IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v17y2025i20p9227-d1773830.html

A Fully Coupled Sensitivity Analysis Framework for Offshore Wind Turbines Based on an XGBoost Surrogate Model and the Interpretation of SHAP

Author

Listed:
  • Zhongbo Hu

    (PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China)

  • Liangxian Li

    (PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China)

  • Xiang Gao

    (PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China)

  • Jianfeng Xu

    (PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China)

  • Xinyi Liu

    (PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China)

  • Sen Gong

    (State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China
    Institute of Earthquake Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China)

  • Wenhua Wang

    (State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China
    Institute of Earthquake Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China)

  • Wei Shi

    (State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China
    Institute of Earthquake Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China)

  • Xin Li

    (State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China
    Institute of Earthquake Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China)

Abstract

To advance global sustainability and meet climate targets, the development of reliable renewable energy infrastructure is paramount. Offshore wind energy is a key factor in achieving this goal, and ensuring its operational efficiency requires a deep understanding of the sources of uncertainty faced by offshore wind turbines (OWTs). This study proposes and implements an integrated framework for sensitivity analysis (SA) to investigate the key sources of uncertainty influencing the dynamic response of an OWT. This framework is based on the XGBoost surrogate model and Sobol’s method, aiming to efficiently and accurately quantify the impact of various uncertain parameters. A key methodological novelty lies in the integrated use of Sobol’s method and SHapley Additive exPlanations (SHAP), which provides a unique cross-validating mechanism for the sensitivity results. This study demonstrates the strongly condition-dependent nature of the OWT’s sensitivity characteristics by analyzing design load cases. The results indicate that wind speed is the dominant factor influencing the structural response under normal operating conditions. In contrast, under extreme shutdown conditions, the response of the OWT is primarily governed by the physical and material properties of the structure. In addition, the high consistency between the results of SHAP technology and the SA results obtained by Sobol’s method confirms the reliability of the proposed framework. The identified key sources of uncertainty provide direct practical insights for design optimization and reliability assessment of OWTs.

Suggested Citation

  • Zhongbo Hu & Liangxian Li & Xiang Gao & Jianfeng Xu & Xinyi Liu & Sen Gong & Wenhua Wang & Wei Shi & Xin Li, 2025. "A Fully Coupled Sensitivity Analysis Framework for Offshore Wind Turbines Based on an XGBoost Surrogate Model and the Interpretation of SHAP," Sustainability, MDPI, vol. 17(20), pages 1-20, October.
  • Handle: RePEc:gam:jsusta:v:17:y:2025:i:20:p:9227-:d:1773830
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/17/20/9227/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/17/20/9227/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Okpokparoro, Salem & Sriramula, Srinivas, 2021. "Uncertainty modeling in reliability analysis of floating wind turbine support structures," Renewable Energy, Elsevier, vol. 165(P1), pages 88-108.
    2. Zhao, Jun & Dong, Kangyin & Dong, Xiucheng & Shahbaz, Muhammad, 2022. "How renewable energy alleviate energy poverty? A global analysis," Renewable Energy, Elsevier, vol. 186(C), pages 299-311.
    3. Thapa, Mishal & Missoum, Samy, 2022. "Uncertainty quantification and global sensitivity analysis of composite wind turbine blades," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    4. Talaat, Fatma M. & Kabeel, A.E. & Shaban, Warda M., 2024. "The role of utilizing artificial intelligence and renewable energy in reaching sustainable development goals," Renewable Energy, Elsevier, vol. 235(C).
    5. Olabi, A.G. & Abdelkareem, Mohammad Ali, 2022. "Renewable energy and climate change," Renewable and Sustainable Energy Reviews, Elsevier, vol. 158(C).
    6. Ballester-Ripoll, Rafael & Paredes, Enrique G. & Pajarola, Renato, 2019. "Sobol tensor trains for global sensitivity analysis," Reliability Engineering and System Safety, Elsevier, vol. 183(C), pages 311-322.
    7. Li, Xuan & Zhang, Wei, 2020. "Long-term fatigue damage assessment for a floating offshore wind turbine under realistic environmental conditions," Renewable Energy, Elsevier, vol. 159(C), pages 570-584.
    8. Ren, Chao & Xing, Yihan, 2023. "AK-MDAmax: Maximum fatigue damage assessment of wind turbine towers considering multi-location with an active learning approach," Renewable Energy, Elsevier, vol. 215(C).
    9. Trizoglou, Pavlos & Liu, Xiaolei & Lin, Zi, 2021. "Fault detection by an ensemble framework of Extreme Gradient Boosting (XGBoost) in the operation of offshore wind turbines," Renewable Energy, Elsevier, vol. 179(C), pages 945-962.
    10. Han, Fucheng & Wang, Wenhua & Zheng, Xiao-Wei & Han, Xu & Shi, Wei & Li, Xin, 2025. "Investigation of essential parameters for the design of offshore wind turbine based on structural reliability," Reliability Engineering and System Safety, Elsevier, vol. 254(PA).
    11. Morató, A. & Sriramula, S. & Krishnan, N. & Nichols, J., 2017. "Ultimate loads and response analysis of a monopile supported offshore wind turbine using fully coupled simulation," Renewable Energy, Elsevier, vol. 101(C), pages 126-143.
    12. Qingqin Wang & Xiaofeng Sun & Ruonan Wang & Lining Zhou & Haizhu Zhou & Yanqiang Di & Yanyi Li & Qi Zhang, 2023. "Research on Urban Energy Sustainable Plan under the Background of Low-Carbon Development," Sustainability, MDPI, vol. 15(19), pages 1-19, September.
    13. Haitao Hou & Wei Lu & Bing Liu & Zeina Hassanein & Hamid Mahmood & Samia Khalid, 2023. "Exploring the Role of Fossil Fuels and Renewable Energy in Determining Environmental Sustainability: Evidence from OECD Countries," Sustainability, MDPI, vol. 15(3), pages 1-13, January.
    14. Wang, Jiazhi & Ren, Yajun & Shi, Wei & Collu, Maurizio & Venugopal, Vengatesan & Li, Xin, 2025. "Multi-objective optimization design for a 15 MW semisubmersible floating offshore wind turbine using evolutionary algorithm," Applied Energy, Elsevier, vol. 377(PB).
    15. Velarde, Joey & Kramhøft, Claus & Sørensen, John Dalsgaard, 2019. "Global sensitivity analysis of offshore wind turbine foundation fatigue loads," Renewable Energy, Elsevier, vol. 140(C), pages 177-189.
    16. Yang, Hezhen & Zhu, Yun & Lu, Qijin & Zhang, Jun, 2015. "Dynamic reliability based design optimization of the tripod sub-structure of offshore wind turbines," Renewable Energy, Elsevier, vol. 78(C), pages 16-25.
    17. Georgios Gasparis & Wai Hou Lio & Fanzhong Meng, 2020. "Surrogate Models for Wind Turbine Electrical Power and Fatigue Loads in Wind Farm," Energies, MDPI, vol. 13(23), pages 1-15, December.
    18. Liu, Ding Peng & Ferri, Giulio & Heo, Taemin & Marino, Enzo & Manuel, Lance, 2024. "On long-term fatigue damage estimation for a floating offshore wind turbine using a surrogate model," Renewable Energy, Elsevier, vol. 225(C).
    19. Sethuraman, Latha & Venugopal, Vengatesan, 2013. "Hydrodynamic response of a stepped-spar floating wind turbine: Numerical modelling and tank testing," Renewable Energy, Elsevier, vol. 52(C), pages 160-174.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Han, Fucheng & Wang, Wenhua & Zheng, Xiao-Wei & Han, Xu & Shi, Wei & Li, Xin, 2025. "Investigation of essential parameters for the design of offshore wind turbine based on structural reliability," Reliability Engineering and System Safety, Elsevier, vol. 254(PA).
    2. Wang, Jinsheng & Chen, Chao & Duffour, Philippe & Fromme, Paul, 2026. "Adaptive ensemble of surrogates for efficient fatigue reliability analysis of offshore wind turbines," Renewable Energy, Elsevier, vol. 256(PH).
    3. Xia, Hongjian & Cheng, Honglong & Zhang, Qifu & Li, Deyuan & Lin, Zhibiao, 2026. "Uncertainty analysis of aeroelastic flutter for a large-scale flexible wind turbine blade," Renewable Energy, Elsevier, vol. 256(PI).
    4. Yuanyuan Xu & Jing Jia & Hamid Mahmood & Samia Khalid, 2026. "Natural resource depletion and carbon inequality: An empirical insight from developed and developing countries," Energy & Environment, , vol. 37(2), pages 1096-1115, March.
    5. Kamal, Md. Mustafa & Saini, R.P., 2023. "Performance investigations of hybrid hydrokinetic turbine rotor with different system and operating parameters," Energy, Elsevier, vol. 267(C).
    6. Baisthakur, Shubham & Fitzgerald, Breiffni, 2024. "Physics-Informed Neural Network surrogate model for bypassing Blade Element Momentum theory in wind turbine aerodynamic load estimation," Renewable Energy, Elsevier, vol. 224(C).
    7. Wang, Jiazhi & Shi, Wei & Ren, Yajun & Ran, Xiaoming & Collu, Maurizio & Venugopal, Vengatesan & Zhao, Haisheng, 2026. "An integrated multi-objective optimization framework for large-scale floating offshore wind turbine," Renewable Energy, Elsevier, vol. 258(C).
    8. Shi, Wei & Wang, Jiazhi & Ren, Yajun & Wang, Shuaishuai & Venugopal, Vengatesan & Han, Xu, 2025. "Novel conceptual design and performance analysis of a semi-submersible platform for 22 MW floating offshore wind turbine," Energy, Elsevier, vol. 334(C).
    9. Liu, Ding Peng & Ferri, Giulio & Heo, Taemin & Marino, Enzo & Manuel, Lance, 2024. "On long-term fatigue damage estimation for a floating offshore wind turbine using a surrogate model," Renewable Energy, Elsevier, vol. 225(C).
    10. Vuillod, Bruno & Montemurro, Marco & Panettieri, Enrico & Hallo, Ludovic, 2023. "A comparison between Sobol’s indices and Shapley’s effect for global sensitivity analysis of systems with independent input variables," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    11. Liao, Ding & Zhu, Shun-Peng & Correia, José A.F.O. & De Jesus, Abílio M.P. & Veljkovic, Milan & Berto, Filippo, 2022. "Fatigue reliability of wind turbines: historical perspectives, recent developments and future prospects," Renewable Energy, Elsevier, vol. 200(C), pages 724-742.
    12. Rey, Valentine & Freyssinet, Clément & Schoefs, Franck, 2026. "Efficient time-dependent fatigue reliability assessment accounting for material variability in steel structures," Reliability Engineering and System Safety, Elsevier, vol. 265(PB).
    13. Wang, L. & Kolios, A. & Liu, X. & Venetsanos, D. & Rui, C., 2022. "Reliability of offshore wind turbine support structures: A state-of-the-art review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    14. Ramezani, Mahyar & Choe, Do-Eun & Heydarpour, Khashayar & Koo, Bonjun, 2023. "Uncertainty models for the structural design of floating offshore wind turbines: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 185(C).
    15. Zhu, Dongping & Huang, Xiaogang & Ding, Zhixia & Zhang, Wei, 2024. "Estimation of wind turbine responses with attention-based neural network incorporating environmental uncertainties," Reliability Engineering and System Safety, Elsevier, vol. 241(C).
    16. Subbulakshmi, A. & Verma, Mohit & Keerthana, M. & Sasmal, Saptarshi & Harikrishna, P. & Kapuria, Santosh, 2022. "Recent advances in experimental and numerical methods for dynamic analysis of floating offshore wind turbines — An integrated review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 164(C).
    17. Yan, Chaojun & Shi, Wei & Jiang, Zhiyu & Li, Lin & Han, Xu & Li, Xin, 2026. "Reliability-based design optimization of a mooring system for a floating wind turbine," Renewable Energy, Elsevier, vol. 260(C).
    18. Okpokparoro, Salem & Sriramula, Srinivas, 2021. "Uncertainty modeling in reliability analysis of floating wind turbine support structures," Renewable Energy, Elsevier, vol. 165(P1), pages 88-108.
    19. Zhang, Xiaodong & Dimitrov, Nikolay, 2024. "Variable importance analysis of wind turbine extreme responses with Shapley value explanation," Renewable Energy, Elsevier, vol. 232(C).
    20. Yajun Ren & Mingxuan Huang & Jungang Hao & Jiazhi Wang & Shuai Li & Ling Zhu & Haisheng Zhao & Wei Shi, 2024. "Local Structure Optimization Design of Floating Offshore Wind Turbine Platform Based on Response Surface Analysis," Energies, MDPI, vol. 17(24), pages 1-24, December.

    More about this item

    Keywords

    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:17:y:2025:i:20:p:9227-:d:1773830. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager The email address of this maintainer does not seem to be valid anymore. Please ask MDPI Indexing Manager to update the entry or send us the correct address (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.