IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v17y2025i8p3344-d1631028.html

Carbon Emissions and Innovation Cities: A SHAP-Model-Based Study on Decoupling Trends and Policy Implications in Coastal China

Author

Listed:
  • Xiaoyu Fang

    (School of Mathematics and Information Sciences, Yantai University, Yantai 264005, China)

  • Lin Ding

    (School of Mathematics and Information Sciences, Yantai University, Yantai 264005, China)

  • Meng Gao

    (School of Mathematics and Information Sciences, Yantai University, Yantai 264005, China)

Abstract

This study investigates the spatiotemporal distribution of carbon emissions and the decoupling relationship between emissions and innovation-driven urban development in six coastal provinces and municipalities in China from 2008 to 2022. The main questions of this paper are as follows: What are the spatial and temporal distribution characteristics of carbon emissions in the study area? What is the decoupling relationship between carbon emissions and innovation-driven urban development? What key variables contribute significantly to carbon emissions and urban development? Carbon emissions increased overall, with higher levels in northern regions such as Shandong, northern Jiangsu, and the Yangtze River Delta. Meanwhile, innovation levels rose but disparities widened, with northern cities leading and those in western Fujian and Guangdong lagging behind. The green economy and industrial transformation were key drivers of rapid development in some cities. To identify the driving factors, the SHAP (SHapley Additive exPlanations) model was employed to quantify the contributions of key variables, including energy structure, technological innovation, and industrial upgrading, to both carbon emissions and urban development. This study found that decoupling between carbon emissions and smart city development improved, transitioning from negative to strong decoupling, particularly in coastal cities. These insights can assist governments in formulating sustainable development strategies. High-emission cities should focus on integrating low-emission measures to mitigate their carbon footprint. High-carbon cities need to transition to low-carbon pathways, enhancing resource efficiency and reducing emissions. Low-emission cities should prioritize improving carbon sinks. Cities with weak economies but rich ecological resources should develop tertiary and ecological economies. Developed cities should optimize resource allocation, digitize industries, and pursue low-carbon growth. Additionally, adjustments in transportation and industry can further boost innovation and urbanization.

Suggested Citation

  • Xiaoyu Fang & Lin Ding & Meng Gao, 2025. "Carbon Emissions and Innovation Cities: A SHAP-Model-Based Study on Decoupling Trends and Policy Implications in Coastal China," Sustainability, MDPI, vol. 17(8), pages 1-21, April.
  • Handle: RePEc:gam:jsusta:v:17:y:2025:i:8:p:3344-:d:1631028
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/17/8/3344/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/17/8/3344/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Lu Liu & Shenshen Si & Jing Li, 2023. "Research on the Effect of Regional Talent Allocation on High-Quality Economic Development—Based on the Perspective of Innovation-Driven Growth," Sustainability, MDPI, vol. 15(7), pages 1-21, April.
    2. Wang, Xiaoqing & Qin, Chuan & Liu, Yufeng & Tanasescu, Cristina & Bao, Jiangnan, 2023. "Emerging enablers of green low-carbon development: Do digital economy and open innovation matter?," Energy Economics, Elsevier, vol. 127(PA).
    3. Fanbo Li & Hongfeng Zhang, 2022. "How the “Absorption Processes” of Urban Innovation Contribute to Sustainable Development—A Fussy Set Qualitative Comparative Analysis Based on Seventy-Two Cities in China," Sustainability, MDPI, vol. 14(23), pages 1-22, November.
    4. Mukund Sundararajan & Amir Najmi, 2019. "The many Shapley values for model explanation," Papers 1908.08474, arXiv.org, revised Feb 2020.
    5. Lu, Qinli & Yang, Hong & Huang, Xianjin & Chuai, Xiaowei & Wu, Changyan, 2015. "Multi-sectoral decomposition in decoupling industrial growth from carbon emissions in the developed Jiangsu Province, China," Energy, Elsevier, vol. 82(C), pages 414-425.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Yuye Zou & Ruyue Wang, 2025. "Decoupling Analysis and Scenario Prediction of Port Carbon Emissions: A Case Study of Shanghai Port, China," Sustainability, MDPI, vol. 17(13), pages 1-27, July.
    2. Pinjie Zhang & Jingyan Wang & Yijia Zhu & Pingyan Ge & Zhunqiao Liu, 2025. "Assessment of Ecosystem Service Value and Implementation Pathways: A Case Study of Jiangsu Jianchuan Ecological Restoration Project," Land, MDPI, vol. 14(8), pages 1-19, August.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Razzaq, Asif & Sharif, Arshian & Ozturk, Ilhan & Skare, Marinko, 2022. "Inclusive infrastructure development, green innovation, and sustainable resource management: Evidence from China’s trade-adjusted material footprints," Resources Policy, Elsevier, vol. 79(C).
    2. Wang, Bo & Wang, Jianda, 2025. "China’s green digital era: How does digital economy enable green economic growth?," Innovation and Green Development, Elsevier, vol. 4(1).
    3. Alireza Rezazadeh & Yasamin Jafarian & Ali Kord, 2022. "Explainable Ensemble Machine Learning for Breast Cancer Diagnosis Based on Ultrasound Image Texture Features," Forecasting, MDPI, vol. 4(1), pages 1-13, February.
    4. Hugh Chen & Scott M. Lundberg & Su-In Lee, 2022. "Explaining a series of models by propagating Shapley values," Nature Communications, Nature, vol. 13(1), pages 1-15, December.
    5. Wenguang Zhang & Ting Lei & Yu Gong & Jun Zhang & Yirong Wu, 2022. "Using Explainable Artificial Intelligence to Identify Key Characteristics of Deep Poverty for Each Household," Sustainability, MDPI, vol. 14(16), pages 1-21, August.
    6. Masayoshi Mase & Art B. Owen & Benjamin B. Seiler, 2022. "Variable importance without impossible data," Papers 2205.15750, arXiv.org, revised Apr 2023.
    7. Cao, Fangzhi & Su, Chi-Wei & Sun, Dian & Qin, Meng & Umar, Muhammad, 2024. "U.S. monetary policy: The pushing hands of crude oil price?," Energy Economics, Elsevier, vol. 134(C).
    8. Liang, Wei & Gan, Ting & Zhang, Wei, 2019. "Dynamic evolution of characteristics and decomposition of factors influencing industrial carbon dioxide emissions in China: 1991–2015," Structural Change and Economic Dynamics, Elsevier, vol. 49(C), pages 93-106.
    9. Hind Alofaysan, 2024. "Discovering the E-Government and COVID-19 Effect on Sustainable Development: Novel Findings from the China Provinces," Sustainability, MDPI, vol. 16(13), pages 1-15, June.
    10. Jiancheng Qin & Hui Tao & Chinhsien Cheng & Karthikeyan Brindha & Minjin Zhan & Jianli Ding & Guijin Mu, 2020. "Analysis of Factors Influencing Carbon Emissions in the Energy Base, Xinjiang Autonomous Region, China," Sustainability, MDPI, vol. 12(3), pages 1-15, February.
    11. Gongmin Zhao & Yining Zhang & Yongjie Wu, 2024. "Implementation Effect, Long-Term Mechanisms, and Industrial Upgrading of the Low-Carbon City Pilot Policy: An Empirical Study Based on City-Level Panel Data from China," Sustainability, MDPI, vol. 16(19), pages 1-18, September.
    12. Oluwatoyin J. Gbadeyan & Joseph Muthivhi & Linda Z. Linganiso & Nirmala Deenadayalu, 2024. "Decoupling Economic Growth from Carbon Emissions: A Transition toward Low-Carbon Energy Systems—A Critical Review," Clean Technol., MDPI, vol. 6(3), pages 1-38, August.
    13. Zhang, Yunbin & Zhao, Shiyuan, 2025. "The synergistic effect of financial development and fiscal education expenditure: A contribution pathway to high-quality economic growth," Finance Research Letters, Elsevier, vol. 86(PG).
    14. Rishabh Kumar & Adriano Koshiyama & Kleyton da Costa & Nigel Kingsman & Marvin Tewarrie & Emre Kazim & Arunita Roy & Philip Treleaven & Zac Lovell, 2023. "Deep learning model fragility and implications for financial stability and regulation," Bank of England working papers 1038, Bank of England.
    15. Liu, Fangying & Su, Chi Wei & Tao, Ran & Qin, Meng & Umar, Muhammad, 2024. "Fintech and aluminium: Strategic enablers of climate change mitigation and sustainable mineral policy," Resources Policy, Elsevier, vol. 91(C).
    16. Jiasha Fu & Fan Wang & Jin Guo, 2024. "Decoupling Economic Growth from Carbon Emissions in the Yangtze River Economic Belt of China: From the Coordinated Regional Development Perspective," Sustainability, MDPI, vol. 16(6), pages 1-24, March.
    17. Rui Jiang & Rongrong Li, 2017. "Decomposition and Decoupling Analysis of Life-Cycle Carbon Emission in China’s Building Sector," Sustainability, MDPI, vol. 9(5), pages 1-18, May.
    18. Kristof Lommers & Ouns El Harzli & Jack Kim, 2021. "Confronting Machine Learning With Financial Research," Papers 2103.00366, arXiv.org, revised Mar 2021.
    19. Ying Han & Baoling Jin & Xiaoyuan Qi & Huasen Zhou, 2021. "Influential Factors and Spatiotemporal Characteristics of Carbon Intensity on Industrial Sectors in China," IJERPH, MDPI, vol. 18(6), pages 1-18, March.
    20. Jingxing Liu & Hailing Li & Tianqi Liu, 2022. "Decoupling Regional Economic Growth from Industrial CO 2 Emissions: Empirical Evidence from the 13 Prefecture-Level Cities in Jiangsu Province," Sustainability, MDPI, vol. 14(5), pages 1-20, February.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:17:y:2025:i:8:p:3344-:d:1631028. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.