IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v17y2025i11p4836-d1663642.html
   My bibliography  Save this article

Analysis of Influencing Factors of Terrestrial Carbon Sinks in China Based on LightGBM Model and Bayesian Optimization Algorithm

Author

Listed:
  • Yana Zou

    (Department of Environmental Science & Engineering, Fudan University, Shanghai 200438, China)

  • Xiangrong Wang

    (Department of Environmental Science & Engineering, Fudan University, Shanghai 200438, China)

Abstract

With accelerating climate change and urbanization, regional carbon balance faces increasing uncertainty. Terrestrial carbon sinks play a crucial role in advancing China’s sustainable development under the dual-carbon strategy. This study quantitatively modeled China’s terrestrial carbon sink capacity and analyzed the multidimensional relationships between impact factors and carbon sinks. After preprocessing multi-source raster data, we introduced kernel normalized the difference vegetation index (kNDVI) to the Carnegie–Ames–Stanford approach (CASA) model, together with a heterotrophic respiration (R h ) empirical equation, to simulate pixel-level net ecosystem productivity (NEP) across China. A light gradient-boosting machine (LightGBM) model, optimized via Bayesian algorithms, was trained to regress NEP drivers, categorized into atmospheric components (O 3 , NO 2 , and SO 2 ) and subsurface properties (a digital elevation model (DEM), enhanced vegetation index (EVI), soil moisture (SM)), and human activities (land use/cover change (LUCC), POP, gross domestic product (GDP)). Shapley Additive Explanation (SHAP) values were used for model interpretation. The results reveal significant spatial heterogeneity in NEP across geographic and climatic contexts. The pixel-level mean and total NEP in China were 268.588 gC/m 2 /yr and 2.541 PgC/yr, respectively. The north tropical zone (NRZ) exhibited the highest average NEP (828.631 gC/m 2 /yr), while the middle subtropical zone (MSZ) and south subtropical zone (SSZ) demonstrated the most stable NEP distributions. LightGBM achieved high simulation accuracy, further enhanced by Bayesian optimization. SHAP analysis identified EVI as the most influential factor, followed by SM, NO 2 , DEM, and POP. Additionally, LightGBM effectively captured nonlinear relationships and variable interactions.

Suggested Citation

  • Yana Zou & Xiangrong Wang, 2025. "Analysis of Influencing Factors of Terrestrial Carbon Sinks in China Based on LightGBM Model and Bayesian Optimization Algorithm," Sustainability, MDPI, vol. 17(11), pages 1-32, May.
  • Handle: RePEc:gam:jsusta:v:17:y:2025:i:11:p:4836-:d:1663642
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/17/11/4836/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/17/11/4836/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Hongjia Zhu & Ao Wang & Pengtao Wang & Chunguang Hu & Maomao Zhang, 2025. "Spatiotemporal Dynamics and Response of Land Surface Temperature and Kernel Normalized Difference Vegetation Index in Yangtze River Economic Belt, China: Multi-Method Analysis," Land, MDPI, vol. 14(3), pages 1-20, March.
    2. Marcos Fernández-Martínez & Josep Peñuelas & Frederic Chevallier & Philippe Ciais & Michael Obersteiner & Christian Rödenbeck & Jordi Sardans & Sara Vicca & Hui Yang & Stephen Sitch & Pierre Friedling, 2023. "Diagnosing destabilization risk in global land carbon sinks," Nature, Nature, vol. 615(7954), pages 848-853, March.
    3. Shilong Piao & Jingyun Fang & Philippe Ciais & Philippe Peylin & Yao Huang & Stephen Sitch & Tao Wang, 2009. "The carbon balance of terrestrial ecosystems in China," Nature, Nature, vol. 458(7241), pages 1009-1013, April.
    4. Vincent Humphrey & Alexis Berg & Philippe Ciais & Pierre Gentine & Martin Jung & Markus Reichstein & Sonia I. Seneviratne & Christian Frankenberg, 2021. "Soil moisture–atmosphere feedback dominates land carbon uptake variability," Nature, Nature, vol. 592(7852), pages 65-69, April.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Rongxiang Chen & Zhiyuan Chen & Mingjing Xie & Rongrong Shi & Kaida Chen & Shunhe Chen, 2025. "Exploring the Spatial Coupling Characteristics and Influence Mechanisms of Built Environment and Green Space Pattern: The Case of Shanghai," Sustainability, MDPI, vol. 17(15), pages 1-24, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Weiyi Xu & Jing Liu & Longgao Chen & Suchen Ying, 2025. "Assessment of Terrestrial Carbon Sinks in China Simulated by Multiple Vegetation Models," Land, MDPI, vol. 14(6), pages 1-14, June.
    2. Xueqin Jiang & Shanjun Luo & Qin Ye & Xican Li & Weihua Jiao, 2022. "Hyperspectral Estimates of Soil Moisture Content Incorporating Harmonic Indicators and Machine Learning," Agriculture, MDPI, vol. 12(8), pages 1-17, August.
    3. Li, Shuoshuo & Liu, Yaobin & Wei, Guoen & Bi, Mo & He, Bao-Jie, 2024. "Carbon surplus or carbon deficit under land use transformation in China?," Land Use Policy, Elsevier, vol. 143(C).
    4. Liu, Xiaoxu & Liu, Xiaomin & Yang, Yaotian & Yu, Miao & Tian, Hailong, 2024. "The productivity anomalies and economic losses of different grassland ecosystems caused by flash drought," Agricultural Water Management, Elsevier, vol. 305(C).
    5. Wei Wang & Wenjing Zeng & Weile Chen & Hui Zeng & Jingyun Fang, 2013. "Soil Respiration and Organic Carbon Dynamics with Grassland Conversions to Woodlands in Temperate China," PLOS ONE, Public Library of Science, vol. 8(8), pages 1-10, August.
    6. Youngsu Park & Yujun Sun, 2018. "Sustainable Forest Management in North-East Asia: A Comparative Assessment between China and Republic of Korea," International Journal of Sciences, Office ijSciences, vol. 7(04), pages 102-114, April.
    7. Zhang, Fan & Li, Changsheng & Wang, Zheng & Glidden, Stanley & Grogan, Danielle S. & Li, Xuxiang & Cheng, Yan & Frolking, Steve, 2015. "Modeling impacts of management on farmland soil carbon dynamics along a climate gradient in Northwest China during 1981–2000," Ecological Modelling, Elsevier, vol. 312(C), pages 1-10.
    8. Mingjie Tian & Zhun Chen & Wei Wang & Taizheng Chen & Haiying Cui, 2022. "Land-Use Carbon Emissions in the Yellow River Basin from 2000 to 2020: Spatio-Temporal Patterns and Driving Mechanisms," IJERPH, MDPI, vol. 19(24), pages 1-16, December.
    9. Zhang, Yan & Li, Juan & Fath, Brian D. & Zheng, Hongmei & Xia, Linlin, 2015. "Analysis of urban carbon metabolic processes and a description of sectoral characteristics: A case study of Beijing," Ecological Modelling, Elsevier, vol. 316(C), pages 144-154.
    10. Cong Zhang & Xiaojun Yao & Guoyu Wang & Huian Jin & Te Sha & Xinde Chu & Juan Zhang & Juan Cao, 2022. "Temporal and Spatial Variation of Land Use and Vegetation in the Three–North Shelter Forest Program Area from 2000 to 2020," Sustainability, MDPI, vol. 14(24), pages 1-21, December.
    11. Yunxiu Ma & Zhanjun Xu, 2023. "Construction of Low-Carbon Land Use and Management System in Coal Mining Areas," Sustainability, MDPI, vol. 15(16), pages 1-19, August.
    12. Decheng Zhou & Lu Hao & John B. Kim & Peilong Liu & Cen Pan & Yongqiang Liu & Ge Sun, 2019. "Potential impacts of climate change on vegetation dynamics and ecosystem function in a mountain watershed on the Qinghai-Tibet Plateau," Climatic Change, Springer, vol. 156(1), pages 31-50, September.
    13. Lijuan Miao & Feng Zhu & Zhanli Sun & John C. Moore & Xuefeng Cui, 2016. "China’s Land-Use Changes during the Past 300 Years: A Historical Perspective," IJERPH, MDPI, vol. 13(9), pages 1-16, August.
    14. Lee, Chien-Chiang & Yuan, Zihao & Kang, Yongchao, 2024. "Green finance and land ecological security: A potential mechanism for sustainable development," Economic Analysis and Policy, Elsevier, vol. 84(C), pages 1222-1241.
    15. Na Li & Gaodi Xie & Changshun Zhang & Yu Xiao & Biao Zhang & Wenhui Chen & Yanzhi Sun & Shuo Wang, 2015. "Biomass Resources Distribution in the Terrestrial Ecosystem of China," Sustainability, MDPI, vol. 7(7), pages 1-17, July.
    16. Wenjing Wang & Tong Wu & Yuanzheng Li & Shilin Xie & Baolong Han & Hua Zheng & Zhiyun Ouyang, 2020. "Urbanization Impacts on Natural Habitat and Ecosystem Services in the Guangdong-Hong Kong-Macao “Megacity”," Sustainability, MDPI, vol. 12(16), pages 1-17, August.
    17. Andrew S. Mitchell & Subhes C. Bhattacharyya, 2025. "Rhetorical Strategies Employed by Big Oil in the Context of IPCC Reports of Climate Change," World, MDPI, vol. 6(3), pages 1-31, September.
    18. Lin Tang & Jing Wang & Luo Xu & Heng Lu, 2024. "Exploring New Avenues in Sustainable Urban Development: Ecological Carbon Dynamics of Park City in Chengdu," Sustainability, MDPI, vol. 16(15), pages 1-21, July.
    19. Li, Chaofan & Zhang, Chi & Luo, Geping & Chen, Xi, 2013. "Modeling the carbon dynamics of the dryland ecosystems in Xinjiang, China from 1981 to 2007—The spatiotemporal patterns and climate controls," Ecological Modelling, Elsevier, vol. 267(C), pages 148-157.
    20. Zhou, Decheng & Zhao, Shuqing & Liu, Shuguang & Zhang, Liangxia, 2014. "Modeling the effects of the Sloping Land Conversion Program on terrestrial ecosystem carbon dynamics in the Loess Plateau: A case study with Ansai County, Shaanxi province, China," Ecological Modelling, Elsevier, vol. 288(C), pages 47-54.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:17:y:2025:i:11:p:4836-:d:1663642. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.