IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v13y2021i4p2162-d501028.html
   My bibliography  Save this article

Vulnerability of Smallholder Farmers to Climate Change-Induced Shocks in East Hararghe Zone, Ethiopia

Author

Listed:
  • Titay Zeleke

    (College of Agriculture and Natural Resources, Debre Markos University, Debre Markos, Ethiopia
    Africa Center of Excellence for Climate Smart Agriculture and Biodiversity Conservation, Haramaya University, Haramaya, Ethiopia)

  • Fekadu Beyene

    (College of Agriculture and Environmental Sciences, Haramaya University, Haramaya, Ethiopia)

  • Temesgen Deressa

    (Department of Economics, George Washington University, Washington, DC 20052, USA)

  • Jemal Yousuf

    (College of Agriculture and Environmental Sciences, Haramaya University, Haramaya, Ethiopia)

  • Temesgen Kebede

    (College of Bussiness and Economics, Haramaya University, Haramaya, Ethiopia)

Abstract

Vulnerability assessment varies widely across households, countries, and regions. Though many previous studies assessed vulnerability to climate change, their unit of analysis was aggregate. Therefore, the objective of this study was to measure the vulnerability of smallholder farmers to climate change at the household level and identify its determinant factors in east Hararghe zone. A multi-stage sampling procedure was used to select districts, kebeles, and sample respondents. Vulnerability as expected poverty approach was used to measure household-level vulnerability. Logit model was also used to assess factors contributing to households’ vulnerability. The study revealed that 73% of households were vulnerable to climate-induced shocks. Households with better farm experience, land size, livestock ownership, access to credit, access to extension service, social capital, access to climate information, non-farm income, and headed by a male were not vulnerable to climate change; whereas households who were living in low and midland agro-ecologies, far from the market, and participating in productive safety-net programs were vulnerable to climate change. The study indicated that the vulnerability of smallholder farmers was sensitive to the minimum income required to maintain daily life. Income-generating activities that supplement farm income should be well designed in policy to reduce the vulnerability of smallholder farmers.

Suggested Citation

  • Titay Zeleke & Fekadu Beyene & Temesgen Deressa & Jemal Yousuf & Temesgen Kebede, 2021. "Vulnerability of Smallholder Farmers to Climate Change-Induced Shocks in East Hararghe Zone, Ethiopia," Sustainability, MDPI, vol. 13(4), pages 1-19, February.
  • Handle: RePEc:gam:jsusta:v:13:y:2021:i:4:p:2162-:d:501028
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/13/4/2162/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/13/4/2162/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. W. Adger & P. Kelly, 1999. "Social Vulnerability to Climate Change and the Architecture of Entitlements," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 4(3), pages 253-266, September.
    2. Siri H. Eriksen & Karen O'Brien, 2007. "Vulnerability, poverty and the need for sustainable adaptation measures," Climate Policy, Taylor & Francis Journals, vol. 7(4), pages 337-352, July.
    3. Shewmake, Sharon, 2008. "Vulnerability and the impact of climate change in South Africa's Limpopo River Basin:," IFPRI discussion papers 804, International Food Policy Research Institute (IFPRI).
    4. Neil Adger, W., 1999. "Social Vulnerability to Climate Change and Extremes in Coastal Vietnam," World Development, Elsevier, vol. 27(2), pages 249-269, February.
    5. Shewmake, Sharon, 2008. "How can African agriculture adapt to climate change: Vulnerability and the impact of climate change in South Africa's Limpopo River Basin," Research briefs 15(2), International Food Policy Research Institute (IFPRI).
    6. Arun Agrawal & Nicolas Perrin & Ashwini Chhatre & Catherine S. Benson & Minna Kononen, 2013. "Climate policy processes, local institutions, and adaptation actions: mechanisms of translation and influence," Wiley Interdisciplinary Reviews: Climate Change, John Wiley & Sons, vol. 4(1), pages 72-72, January.
    7. Philip Antwi-Agyei & Andrew Dougill & Evan Fraser & Lindsay Stringer, 2013. "Characterising the nature of household vulnerability to climate variability: empirical evidence from two regions of Ghana," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 15(4), pages 903-926, August.
    8. Sisay B. Bedeke & Wouter Vanhove & Muluken G. Wordofa & Kolandavel Natarajan & Patrick Damme, 2020. "Vulnerability to climate change among maize-dependent smallholders in three districts of Ethiopia," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 22(2), pages 693-718, February.
    9. Adugna Tafesse & Gazahgne Ayele & Mengistu Ketema & Endrias Geta, 2015. "Food Security and Adaptation Strategies to Climate Change in Eastern Ethiopia," Business, Management and Economics Research, Academic Research Publishing Group, vol. 1(3), pages 33-43, 07-2015.
    10. Amemiya, Takeshi, 1977. "The Maximum Likelihood and the Nonlinear Three-Stage Least Squares Estimator in the General Nonlinear Simultaneous Equation Model," Econometrica, Econometric Society, vol. 45(4), pages 955-968, May.
    11. Robin Leichenko & Julie A. Silva, 2014. "Climate change and poverty: vulnerability, impacts, and alleviation strategies," Wiley Interdisciplinary Reviews: Climate Change, John Wiley & Sons, vol. 5(4), pages 539-556, July.
    12. Jonathan Haughton & Shahidur R. Khandker, 2009. "Handbook on Poverty and Inequality," World Bank Publications - Books, The World Bank Group, number 11985.
    13. Kiumars Zarafshani & Lida Sharafi & Hossein Azadi & Steven Van Passel, 2016. "Vulnerability Assessment Models to Drought: Toward a Conceptual Framework," Sustainability, MDPI, vol. 8(6), pages 1-21, June.
    14. Yalew, Amsalu W. & Hirte, Georg & Lotze-Campen, Hermann & Tscharaktschiew, Stefan, 2017. "Economic effects of climate change in developing countries: Economy-wide and regional analysis for Ethiopia," CEPIE Working Papers 10/17, Technische Universität Dresden, Center of Public and International Economics (CEPIE).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Yongfeng Tan & Apurbo Sarkar & Airin Rahman & Lu Qian & Waqar Hussain Memon & Zharkyn Magzhan, 2021. "Does External Shock Influence Farmer’s Adoption of Modern Irrigation Technology?—A Case of Gansu Province, China," Land, MDPI, vol. 10(8), pages 1-16, August.
    2. Richard Kombat & Paolo Sarfatti & Oluwole Abiodun Fatunbi, 2021. "A Review of Climate-Smart Agriculture Technology Adoption by Farming Households in Sub-Saharan Africa," Sustainability, MDPI, vol. 13(21), pages 1-16, November.
    3. Yating Peng & Bo Liu & Mengliang Zhou, 2022. "Sustainable Livelihoods in Rural Areas under the Shock of Climate Change: Evidence from China Labor-Force Dynamic Survey," Sustainability, MDPI, vol. 14(12), pages 1-21, June.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Ranganathan, C. & Palanisami, K. & Kakumanu, K. & Baulraj, A., 2011. "Mainstreaming the Adaptations and Reducing the Vulnerability of the Poor due to Climate Change," ADBI Working Papers 333, Asian Development Bank Institute.
    2. Manjisha Sinha & R. Sendhil & B. S. Chandel & Ravinder Malhotra & Ajmer Singh & Sujeet Kumar Jha & Gopal Sankhala, 2022. "Are Multidimensional Poor more Vulnerable to Climate change? Evidence from Rural Bihar, India," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 162(1), pages 123-149, July.
    3. Kiumars Zarafshani & Lida Sharafi & Hossein Azadi & Steven Van Passel, 2016. "Vulnerability Assessment Models to Drought: Toward a Conceptual Framework," Sustainability, MDPI, vol. 8(6), pages 1-21, June.
    4. Ognjen Žurovec & Sabrija Čadro & Bishal Kumar Sitaula, 2017. "Quantitative Assessment of Vulnerability to Climate Change in Rural Municipalities of Bosnia and Herzegovina," Sustainability, MDPI, vol. 9(7), pages 1-18, July.
    5. Jones, Lindsey & d'Errico, Marco, 2019. "Whose resilience matters? Like-for-like comparison of objective and subjective evaluations of resilience," World Development, Elsevier, vol. 124(C), pages 1-1.
    6. Mook Bangalore & Andrew Smith & Ted Veldkamp, 2019. "Exposure to Floods, Climate Change, and Poverty in Vietnam," Economics of Disasters and Climate Change, Springer, vol. 3(1), pages 79-99, April.
    7. Delphine Boutin, 2014. "Climate vulnerability, communities' resilience and child labour," Revue d'économie politique, Dalloz, vol. 124(4), pages 625-638.
    8. H.M. Tuihedur Rahman & Gordon M. Hickey, 2020. "An Analytical Framework for Assessing Context-Specific Rural Livelihood Vulnerability," Sustainability, MDPI, vol. 12(14), pages 1-26, July.
    9. Barnett, Jon, 2001. "Adapting to Climate Change in Pacific Island Countries: The Problem of Uncertainty," World Development, Elsevier, vol. 29(6), pages 977-993, June.
    10. Jia Xu & Makoto Takahashi, 2021. "Progressing vulnerability of the immigrants in an urbanizing village in coastal China," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 23(5), pages 8012-8026, May.
    11. Chiarity Zetem Chiambah & Cordelia G. Kometa, 2022. "Rainfall Variability and Food Crop Vulnerability in Ndu Sub-Division, North West Region of Cameroon," Journal of Geography and Geology, Canadian Center of Science and Education, vol. 11(3), pages 1-39, September.
    12. Sanjit Maiti & Sujeet Jha & Sanchita Garai & Arindam Nag & R. Chakravarty & K. Kadian & B. Chandel & K. Datta & R. Upadhyay, 2015. "Assessment of social vulnerability to climate change in the eastern coast of India," Climatic Change, Springer, vol. 131(2), pages 287-306, July.
    13. Xiaorui Zhang & Zhenbo Wang & Jing Lin, 2015. "GIS Based Measurement and Regulatory Zoning of Urban Ecological Vulnerability," Sustainability, MDPI, vol. 7(8), pages 1-19, July.
    14. Shannon McNeeley, 2012. "Examining barriers and opportunities for sustainable adaptation to climate change in Interior Alaska," Climatic Change, Springer, vol. 111(3), pages 835-857, April.
    15. repec:unu:wpaper:wp2012-082 is not listed on IDEAS
    16. Ahmad Taki & Viet Ha Xuan Doan, 2022. "A New Framework for Sustainable Resilient Houses on the Coastal Areas of Khanh Hoa, Vietnam," Sustainability, MDPI, vol. 14(13), pages 1-31, June.
    17. Williamson, Tim & Hesseln, Hayley & Johnston, Mark, 2012. "Adaptive capacity deficits and adaptive capacity of economic systems in climate change vulnerability assessment," Forest Policy and Economics, Elsevier, vol. 15(C), pages 160-166.
    18. W.Neil Adger, 2001. "Scales of governance and environmental justice for adaptation and mitigation of climate change," Journal of International Development, John Wiley & Sons, Ltd., vol. 13(7), pages 921-931.
    19. Arouri, Mohamed & Nguyen, Cuong & Youssef, Adel Ben, 2015. "Natural Disasters, Household Welfare, and Resilience: Evidence from Rural Vietnam," World Development, Elsevier, vol. 70(C), pages 59-77.
    20. Hochachka, Gail, 2021. "Integrating the four faces of climate change adaptation: Towards transformative change in Guatemalan coffee communities," World Development, Elsevier, vol. 140(C).
    21. Clara Champalle & James D. Ford & Mya Sherman, 2015. "Prioritizing Climate Change Adaptations in Canadian Arctic Communities," Sustainability, MDPI, vol. 7(7), pages 1-25, July.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:13:y:2021:i:4:p:2162-:d:501028. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.