrounding the interaction between science and technology pay limited attention to understanding the origin and impact of the patent–paper pairs (PPP) that denote the similar finding. This paper develops a two-step method to combine the patent data in PATSTAT and paper data in Scopus to identify the PPP from 1980 to 2022. Our study investigates 67,579 academic inventors who are involved with 3,045,001 papers (of which 2,236,515 have corresponding patents) and 506,820 patents (of which 292,904 have corresponding papers) and then creates the most extensive database with 14,137,072 PPP. Our dataset reveals that there is rapid development of PPP worldwide since the year 2000. Furthermore, there has been a significant reduction in the diffusion time from papers to patents. Papers and patents in dual disclosure exhibit significantly higher level of academic and technical impact. The constructed dataset is compatible with current scientific and patent datasets, accelerating and expanding its utility as a data source for studying the relationship between industrial development and academic discovery.

Suggested Citation

  • Yuhang Wang & Lei Pei & Jianjun Sun & Lele Kang, 2025. "Trace on both sides: a two-step text mining method to identify academic inventors’ patent–paper pairs," Scientometrics, Springer;Akadémiai Kiadó, vol. 130(2), pages 833-860, February.
    • Handle: RePEc:spr:scient:v:130:y:2025:i:2:d:10.1007_s11192-024-05207-9
    DOI: 10.1007/s11192-024-05207-9
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-024-05207-9
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s11192-024-05207-9?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Lissoni, Francesco & Montobbio, Fabio & Zirulia, Lorenzo, 2013. "Inventorship and authorship as attribution rights: An enquiry into the economics of scientific credit," Journal of Economic Behavior & Organization, Elsevier, vol. 95(C), pages 49-69.
    2. Murray, Fiona, 2004. "The role of academic inventors in entrepreneurial firms: sharing the laboratory life," Research Policy, Elsevier, vol. 33(4), pages 643-659, May.
    3. Murray, Fiona, 2002. "Innovation as co-evolution of scientific and technological networks: exploring tissue engineering," Research Policy, Elsevier, vol. 31(8-9), pages 1389-1403, December.
    4. Leone, Maria Isabella & Messeni Petruzzelli, Antonio & Natalicchio, Angelo, 2022. "Boundary spanning through external technology acquisition: The moderating role of star scientists and upstream alliances," Technovation, Elsevier, vol. 116(C).
    5. Meyer, Martin, 2006. "Are patenting scientists the better scholars?: An exploratory comparison of inventor-authors with their non-inventing peers in nano-science and technology," Research Policy, Elsevier, vol. 35(10), pages 1646-1662, December.
    6. Sharon Belenzon & Mark Schankerman, 2013. "Spreading the Word: Geography, Policy, and Knowledge Spillovers," The Review of Economics and Statistics, MIT Press, vol. 95(3), pages 884-903, July.
    7. Wang, Jian & Veugelers, Reinhilde & Stephan, Paula, 2017. "Bias against novelty in science: A cautionary tale for users of bibliometric indicators," Research Policy, Elsevier, vol. 46(8), pages 1416-1436.
    8. Kazuyuki Motohashi & Hitoshi Koshiba & Kenta Ikeuchi, 2024. "Measuring science and innovation linkage using text mining of research papers and patent information," Scientometrics, Springer;Akadémiai Kiadó, vol. 129(4), pages 2159-2179, April.
    9. Lissoni, Francesco, 2010. "Academic inventors as brokers," Research Policy, Elsevier, vol. 39(7), pages 843-857, September.
    10. Matt Marx & Aaron Fuegi, 2020. "Reliance on science: Worldwide front‐page patent citations to scientific articles," Strategic Management Journal, Wiley Blackwell, vol. 41(9), pages 1572-1594, September.
    11. Kwon, Seokbeom, 2022. "Interdisciplinary knowledge integration as a unique knowledge source for technology development and the role of funding allocation," Technological Forecasting and Social Change, Elsevier, vol. 181(C).
    12. Balconi, Margherita & Brusoni, Stefano & Orsenigo, Luigi, 2010. "In defence of the linear model: An essay," Research Policy, Elsevier, vol. 39(1), pages 1-13, February.
    13. Shuo Xu & Ling Li & Xin An, 2023. "Do academic inventors have diverse interests?," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(2), pages 1023-1053, February.
    14. Magerman, Tom & Looy, Bart Van & Debackere, Koenraad, 2015. "Does involvement in patenting jeopardize one’s academic footprint? An analysis of patent-paper pairs in biotechnology," Research Policy, Elsevier, vol. 44(9), pages 1702-1713.
    15. Gans, Joshua S. & Murray, Fiona E. & Stern, Scott, 2017. "Contracting over the disclosure of scientific knowledge: Intellectual property and academic publication," Research Policy, Elsevier, vol. 46(4), pages 820-835.
    16. David H. Hsu & Jeffrey M. Kuhn, 2023. "Academic stars and licensing experience in university technology commercialization," Strategic Management Journal, Wiley Blackwell, vol. 44(3), pages 887-905, March.
    17. Chen, Liang & Xu, Shuo & Zhu, Lijun & Zhang, Jing & Yang, Guancan & Xu, Haiyun, 2022. "A deep learning based method benefiting from characteristics of patents for semantic relation classification," Journal of Informetrics, Elsevier, vol. 16(3).
    18. Madeline K. Kneeland & Melissa A. Schilling & Barak S. Aharonson, 2020. "Exploring Uncharted Territory: Knowledge Search Processes in the Origination of Outlier Innovation," Organization Science, INFORMS, vol. 31(3), pages 535-557, May.
    19. Deyun Yin & Kazuyuki Motohashi & Jianwei Dang, 2020. "Large-scale name disambiguation of Chinese patent inventors (1985–2016)," Scientometrics, Springer;Akadémiai Kiadó, vol. 122(2), pages 765-790, February.
    20. Van Looy, Bart & Callaert, Julie & Debackere, Koenraad, 2006. "Publication and patent behavior of academic researchers: Conflicting, reinforcing or merely co-existing?," Research Policy, Elsevier, vol. 35(4), pages 596-608, May.
    21. Csomós, György & Tóth, Géza, 2016. "Exploring the position of cities in global corporate research and development: A bibliometric analysis by two different geographical approaches," Journal of Informetrics, Elsevier, vol. 10(2), pages 516-532.
    22. Xu, Haiyun & Winnink, Jos & Yue, Zenghui & Liu, Ziqiang & Yuan, Guoting, 2020. "Topic-linked innovation paths in science and technology," Journal of Informetrics, Elsevier, vol. 14(2).
    23. Riccardo Fini & Markus Perkmann & Jan-Michael Ross, 2022. "Attention to Exploration: The Effect of Academic Entrepreneurship on the Production of Scientific Knowledge," Organization Science, INFORMS, vol. 33(2), pages 688-715, March.
    24. Ventura, Samuel L. & Nugent, Rebecca & Fuchs, Erica R.H., 2015. "Seeing the non-stars: (Some) sources of bias in past disambiguation approaches and a new public tool leveraging labeled records," Research Policy, Elsevier, vol. 44(9), pages 1672-1701.
    25. Thompson, Neil C. & Ziedonis, Arvids A. & Mowery, David C., 2018. "University licensing and the flow of scientific knowledge," Research Policy, Elsevier, vol. 47(6), pages 1060-1069.
    26. Michael Roach & Wesley M. Cohen, 2013. "Lens or Prism? Patent Citations as a Measure of Knowledge Flows from Public Research," Management Science, INFORMS, vol. 59(2), pages 504-525, October.
    27. Murray, Fiona & Stern, Scott, 2007. "Do formal intellectual property rights hinder the free flow of scientific knowledge?: An empirical test of the anti-commons hypothesis," Journal of Economic Behavior & Organization, Elsevier, vol. 63(4), pages 648-687, August.
    28. Fiona E. Murray & Scott Stern, 2007. "Do Formal Intellectual Property Rights Hinder the Free Flow of Scientific Knowledge?: An Empirical Test of the Anti-Commons Hypothesis," NBER Chapters, in: Academic Science and Entrepreneurship: Dual Engines of Growth, National Bureau of Economic Research, Inc.
    29. Matt Marx & Aaron Fuegi, 2022. "Reliance on science by inventors: Hybrid extraction of in‐text patent‐to‐article citations," Journal of Economics & Management Strategy, Wiley Blackwell, vol. 31(2), pages 369-392, April.
    30. Jeffrey Kuhn & Kenneth Younge & Alan Marco, 2020. "Patent citations reexamined," RAND Journal of Economics, RAND Corporation, vol. 51(1), pages 109-132, March.
    31. Buchmann, Tobias & Wolf, Patrick, 2024. "Breakthrough inventions in solar PV and wind technologies: The role of scientific discoveries," Technological Forecasting and Social Change, Elsevier, vol. 198(C).
    32. Matt Marx & David H. Hsu, 2022. "Revisiting the Entrepreneurial Commercialization of Academic Science: Evidence from “Twin” Discoveries," Management Science, INFORMS, vol. 68(2), pages 1330-1352, February.
    33. Chattergoon, B. & Kerr, W.R., 2022. "Winner takes all? Tech clusters, population centers, and the spatial transformation of U.S. invention," Research Policy, Elsevier, vol. 51(2).
    34. Michaël Bikard & Keyvan Vakili & Florenta Teodoridis, 2019. "When Collaboration Bridges Institutions: The Impact of University–Industry Collaboration on Academic Productivity," Organization Science, INFORMS, vol. 30(2), pages 426-445, March.
    35. Ji-ping Gao & Kun Ding & Li Teng & Jie Pang, 2012. "Hybrid documents co-citation analysis: making sense of the interaction between science and technology in technology diffusion," Scientometrics, Springer;Akadémiai Kiadó, vol. 93(2), pages 459-471, November.
    36. Felix Poege & Dietmar Harhoff & Fabian Gaessler & Stefano Baruffaldi, 2019. "Science Quality and the Value of Inventions," Papers 1903.05020, arXiv.org, revised Apr 2019.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Joshua L. Krieger & Monika Schnitzer & Martin Watzinger, 2024. "Standing on the shoulders of science," Strategic Management Journal, Wiley Blackwell, vol. 45(9), pages 1670-1695, September.
    2. Chen, Xi & Mao, Jin & Li, Gang, 2024. "A co-citation approach to the analysis on the interaction between scientific and technological knowledge," Journal of Informetrics, Elsevier, vol. 18(3).
    3. Xu, Haiyun & Yue, Zenghui & Pang, Hongshen & Elahi, Ehsan & Li, Jing & Wang, Lu, 2022. "Integrative model for discovering linked topics in science and technology," Journal of Informetrics, Elsevier, vol. 16(2).
    4. Choi, Jin-Uk & Lee, Chang-Yang, 2022. "The differential effects of basic research on firm R&D productivity: The conditioning role of technological diversification," Technovation, Elsevier, vol. 118(C).
    5. Rotolo, Daniele & Camerani, Roberto & Grassano, Nicola & Martin, Ben R., 2022. "Why do firms publish? A systematic literature review and a conceptual framework," Research Policy, Elsevier, vol. 51(10).
    6. Wang, Fang, 2024. "Does the recombination of distant scientific knowledge generate valuable inventions? An analysis of pharmaceutical patents," Technovation, Elsevier, vol. 130(C).
    7. Righi, Cesare & Cannito, Davide & Vladasel, Theodor, 2023. "Continuing patent applications at the USPTO," Research Policy, Elsevier, vol. 52(4).
    8. Seokbeom Kwon & Kazuyuki Motohashi & Kenta Ikeuchi, 2022. "Chasing two hares at once? Effect of joint institutional change for promoting commercial use of university knowledge and scientific research," The Journal of Technology Transfer, Springer, vol. 47(4), pages 1242-1272, August.
    9. Shuo Xu & Ling Li & Xin An, 2023. "Do academic inventors have diverse interests?," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(2), pages 1023-1053, February.
    10. Ba, Zhichao & Liang, Zhentao, 2021. "A novel approach to measuring science-technology linkage: From the perspective of knowledge network coupling," Journal of Informetrics, Elsevier, vol. 15(3).
    11. Shen, Yung-Chi & Wang, Ming-Yeu & Yang, Ya-Chu, 2020. "Discovering the potential opportunities of scientific advancement and technological innovation: A case study of smart health monitoring technology," Technological Forecasting and Social Change, Elsevier, vol. 160(C).
    12. Ani Gerbin & Mateja Drnovsek, 2016. "Determinants and public policy implications of academic-industry knowledge transfer in life sciences: a review and a conceptual framework," The Journal of Technology Transfer, Springer, vol. 41(5), pages 979-1076, October.
    13. Eunhee Sohn, 2021. "How Local Industry R&D Shapes Academic Research: Evidence from the Agricultural Biotechnology Revolution," Organization Science, INFORMS, vol. 32(3), pages 675-707, May.
    14. Aldo Geuna & Alessandro Muscio, 2008. "The governance of University knowledge transfer," SPRU Working Paper Series 173, SPRU - Science Policy Research Unit, University of Sussex Business School.
    15. Buenstorf, Guido, 2009. "Is commercialization good or bad for science? Individual-level evidence from the Max Planck Society," Research Policy, Elsevier, vol. 38(2), pages 281-292, March.
    16. Thomas, V.J. & Bliemel, Martin & Shippam, Cynthia & Maine, Elicia, 2020. "Endowing university spin-offs pre-formation: Entrepreneurial capabilities for scientist-entrepreneurs," Technovation, Elsevier, vol. 96.
    17. Fernández, Ana María & Ferrándiz, Esther & Medina, Jennifer, 2022. "The diffusion of energy technologies. Evidence from renewable, fossil, and nuclear energy patents," Technological Forecasting and Social Change, Elsevier, vol. 178(C).
    18. Feldman, Maryann & Kenney, Martin & Lissoni, Francesco, 2015. "The New Data Frontier," Research Policy, Elsevier, vol. 44(9), pages 1629-1632.
    19. Larsen, Maria Theresa, 2011. "The implications of academic enterprise for public science: An overview of the empirical evidence," Research Policy, Elsevier, vol. 40(1), pages 6-19, February.
    20. Haeussler, Carolin & Colyvas, Jeannette A., 2011. "Breaking the Ivory Tower: Academic Entrepreneurship in the Life Sciences in UK and Germany," Research Policy, Elsevier, vol. 40(1), pages 41-54, February.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:130:y:2025:i:2:d:10.1007_s11192-024-05207-9. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.