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Imbalanced fault diagnosis of rotating machinery via multi-domain feature extraction and cost-sensitive learning

Author

Listed:
  • Qifa Xu

    (School of Management, Hefei University of Technology
    Key Laboratory of Process Optimization and Intelligent Decision-making, Ministry of Education)

  • Shixiang Lu

    (School of Management, Hefei University of Technology)

  • Weiyin Jia

    (Anhui Ronds Science & Technology Incorporated Company)

  • Cuixia Jiang

    (School of Management, Hefei University of Technology)

Abstract

Fault diagnosis plays an essential role in rotating machinery manufacturing systems to reduce their maintenance costs. How to improve diagnosis accuracy remains an open issue. To this end, we develop a novel framework through combined use of multi-domain vibration feature extraction, feature selection and cost-sensitive learning method. First, we extract time-domain, frequency-domain, and time-frequency-domain features to make full use of vibration signals. Second, a feature selection technique is employed to obtain a feature subset with good generalization properties, by simultaneously measuring the relevance and redundancy of features. Third, a cost-sensitive learning method is designed for a classifier to effectively learn the discriminating boundaries, with an extremely imbalanced distribution of fault instances. For illustration, a real-world dataset of rotating machinery collected from an oil refinery in China is utilized. The extensive experiments have demonstrated that our multi-domain feature extraction and feature selection can significantly improve the diagnosis accuracy. Meanwhile, our cost-sensitive learning method consistently outperforms the traditional classifiers such as support vector machine (SVM), gradient boosting decision tree (GBDT), etc., and even better than the classification method calibrated by six popular imbalanced data resampling algorithms, such as the Synthetic Minority Over-sampling Technique (SMOTE) and the Adaptive Synthetic sampling method (ADASYN), in terms of decreasing missed alarms and reducing the average cost. Owing to its high evaluation scores and low average misclassification cost, cost-sensitive GBDT (CS-GBDT) is preferred for imbalanced fault diagnosis in practice.

Suggested Citation

  • Qifa Xu & Shixiang Lu & Weiyin Jia & Cuixia Jiang, 2020. "Imbalanced fault diagnosis of rotating machinery via multi-domain feature extraction and cost-sensitive learning," Journal of Intelligent Manufacturing, Springer, vol. 31(6), pages 1467-1481, August.
  • Handle: RePEc:spr:joinma:v:31:y:2020:i:6:d:10.1007_s10845-019-01522-8
    DOI: 10.1007/s10845-019-01522-8
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    References listed on IDEAS

    as
    1. Meng Gan & Cong Wang & Chang’an Zhu, 2018. "Fault feature enhancement for rotating machinery based on quality factor analysis and manifold learning," Journal of Intelligent Manufacturing, Springer, vol. 29(2), pages 463-480, February.
    2. Ahmed Ragab & Soumaya Yacout & Mohamed-Salah Ouali & Hany Osman, 2019. "Prognostics of multiple failure modes in rotating machinery using a pattern-based classifier and cumulative incidence functions," Journal of Intelligent Manufacturing, Springer, vol. 30(1), pages 255-274, January.
    3. Diebold, Francis X & Mariano, Roberto S, 2002. "Comparing Predictive Accuracy," Journal of Business & Economic Statistics, American Statistical Association, vol. 20(1), pages 134-144, January.
    Full references (including those not matched with items on IDEAS)

    Citations

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    Cited by:

    1. Cuixia Jiang & Hao Chen & Qifa Xu & Xiangxiang Wang, 2023. "Few-shot fault diagnosis of rotating machinery with two-branch prototypical networks," Journal of Intelligent Manufacturing, Springer, vol. 34(4), pages 1667-1681, April.
    2. Jin, Zhenglei & Xu, Qifa & Jiang, Cuixia & Wang, Xiangxiang & Chen, Hao, 2023. "Ordinal few-shot learning with applications to fault diagnosis of offshore wind turbines," Renewable Energy, Elsevier, vol. 206(C), pages 1158-1169.
    3. Yi Zhang & Peng Peng & Chongdang Liu & Yanyan Xu & Heming Zhang, 2022. "A sequential resampling approach for imbalanced batch process fault detection in semiconductor manufacturing," Journal of Intelligent Manufacturing, Springer, vol. 33(4), pages 1057-1072, April.
    4. XianZhu Shao & YongQiang Du & LuoFei Liang & Xue Xu & Zhiyi Lu, 2026. "A Dynamic Cost‐Adjusted AdaCost Model for Credit Prediction of Smallholder Farmers," Journal of Forecasting, John Wiley & Sons, Ltd., vol. 45(3), pages 997-1019, April.
    5. Rui Zhang & Na Zhao & Liuhu Fu & Xiaolu Bai & Jianghui Cai, 2023. "Recognizing defects in stainless steel welds based on multi-domain feature expression and self-optimization," Journal of Intelligent Manufacturing, Springer, vol. 34(3), pages 1293-1309, March.
    6. Hanting Zhou & Wenhe Chen & Jing Liu & Longsheng Cheng & Min Xia, 2024. "Trustworthy and intelligent fault diagnosis with effective denoising and evidential stacked GRU neural network," Journal of Intelligent Manufacturing, Springer, vol. 35(7), pages 3523-3542, October.
    7. Xie, Tianming & Xu, Qifa & Jiang, Cuixia & Lu, Shixiang & Wang, Xiangxiang, 2023. "The fault frequency priors fusion deep learning framework with application to fault diagnosis of offshore wind turbines," Renewable Energy, Elsevier, vol. 202(C), pages 143-153.
    8. Wang, Zixuan & Qin, Bo & Sun, Haiyue & Zhang, Jian & Butala, Mark D. & Demartino, Cristoforo & Peng, Peng & Wang, Hongwei, 2023. "An imbalanced semi-supervised wind turbine blade icing detection method based on contrastive learning," Renewable Energy, Elsevier, vol. 212(C), pages 251-262.
    9. Chenze Wang & Han Wang & Min Liu, 2024. "A dual-attention feature fusion network for imbalanced fault diagnosis with two-stream hybrid generated data," Journal of Intelligent Manufacturing, Springer, vol. 35(4), pages 1707-1719, April.

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