IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v14y2021i15p4506-d601644.html
   My bibliography  Save this article

Lithium Battery SOH Monitoring and an SOC Estimation Algorithm Based on the SOH Result

Author

Listed:
  • Jong-Hyun Lee

    (School of Electronic and Electrical Engineering, Kyungpook National University, Daegu 41566, Korea)

  • In-Soo Lee

    (School of Electronic and Electrical Engineering, Kyungpook National University, Daegu 41566, Korea)

Abstract

Lithium batteries are the most common energy storage devices in items such as electric vehicles, portable devices, and energy storage systems. However, if lithium batteries are not continuously monitored, their performance could degrade, their lifetime become shortened, or severe damage or explosion could be induced. To prevent such accidents, we propose a lithium battery state of health monitoring method and state of charge estimation algorithm based on the state of health results. The proposed method uses four neural network models. A neural network model was used for the state of health diagnosis using a multilayer neural network model. The other three neural network models were configured as neural network model banks, and the state of charge was estimated using a multilayer neural network or long short-term memory. The three neural network model banks were defined as normal, caution, and fault neural network models. Experimental results showed that the proposed method using the long short-term memory model based on the state of health diagnosis results outperformed the counterpart methods.

Suggested Citation

  • Jong-Hyun Lee & In-Soo Lee, 2021. "Lithium Battery SOH Monitoring and an SOC Estimation Algorithm Based on the SOH Result," Energies, MDPI, vol. 14(15), pages 1-16, July.
  • Handle: RePEc:gam:jeners:v:14:y:2021:i:15:p:4506-:d:601644
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/14/15/4506/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/14/15/4506/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Dian Wang & Yun Bao & Jianjun Shi, 2017. "Online Lithium-Ion Battery Internal Resistance Measurement Application in State-of-Charge Estimation Using the Extended Kalman Filter," Energies, MDPI, vol. 10(9), pages 1-11, August.
    2. Ma’d El-Dalahmeh & Maher Al-Greer & Mo’ath El-Dalahmeh & Michael Short, 2020. "Time-Frequency Image Analysis and Transfer Learning for Capacity Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 13(20), pages 1-19, October.
    3. Chang, Zihan & Zhang, Yang & Chen, Wenbo, 2019. "Electricity price prediction based on hybrid model of adam optimized LSTM neural network and wavelet transform," Energy, Elsevier, vol. 187(C).
    4. Chuanxue Song & Yulong Shao & Shixin Song & Silun Peng & Fang Zhou & Cheng Chang & Da Wang, 2017. "Insulation Resistance Monitoring Algorithm for Battery Pack in Electric Vehicle Based on Extended Kalman Filtering," Energies, MDPI, vol. 10(5), pages 1-13, May.
    5. Zuchang Gao & Cheng Siong Chin & Joel Hay King Chiew & Junbo Jia & Caizhi Zhang, 2017. "Design and Implementation of a Smart Lithium-Ion Battery System with Real-Time Fault Diagnosis Capability for Electric Vehicles," Energies, MDPI, vol. 10(10), pages 1-15, September.
    6. Peter M. Attia & Aditya Grover & Norman Jin & Kristen A. Severson & Todor M. Markov & Yang-Hung Liao & Michael H. Chen & Bryan Cheong & Nicholas Perkins & Zi Yang & Patrick K. Herring & Muratahan Ayko, 2020. "Closed-loop optimization of fast-charging protocols for batteries with machine learning," Nature, Nature, vol. 578(7795), pages 397-402, February.
    7. Lin, Cheng & Mu, Hao & Xiong, Rui & Shen, Weixiang, 2016. "A novel multi-model probability battery state of charge estimation approach for electric vehicles using H-infinity algorithm," Applied Energy, Elsevier, vol. 166(C), pages 76-83.
    8. Hongwen He & Rui Xiong & Jinxin Fan, 2011. "Evaluation of Lithium-Ion Battery Equivalent Circuit Models for State of Charge Estimation by an Experimental Approach," Energies, MDPI, vol. 4(4), pages 1-17, March.
    9. Zhao, Yang & Liu, Peng & Wang, Zhenpo & Zhang, Lei & Hong, Jichao, 2017. "Fault and defect diagnosis of battery for electric vehicles based on big data analysis methods," Applied Energy, Elsevier, vol. 207(C), pages 354-362.
    10. Sun, Fengchun & Hu, Xiaosong & Zou, Yuan & Li, Siguang, 2011. "Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles," Energy, Elsevier, vol. 36(5), pages 3531-3540.
    11. Alejandro Gismero & Erik Schaltz & Daniel-Ioan Stroe, 2020. "Recursive State of Charge and State of Health Estimation Method for Lithium-Ion Batteries Based on Coulomb Counting and Open Circuit Voltage," Energies, MDPI, vol. 13(7), pages 1-11, April.
    12. Wu, Ji & Zhang, Chenbin & Chen, Zonghai, 2016. "An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks," Applied Energy, Elsevier, vol. 173(C), pages 134-140.
    13. Chen, Zeyu & Xiong, Rui & Tian, Jinpeng & Shang, Xiong & Lu, Jiahuan, 2016. "Model-based fault diagnosis approach on external short circuit of lithium-ion battery used in electric vehicles," Applied Energy, Elsevier, vol. 184(C), pages 365-374.
    14. Ng, Kong Soon & Moo, Chin-Sien & Chen, Yi-Ping & Hsieh, Yao-Ching, 2009. "Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries," Applied Energy, Elsevier, vol. 86(9), pages 1506-1511, September.
    15. Truchot, Cyril & Dubarry, Matthieu & Liaw, Bor Yann, 2014. "State-of-charge estimation and uncertainty for lithium-ion battery strings," Applied Energy, Elsevier, vol. 119(C), pages 218-227.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Pablo Carrasco Ortega & Pablo Durán Gómez & Julio César Mérida Sánchez & Fernando Echevarría Camarero & Ángel Á. Pardiñas, 2023. "Battery Energy Storage Systems for the New Electricity Market Landscape: Modeling, State Diagnostics, Management, and Viability—A Review," Energies, MDPI, vol. 16(17), pages 1-51, August.
    2. Pranav Nair & Vinay Vakharia & Himanshu Borade & Milind Shah & Vishal Wankhede, 2023. "Predicting Li-Ion Battery Remaining Useful Life: An XDFM-Driven Approach with Explainable AI," Energies, MDPI, vol. 16(15), pages 1-19, July.
    3. Taysa Millena Banik Marques & João Lucas Ferreira dos Santos & Diego Solak Castanho & Mariane Bigarelli Ferreira & Sergio L. Stevan & Carlos Henrique Illa Font & Thiago Antonini Alves & Cassiano Moro , 2023. "An Overview of Methods and Technologies for Estimating Battery State of Charge in Electric Vehicles," Energies, MDPI, vol. 16(13), pages 1-18, June.
    4. Xu, Huanwei & Wu, Lingfeng & Xiong, Shizhe & Li, Wei & Garg, Akhil & Gao, Liang, 2023. "An improved CNN-LSTM model-based state-of-health estimation approach for lithium-ion batteries," Energy, Elsevier, vol. 276(C).
    5. Sebastian Pohlmann & Ali Mashayekh & Manuel Kuder & Antje Neve & Thomas Weyh, 2023. "Data Augmentation and Feature Selection for the Prediction of the State of Charge of Lithium-Ion Batteries Using Artificial Neural Networks," Energies, MDPI, vol. 16(18), pages 1-14, September.
    6. Donghun Wang & Jihwan Hwang & Jonghyun Lee & Minchan Kim & Insoo Lee, 2023. "Temperature-Based State-of-Charge Estimation Using Neural Networks, Gradient Boosting Machine and a Jetson Nano Device for Batteries," Energies, MDPI, vol. 16(6), pages 1-17, March.
    7. Jikai Bi & Jae-Cheon Lee & Hao Liu, 2022. "Performance Comparison of Long Short-Term Memory and a Temporal Convolutional Network for State of Health Estimation of a Lithium-Ion Battery using Its Charging Characteristics," Energies, MDPI, vol. 15(7), pages 1-24, March.
    8. Mei Zhang & Wanli Chen & Jun Yin & Tao Feng, 2022. "Lithium Battery Health Factor Extraction Based on Improved Douglas–Peucker Algorithm and SOH Prediction Based on XGboost," Energies, MDPI, vol. 15(16), pages 1-18, August.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Bizhong Xia & Zizhou Lao & Ruifeng Zhang & Yong Tian & Guanghao Chen & Zhen Sun & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang & Huawen Wang, 2017. "Online Parameter Identification and State of Charge Estimation of Lithium-Ion Batteries Based on Forgetting Factor Recursive Least Squares and Nonlinear Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-23, December.
    2. Wang, Yujie & Chen, Zonghai & Zhang, Chenbin, 2017. "On-line remaining energy prediction: A case study in embedded battery management system," Applied Energy, Elsevier, vol. 194(C), pages 688-695.
    3. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    4. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    5. Zhao, Xiaowei & Cai, Yishan & Yang, Lin & Deng, Zhongwei & Qiang, Jiaxi, 2017. "State of charge estimation based on a new dual-polarization-resistance model for electric vehicles," Energy, Elsevier, vol. 135(C), pages 40-52.
    6. Xiong, Rui & Sun, Wanzhou & Yu, Quanqing & Sun, Fengchun, 2020. "Research progress, challenges and prospects of fault diagnosis on battery system of electric vehicles," Applied Energy, Elsevier, vol. 279(C).
    7. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    8. Lin, Chun-Pang & Cabrera, Javier & Yang, Fangfang & Ling, Man-Ho & Tsui, Kwok-Leung & Bae, Suk-Joo, 2020. "Battery state of health modeling and remaining useful life prediction through time series model," Applied Energy, Elsevier, vol. 275(C).
    9. Semeraro, Concetta & Caggiano, Mariateresa & Olabi, Abdul-Ghani & Dassisti, Michele, 2022. "Battery monitoring and prognostics optimization techniques: Challenges and opportunities," Energy, Elsevier, vol. 255(C).
    10. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    11. Bachir Zine & Haithem Bia & Amel Benmouna & Mohamed Becherif & Mehroze Iqbal, 2022. "Experimentally Validated Coulomb Counting Method for Battery State-of-Charge Estimation under Variable Current Profiles," Energies, MDPI, vol. 15(21), pages 1-15, November.
    12. Guoqing Jin & Lan Li & Yidan Xu & Minghui Hu & Chunyun Fu & Datong Qin, 2020. "Comparison of SOC Estimation between the Integer-Order Model and Fractional-Order Model Under Different Operating Conditions," Energies, MDPI, vol. 13(7), pages 1-17, April.
    13. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    14. Ozkurt, Celil & Camci, Fatih & Atamuradov, Vepa & Odorry, Christopher, 2016. "Integration of sampling based battery state of health estimation method in electric vehicles," Applied Energy, Elsevier, vol. 175(C), pages 356-367.
    15. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    16. Yu, Quanqing & Dai, Lei & Xiong, Rui & Chen, Zeyu & Zhang, Xin & Shen, Weixiang, 2022. "Current sensor fault diagnosis method based on an improved equivalent circuit battery model," Applied Energy, Elsevier, vol. 310(C).
    17. Guo, Feng & Hu, Guangdi & Xiang, Shun & Zhou, Pengkai & Hong, Ru & Xiong, Neng, 2019. "A multi-scale parameter adaptive method for state of charge and parameter estimation of lithium-ion batteries using dual Kalman filters," Energy, Elsevier, vol. 178(C), pages 79-88.
    18. Yong Tian & Bizhong Xia & Mingwang Wang & Wei Sun & Zhihui Xu, 2014. "Comparison Study on Two Model-Based Adaptive Algorithms for SOC Estimation of Lithium-Ion Batteries in Electric Vehicles," Energies, MDPI, vol. 7(12), pages 1-19, December.
    19. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Deyu Cui & Zizhou Lao & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2017. "A Comparative Study of Three Improved Algorithms Based on Particle Filter Algorithms in SOC Estimation of Lithium Ion Batteries," Energies, MDPI, vol. 10(8), pages 1-14, August.
    20. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Luo, Guangzhao & Sui, Xin & Teodorescu, Remus, 2019. "Lithium-ion battery state-of-health estimation in electric vehicle using optimized partial charging voltage profiles," Energy, Elsevier, vol. 185(C), pages 1054-1062.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:14:y:2021:i:15:p:4506-:d:601644. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.