IDEAS home Printed from https://ideas.repec.org/a/eee/wdevel/v148y2021ics0305750x21002801.html
   My bibliography  Save this article

Interplay of governance elements and their effects on deforestation in tropical landscapes: Quantitative insights from Ecuador

Author

Listed:
  • Fischer, Richard
  • Tamayo Cordero, Fabian
  • Ojeda Luna, Tatiana
  • Ferrer Velasco, Rubén
  • DeDecker, Maria
  • Torres, Bolier
  • Giessen, Lukas
  • Günter, Sven

Abstract

After state-centered and market-centered approaches have driven international development cooperation activities in previous decades, improved governance has now come into the focus as a means to help reversing global trends of tropical deforestation. Yet, “good governance” remains a normative, broad and often underspecified concept consisting of a wide range of elements and implicit value judgements. Specific knowledge is missing on the relative importance of single elements, on their interdependencies and their specific effects. Following an analytical approach, we aimed to investigate if single governance elements affect each other and whether they relate to decreasing deforestation. We conducted a quantitative field study in twelve selected landscapes across 160,000 ha of tropical lowland forest in Ecuador. We mapped governance arrangements and land use in participatory exercises. The performance of single governance elements including tenure, forest management practices, law enforcement, institutions, and participation was quantified based on the governance assessment framework of the World Resource Institute. We assessed context information and used satellite based deforestation data. Principal component analysis showed that all governance elements loaded positively on the first axis. This shows that specific governance elements acted conjointly. They are in general not antagonistic, but interact positively and might reinforce each other. Policy and development work may therefore focus on a smaller number of well-selected governance elements. High performance of specific governance elements, in particular tenure and participation was linked to reduced deforestation. This supports the notion of a number of governance elements as being indeed “good” for low deforestation. This functional understanding draws a more differentiated picture for single governance elements and supports outcome oriented decisions instead of value-oriented principles that underlie “good governance”. Direct deforestation drivers such as agriculture and infrastructure explained larger shares of deforestation as compared to governance. A number of conclusions and recommendations for the specific governance situation in tropical lowland forests of Ecuador are given.

Suggested Citation

  • Fischer, Richard & Tamayo Cordero, Fabian & Ojeda Luna, Tatiana & Ferrer Velasco, Rubén & DeDecker, Maria & Torres, Bolier & Giessen, Lukas & Günter, Sven, 2021. "Interplay of governance elements and their effects on deforestation in tropical landscapes: Quantitative insights from Ecuador," World Development, Elsevier, vol. 148(C).
  • Handle: RePEc:eee:wdevel:v:148:y:2021:i:c:s0305750x21002801
    DOI: 10.1016/j.worlddev.2021.105665
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0305750X21002801
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.worlddev.2021.105665?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Arts, Bas, 2012. "Forests policy analysis and theory use: Overview and trends," Forest Policy and Economics, Elsevier, vol. 16(C), pages 7-13.
    2. North,Douglass C., 1991. "Institutions, Institutional Change and Economic Performance," Cambridge Books, Cambridge University Press, number 9780521394161.
    3. Douglass C. North, 1991. "Institutions," Journal of Economic Perspectives, American Economic Association, vol. 5(1), pages 97-112, Winter.
    4. Rubén Ferrer Velasco & Margret Köthke & Melvin Lippe & Sven Günter, 2020. "Scale and context dependency of deforestation drivers: Insights from spatial econometrics in the tropics," PLOS ONE, Public Library of Science, vol. 15(1), pages 1-32, January.
    5. Stickler, M. Mercedes & Huntington, Heather & Haflett, Aleta & Petrova, Silvia & Bouvier, Ioana, 2017. "Does de facto forest tenure affect forest condition? Community perceptions from Zambia," Forest Policy and Economics, Elsevier, vol. 85(P1), pages 32-45.
    6. Mohebalian, Phillip M. & Aguilar, Francisco X., 2018. "Beneath the Canopy: Tropical Forests Enrolled in Conservation Payments Reveal Evidence of Less Degradation," Ecological Economics, Elsevier, vol. 143(C), pages 64-73.
    7. Secco, Laura & Pettenella, Davide & Gatto, Paola, 2011. "Forestry governance and collective learning process in Italy: Likelihood or utopia?," Forest Policy and Economics, Elsevier, vol. 13(2), pages 104-112.
    8. Rosa da Conceição, Hugo & Börner, Jan & Wunder, Sven, 2015. "Why were upscaled incentive programs for forest conservation adopted? Comparing policy choices in Brazil, Ecuador, and Peru," Ecosystem Services, Elsevier, vol. 16(C), pages 243-252.
    9. Holland, Margaret B. & de Koning, Free & Morales, Manuel & Naughton-Treves, Lisa & Robinson, Brian E. & Suárez, Luis, 2014. "Complex Tenure and Deforestation: Implications for Conservation Incentives in the Ecuadorian Amazon," World Development, Elsevier, vol. 55(C), pages 21-36.
    10. Kaisa Korhonen-Kurki & Jenniver Sehring & Maria Brockhaus & Monica Di Gregorio, 2014. "Enabling factors for establishing REDD+ in a context of weak governance," Climate Policy, Taylor & Francis Journals, vol. 14(2), pages 167-186, March.
    11. Schweizer, Daniella, 2017. "Stakeholder perceptions on governance for the protection and increase of forest cover in the Panama Canal Watershed," World Development Perspectives, Elsevier, vol. 6(C), pages 11-13.
    12. Barbier, Edward B. & Tesfaw, Anteneh, 2015. "Explaining forest transitions: The role of governance," Ecological Economics, Elsevier, vol. 119(C), pages 252-261.
    13. Arts, Bas & Behagel, Jelle & Turnhout, Esther & de Koning, Jessica & van Bommel, Séverine, 2014. "A practice based approach to forest governance," Forest Policy and Economics, Elsevier, vol. 49(C), pages 4-11.
    14. Secco, Laura & Da Re, Riccardo & Pettenella, Davide Matteo & Gatto, Paola, 2014. "Why and how to measure forest governance at local level: A set of indicators," Forest Policy and Economics, Elsevier, vol. 49(C), pages 57-71.
    15. Loaiza, T. & Borja, M.O. & Nehren, U. & Gerold, G., 2017. "Analysis of land management and legal arrangements in the Ecuadorian Northeastern Amazon as preconditions for REDD+ implementation," Forest Policy and Economics, Elsevier, vol. 83(C), pages 19-28.
    16. Gustafsson, Maria-Therese & Scurrah, Martin, 2019. "Strengthening subnational institutions for sustainable development in resource-rich states: Decentralized land-use planning in Peru," World Development, Elsevier, vol. 119(C), pages 133-144.
    17. Schusser, Carsten & Krott, Max & Yufanyi Movuh, Mbolo C. & Logmani, Jacqueline & Devkota, Rosan R. & Maryudi, Ahamad & Salla, Manjola & Bach, Ngo Duy, 2015. "Powerful stakeholders as drivers of community forestry — Results of an international study," Forest Policy and Economics, Elsevier, vol. 58(C), pages 92-101.
    18. Singer, Benjamin & Giessen, Lukas, 2017. "Towards a donut regime? Domestic actors, climatization, and the hollowing-out of the international forests regime in the Anthropocene," Forest Policy and Economics, Elsevier, vol. 79(C), pages 69-79.
    19. Nansikombi, Hellen & Fischer, Richard & Kabwe, Gillian & Günter, Sven, 2020. "Exploring patterns of forest governance quality: Insights from forest frontier communities in Zambia’s Miombo ecoregion," Land Use Policy, Elsevier, vol. 99(C).
    20. Bhattarai, Madhusudan & Hammig, Michael, 2004. "Governance, economic policy, and the environmental Kuznets curve for natural tropical forests," Environment and Development Economics, Cambridge University Press, vol. 9(3), pages 367-382, July.
    21. Subhan Mollick, Abdus & Khalilur Rahman, Md. & Nabiul Islam Khan, Md. & Nazmus Sadath, Md., 2018. "Evaluation of good governance in a participatory forestry program: A case study in Madhupur Sal forests of Bangladesh," Forest Policy and Economics, Elsevier, vol. 95(C), pages 123-137.
    22. Jonah Busch & Kalifi Ferretti-Gallon, 2017. "What Drives Deforestation and What Stops It? A Meta-Analysis," Review of Environmental Economics and Policy, Association of Environmental and Resource Economists, vol. 11(1), pages 3-23.
    23. Gupta, Divya & Koontz, Tomas M., 2019. "Working together? Synergies in government and NGO roles for community forestry in the Indian Himalayas," World Development, Elsevier, vol. 114(C), pages 326-340.
    24. Pablo Cuenca & Juan Robalino & Rodrigo Arriagada & Cristian Echeverría, 2018. "Are government incentives effective for avoided deforestation in the tropical Andean forest?," PLOS ONE, Public Library of Science, vol. 13(9), pages 1-14, September.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Aurelio Garc?a-Garc?a, 2022. "The limits to growth of buen vivir socialism: Ecuador?s alternative development model from 2007 to 2017," HISTORY OF ECONOMIC THOUGHT AND POLICY, FrancoAngeli Editore, vol. 11(1), pages 25-59.
    2. Galarza, Francisco & Kámiche Zegarra, Joanna & Gómez de Zea, Rosario, 2023. "Roads and deforestation: do local institutions matter?," Working Papers 23-03, Centro de Investigación, Universidad del Pacífico.
    3. Fischer, Richard & Lippe, Melvin & Dolom, Priscilla & Kalaba, Felix Kanungwe & Tamayo, Fabian & Torres, Bolier, 2023. "Effectiveness of policy instrument mixes for forest conservation in the tropics – Stakeholder perceptions from Ecuador, the Philippines and Zambia," Land Use Policy, Elsevier, vol. 127(C).
    4. Oberlack, Christoph & Blare, Trent & Zambrino, Luca & Bruelisauer, Samuel & Solar, Jimena & Villar, Gesabel & Thomas, Evert & Ramírez, Marleni, 2023. "With and beyond sustainability certification: Exploring inclusive business and solidarity economy strategies in Peru and Switzerland," World Development, Elsevier, vol. 165(C).
    5. Sarker, Pradip Kumar & Fischer, Richard & Tamayo, Fabian & Navarrete, Bolier Torres & Günter, Sven, 2022. "Analyzing forest policy mixes based on the coherence of policies and the consistency of legislative policy instruments: A case study from Ecuador," Forest Policy and Economics, Elsevier, vol. 144(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Nansikombi, Hellen & Fischer, Richard & Ferrer Velasco, Rubén & Lippe, Melvin & Kalaba, Felix Kanungwe & Kabwe, Gillian & Günter, Sven, 2020. "Can de facto governance influence deforestation drivers in the Zambian Miombo?," Forest Policy and Economics, Elsevier, vol. 120(C).
    2. Sarker, Pradip Kumar & Fischer, Richard & Tamayo, Fabian & Navarrete, Bolier Torres & Günter, Sven, 2022. "Analyzing forest policy mixes based on the coherence of policies and the consistency of legislative policy instruments: A case study from Ecuador," Forest Policy and Economics, Elsevier, vol. 144(C).
    3. Arts, Bas & Behagel, Jelle & Turnhout, Esther & de Koning, Jessica & van Bommel, Séverine, 2014. "A practice based approach to forest governance," Forest Policy and Economics, Elsevier, vol. 49(C), pages 4-11.
    4. Fischer, Richard & Lippe, Melvin & Dolom, Priscilla & Kalaba, Felix Kanungwe & Tamayo, Fabian & Torres, Bolier, 2023. "Effectiveness of policy instrument mixes for forest conservation in the tropics – Stakeholder perceptions from Ecuador, the Philippines and Zambia," Land Use Policy, Elsevier, vol. 127(C).
    5. Nansikombi, Hellen & Fischer, Richard & Kabwe, Gillian & Günter, Sven, 2020. "Exploring patterns of forest governance quality: Insights from forest frontier communities in Zambia’s Miombo ecoregion," Land Use Policy, Elsevier, vol. 99(C).
    6. Swinnen, Johan F. M. & Banerjee, Anurag N. & Gorter, Harry de, 2001. "Economic development, institutional change, and the political economy of agricultural protection: An econometric study of Belgium since the 19th century," Agricultural Economics, Blackwell, vol. 26(1), pages 25-43, October.
    7. Rout, S., 2008. "Institutional and policy reforms in water sector in India: review of issues, concepts and trends," Conference Papers h042926, International Water Management Institute.
    8. Kourula, Arno, 2010. "Corporate engagement with non-governmental organizations in different institutional contexts--A case study of a forest products company," Journal of World Business, Elsevier, vol. 45(4), pages 395-404, October.
    9. Utku Utkulu & Durmus Özdemir, 2005. "Does Trade Liberalization Cause a Long Run Economic Growth in Turkey," Economic Change and Restructuring, Springer, vol. 37(3), pages 245-266, September.
    10. Pouria Ataei & Hassan Sadighi & Mohammad Chizari & Enayat Abbasi, 2020. "In-depth content analysis of conservation agriculture training programs in Iran based on sustainability dimensions," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 22(8), pages 7215-7237, December.
    11. Yuko Aoyama, 2003. "Sociospatial Dimensions of Technology Adoption: Recent M-Commerce and E-Commerce Developments," Environment and Planning A, , vol. 35(7), pages 1201-1221, July.
    12. Brodrechtova, Yvonne, 2008. "Determinants of export marketing strategies of forest products companies in the context of transition -- The case of Slovakia," Forest Policy and Economics, Elsevier, vol. 10(7-8), pages 450-459, October.
    13. Christian Barrère, 2007. "Towards an Economic and Substantivist Theory of Heritage [Vers une théorie économique substantiviste du patrimoine]," Post-Print hal-02615269, HAL.
    14. Andriesse, E., 2006. "Regional varieties of capitalism': inter-firm relations and access to finance in Satun (Thailand) and Perlis (Malaysia)," ISS Working Papers - General Series 19192, International Institute of Social Studies of Erasmus University Rotterdam (ISS), The Hague.
    15. Valérie Revest & Christophe Le Guehennec, 2007. "Capital risque, intervention publique et marché : le cas des biotechnologies françaises," Working Papers halshs-00200839, HAL.
    16. Sethi, Deepak & Guisinger, Stephen & Ford, David L. & Phelan, Steven E., 2002. "Seeking greener pastures: a theoretical and empirical investigation into the changing trend of foreign direct investment flows in response to institutional and strategic factors," International Business Review, Elsevier, vol. 11(6), pages 685-705, December.
    17. Troxler, David & Zabel, Astrid & Grêt-Regamey, Adrienne, 2023. "Identifying drivers of forest clearances in Switzerland," Forest Policy and Economics, Elsevier, vol. 150(C).
    18. Bank for International Settlements, 2019. "Establishing viable capital markets," CGFS Papers, Bank for International Settlements, number 62, december.
    19. Pitelis, Christos & Kelmendi, Pellumb, 2009. "The political economy of European anti-trust and industrial policy," MPRA Paper 23941, University Library of Munich, Germany.
    20. Subrata K. Mitra, 2016. "Encapsulation without Integration? Electoral Democracy and the Ambivalent Moderation of Hindu Nationalism in India," Studies in Indian Politics, , vol. 4(1), pages 90-101, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:wdevel:v:148:y:2021:i:c:s0305750x21002801. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/worlddev .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.