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A Validity Index for Clustering Evaluation by Grid Structures

Author

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  • Jiachen Wang

    (College of Mechanical and Electronic Engineering, Northwest A&F University, Yangling 712100, China)

  • Zuojing Zhang

    (College of Mechanical and Electronic Engineering, Northwest A&F University, Yangling 712100, China)

  • Shihong Yue

    (College of Mechanical and Electronic Engineering, Northwest A&F University, Yangling 712100, China)

Abstract

The evaluation of clustering results plays an important role in clustering analysis. Most existing indexes are designed for the evaluation of results from the most-used K-means clustering algorithm; it can identify only spherical clusters rather than arbitrary clusters. However, in recent decades, various algorithms have been proposed to cluster arbitrary clusters that are nonspherical, such as ones with arbitrary shapes, different sizes, distinct densities, and instances where there is overlap among clusters. To effectively solve these issues, in this paper, we propose a new validity index based on a grid-partitioning structure. First, all data points in a dataset are assigned to a group of partitioned grids. Then, each cluster is normalized towards a spherical shape, and the number of empty and intersecting grids in all clusters is computed. The two groups of grids serve as the background of each cluster. Finally, according to various clustering results, the optimal number of clusters is obtained when the number of total grids reaches its minimal value. Experiments are performed on real and synthetic datasets for any algorithms and datasets, revealing the generalization and effectiveness of the new index.

Suggested Citation

  • Jiachen Wang & Zuojing Zhang & Shihong Yue, 2025. "A Validity Index for Clustering Evaluation by Grid Structures," Mathematics, MDPI, vol. 13(6), pages 1-13, March.
  • Handle: RePEc:gam:jmathe:v:13:y:2025:i:6:p:1017-:d:1616905
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    References listed on IDEAS

    as
    1. Robert Tibshirani & Guenther Walther & Trevor Hastie, 2001. "Estimating the number of clusters in a data set via the gap statistic," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 63(2), pages 411-423.
    2. Preedasawakul, Onthada & Wiroonsri, Nathakhun, 2025. "A Bayesian cluster validity index," Computational Statistics & Data Analysis, Elsevier, vol. 202(C).
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