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A novel sample selection approach based universal unsupervised domain adaptation for fault diagnosis of rotating machinery

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  • Lu, Biliang
  • Zhang, Yingjie
  • Liu, Zhaohua
  • Wei, Hualiang
  • Sun, Qingshuai

Abstract

Transfer learning-based fault diagnosis methods, especially unsupervised domain adaptation (UDA), have demonstrated significant potential in addressing insufficiently labeled signal problems. However, the assumption that the label spaces of two domains are identical may only be valid in some real-world scenarios. A priori information about the target domain's failure modes is usually unavailable in natural industries, limiting UDA's applicability. In this paper, a more common UDA scenario, called universal UDA (UUDA), is designed to handle domain and label space shift issues better, where no explicit assumption is made on the target label set. Furthermore, we propose a novel sample selection method to address the UUDA problem. Firstly, the outlier threshold learning aims to minimize the distance between known classes in the source domain while preserving the discrepancy between known and outlier classes. Subsequently, the domain-invariant sampler performs domain-invariant feature sampling while accommodating label space shifts. Lastly, an adversarial classifier training method is incorporated to enhance transferability by recognizing label space variability across domains. Extensive experiments have demonstrated exceptional performance in addressing domain and label space inconsistencies.

Suggested Citation

  • Lu, Biliang & Zhang, Yingjie & Liu, Zhaohua & Wei, Hualiang & Sun, Qingshuai, 2023. "A novel sample selection approach based universal unsupervised domain adaptation for fault diagnosis of rotating machinery," Reliability Engineering and System Safety, Elsevier, vol. 240(C).
  • Handle: RePEc:eee:reensy:v:240:y:2023:i:c:s095183202300532x
    DOI: 10.1016/j.ress.2023.109618
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    References listed on IDEAS

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    1. Shi, Yaowei & Deng, Aidong & Deng, Minqiang & Xu, Meng & Liu, Yang & Ding, Xue & Li, Jing, 2022. "Transferable adaptive channel attention module for unsupervised cross-domain fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    2. Zhao, Chao & Shen, Weiming, 2022. "Dual adversarial network for cross-domain open set fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 221(C).
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    Citations

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    Cited by:

    1. Huang, Kai & Ren, Zhijun & Zhu, Linbo & Lin, Tantao & Zhu, Yongsheng & Zeng, Li & Wan, Jin, 2025. "A three-stage bearing transfer fault diagnosis method for large domain shift scenarios," Reliability Engineering and System Safety, Elsevier, vol. 254(PB).
    2. Yu, Aobo & Cai, Bolin & Wu, Qiujie & García, Miguel Martínez & Li, Jing & Chen, Xiangcheng, 2024. "Source-free domain adaptation method for fault diagnosis of rotation machinery under partial information," Reliability Engineering and System Safety, Elsevier, vol. 248(C).
    3. Lin, Yanzhuo & Wang, Yu & Zhang, Mingquan & Zhao, Ming, 2025. "A robust source-free unsupervised domain adaptation method based on uncertainty measure and adaptive calibration for rotating machinery fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 253(C).
    4. Miao, Mengqi & Wang, Yun & Yu, Jianbo, 2024. "Temporal self-supervised domain adaptation network for machinery fault diagnosis under multiple non-ideal conditions," Reliability Engineering and System Safety, Elsevier, vol. 251(C).
    5. Su, Zhiheng & Lian, Penglong & Shang, Penghui & Zhang, Jiyang & Xu, Hongbing & Zou, Jianxiao & Fan, Shicai, 2024. "Semi-supervised source-free domain adaptation method via diffusive label propagation for rotating machinery fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 252(C).
    6. Li, Xueyi & Yu, Tianyu & Zhang, Feibin & Huang, Jinfeng & He, David & Chu, Fulei, 2025. "Mixed style network based: A novel rotating machinery fault diagnosis method through batch spectral penalization," Reliability Engineering and System Safety, Elsevier, vol. 255(C).
    7. Wang, Weicheng & Li, Chao & Zhang, Zhipeng & Chen, Jinglong & He, Shuilong & Feng, Yong, 2025. "Pseudo-label assisted contrastive learning model for unsupervised open-set domain adaptation in fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 254(PB).

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