IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v17y2024i22p5582-d1516862.html
   My bibliography  Save this article

Adaptive Remaining Capacity Estimator of Lithium-Ion Battery Using Genetic Algorithm-Tuned Random Forest Regressor Under Dynamic Thermal and Operational Environments

Author

Listed:
  • Uzair Khan

    (Department of Electrical and Computer Engineering, Florida International University, Miami, FL 33174, USA)

  • Mohd Tariq

    (Department of Electrical and Computer Engineering, Florida International University, Miami, FL 33174, USA)

  • Arif I. Sarwat

    (Department of Electrical and Computer Engineering, Florida International University, Miami, FL 33174, USA)

Abstract

The increasing interests and recent advancements in artificial intelligence and machine learning have significantly accelerated the development of novel techniques for the state estimation of batteries in electrified vehicles’ battery management systems (BMSs). Determining the remaining capacity among the several BMS states is crucial for ensuring the safe and stable functioning of an electric vehicle. This paper proposes an adaptive estimator for the remaining capacity of lithium-ion batteries, leveraging a Genetic Algorithm (GA)-tuned random forest (RF) regressor. The estimator is designed to function effectively under varying thermal conditions. The optimization of critical parameters, namely, the number of estimators (n-estimators) and the minimum number of samples per leaf (min-samples-leaf), is a focal point of this study to enhance model accuracy and robustness. The model effectively captures the battery’s dynamic behavior and inherent non-linearity. The Mean Absolute Error (MAE) and Root Mean Square Error (RMSE) achieved during testing demonstrate promising accuracy and superior prediction. The results demonstrated significant improvements in state of charge (SOC) estimation accuracy. The proposed GA-optimized RF model achieved an MAE of 0.0026 at 25 °C and 0.0102 at −20 °C, showing a 41.37% to 50% reduction in the MAE compared to traditional random forest models without GA optimization. The RMSE was also reduced by 18.57% to 31.01% across the tested temperature range. These improvements highlight the model’s ability to accurately estimate the SOC in varying thermal conditions.

Suggested Citation

  • Uzair Khan & Mohd Tariq & Arif I. Sarwat, 2024. "Adaptive Remaining Capacity Estimator of Lithium-Ion Battery Using Genetic Algorithm-Tuned Random Forest Regressor Under Dynamic Thermal and Operational Environments," Energies, MDPI, vol. 17(22), pages 1-18, November.
  • Handle: RePEc:gam:jeners:v:17:y:2024:i:22:p:5582-:d:1516862
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/17/22/5582/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/17/22/5582/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Alexandre Beaudet & François Larouche & Kamyab Amouzegar & Patrick Bouchard & Karim Zaghib, 2020. "Key Challenges and Opportunities for Recycling Electric Vehicle Battery Materials," Sustainability, MDPI, vol. 12(14), pages 1-12, July.
    2. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).
    3. Ren, Xiaoqing & Liu, Shulin & Yu, Xiaodong & Dong, Xia, 2021. "A method for state-of-charge estimation of lithium-ion batteries based on PSO-LSTM," Energy, Elsevier, vol. 234(C).
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    2. Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
    3. Li, Yichao & Ma, Chen & Liu, Kailong & Chang, Long & Zhang, Chenghui & Duan, Bin, 2024. "A novel joint estimation for core temperature and state of charge of lithium-ion battery based on classification approach and convolutional neural network," Energy, Elsevier, vol. 308(C).
    4. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    5. Wu, Jiang & Lei, Dong & Liu, Zelong & Zhang, Yan, 2024. "A fusion algorithm of multidimensional element space mapping architecture for SOC estimation of lithium-ion batteries under dynamic operating conditions," Energy, Elsevier, vol. 311(C).
    6. Chai, Xuqing & Li, Shihao & Liang, Fengwei, 2024. "A novel battery SOC estimation method based on random search optimized LSTM neural network," Energy, Elsevier, vol. 306(C).
    7. Zhou, Yifei & Wang, Shunli & Feng, Renjun & Xie, Yanxin & Fernandez, Carlos, 2024. "Multi-temperature capable enhanced bidirectional long short term memory-multilayer perceptron hybrid model for lithium-ion battery SOC estimation," Energy, Elsevier, vol. 312(C).
    8. Yang, Kuo & Tang, Yugui & Zhang, Shujing & Zhang, Zhen, 2022. "A deep learning approach to state of charge estimation of lithium-ion batteries based on dual-stage attention mechanism," Energy, Elsevier, vol. 244(PB).
    9. Tang, Aihua & Huang, Yukun & Liu, Shangmei & Yu, Quanqing & Shen, Weixiang & Xiong, Rui, 2023. "A novel lithium-ion battery state of charge estimation method based on the fusion of neural network and equivalent circuit models," Applied Energy, Elsevier, vol. 348(C).
    10. Zhang, Meng & Kang, Guoqing & Wu, Lifeng & Guan, Yong, 2022. "A method for capacity prediction of lithium-ion batteries under small sample conditions," Energy, Elsevier, vol. 238(PC).
    11. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Li, Huan & Xu, Wenhua & Fernandez, Carlos, 2022. "An optimized relevant long short-term memory-squared gain extended Kalman filter for the state of charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 260(C).
    12. Liu, Mengmeng & Xu, Jun & Jiang, Yihui & Mei, Xuesong, 2023. "Multi-dimensional features based data-driven state of charge estimation method for LiFePO4 batteries," Energy, Elsevier, vol. 274(C).
    13. Jichao Hong & Fengwei Liang & Xun Gong & Xiaoming Xu & Quanqing Yu, 2022. "Accurate State of Charge Estimation for Real-World Battery Systems Using a Novel Grid Search and Cross Validated Optimised LSTM Neural Network," Energies, MDPI, vol. 15(24), pages 1-14, December.
    14. Zhang, Qiang & Wan, Guangwei & Li, Chaoran & Li, Jianke & Liu, Xiaori & Li, Menghan, 2024. "State of charge estimation for Li-ion battery during dynamic driving process based on dual-channel deep learning methods and conditional judgement," Energy, Elsevier, vol. 294(C).
    15. Siyi Tao & Bo Jiang & Xuezhe Wei & Haifeng Dai, 2023. "A Systematic and Comparative Study of Distinct Recurrent Neural Networks for Lithium-Ion Battery State-of-Charge Estimation in Electric Vehicles," Energies, MDPI, vol. 16(4), pages 1-17, February.
    16. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    17. Oyewole, Isaiah & Chehade, Abdallah & Kim, Youngki, 2022. "A controllable deep transfer learning network with multiple domain adaptation for battery state-of-charge estimation," Applied Energy, Elsevier, vol. 312(C).
    18. Zafar, Muhammad Hamza & Khan, Noman Mujeeb & Houran, Mohamad Abou & Mansoor, Majad & Akhtar, Naureen & Sanfilippo, Filippo, 2024. "A novel hybrid deep learning model for accurate state of charge estimation of Li-Ion batteries for electric vehicles under high and low temperature," Energy, Elsevier, vol. 292(C).
    19. Wei, Jingwen & Chen, Chunlin, 2021. "A multi-timescale framework for state monitoring and lifetime prognosis of lithium-ion batteries," Energy, Elsevier, vol. 229(C).
    20. Anni Orola & Anna Härri & Jarkko Levänen & Ville Uusitalo & Stig Irving Olsen, 2022. "Assessing WELBY Social Life Cycle Assessment Approach through Cobalt Mining Case Study," Sustainability, MDPI, vol. 14(18), pages 1-26, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:17:y:2024:i:22:p:5582-:d:1516862. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.