IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v234y2023ics0951832023000777.html
   My bibliography  Save this article

Adaptive transfer learning for multimode process monitoring and unsupervised anomaly detection in steam turbines

Author

Listed:
  • Chen, Zhen
  • Zhou, Di
  • Zio, Enrico
  • Xia, Tangbin
  • Pan, Ershun

Abstract

Through condition-based maintenance strategy, engineers can monitor the health states of equipment and take actions based on the sensor data. Limited by the low failure frequency and high monitoring costs, it is difficult to obtain sufficient historical data of all fault types for condition monitoring (CM). In the steam turbine operation, environmental factors, varying power consumption and manual adjustments can lead to a multimode process, which consists of multiple normal and abnormal conditions. This paper proposes a framework for online unsupervised CM and anomaly detection, not relying on expert knowledge or labeled historical data. Since there are often few monitoring data at the beginning of a new incoming operating mode, an adaptive self-transfer learning algorithm based on Gaussian processes is developed to model the monitoring data with uncertainty information, and to capture the cross-correlations between the different normal modes. A two-hierarchical identification criterion based on the predicted posterior intervals is introduced to first identify the change-points in the observations, and second to decide whether it is an anomaly or a transition between normal modes. The proposed framework is tested on a real steam turbine. The results illustrate its high effectiveness.

Suggested Citation

  • Chen, Zhen & Zhou, Di & Zio, Enrico & Xia, Tangbin & Pan, Ershun, 2023. "Adaptive transfer learning for multimode process monitoring and unsupervised anomaly detection in steam turbines," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
  • Handle: RePEc:eee:reensy:v:234:y:2023:i:c:s0951832023000777
    DOI: 10.1016/j.ress.2023.109162
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832023000777
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ress.2023.109162?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Yu, Jianxi & Liu, Pei & Li, Zheng, 2020. "Hybrid modelling and digital twin development of a steam turbine control stage for online performance monitoring," Renewable and Sustainable Energy Reviews, Elsevier, vol. 133(C).
    2. Renström, Niklas & Bangalore, Pramod & Highcock, Edmund, 2020. "System-wide anomaly detection in wind turbines using deep autoencoders," Renewable Energy, Elsevier, vol. 157(C), pages 647-659.
    3. Quintanilha, Igor M. & Elias, Vitor R.M. & da Silva, Felipe B. & Fonini, Pedro A.M. & da Silva, Eduardo A.B. & Netto, Sergio L. & Apolinário, José A. & de Campos, Marcello L.R. & Martins, Wallace A., 2021. "A fault detector/classifier for closed-ring power generators using machine learning," Reliability Engineering and System Safety, Elsevier, vol. 212(C).
    4. Zhu, Yongchao & Zhu, Caichao & Tan, Jianjun & Tan, Yong & Rao, Lei, 2022. "Anomaly detection and condition monitoring of wind turbine gearbox based on LSTM-FS and transfer learning," Renewable Energy, Elsevier, vol. 189(C), pages 90-103.
    5. Zhang, Liangwei & Lin, Jing & Shao, Haidong & Zhang, Zhicong & Yan, Xiaohui & Long, Jianyu, 2021. "End-to-end unsupervised fault detection using a flow-based model," Reliability Engineering and System Safety, Elsevier, vol. 215(C).
    6. Yang, Wenguang & Liu, Chao & Jiang, Dongxiang, 2018. "An unsupervised spatiotemporal graphical modeling approach for wind turbine condition monitoring," Renewable Energy, Elsevier, vol. 127(C), pages 230-241.
    7. Fallahi, F. & Bakir, I. & Yildirim, M. & Ye, Z., 2022. "A chance-constrained optimization framework for wind farms to manage fleet-level availability in condition based maintenance and operations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 168(C).
    8. Chen, Junsheng & Li, Jian & Chen, Weigen & Wang, Youyuan & Jiang, Tianyan, 2020. "Anomaly detection for wind turbines based on the reconstruction of condition parameters using stacked denoising autoencoders," Renewable Energy, Elsevier, vol. 147(P1), pages 1469-1480.
    9. Melani, Arthur Henrique de Andrade & Michalski, Miguel Angelo de Carvalho & da Silva, Renan Favarão & de Souza, Gilberto Francisco Martha, 2021. "A framework to automate fault detection and diagnosis based on moving window principal component analysis and Bayesian network," Reliability Engineering and System Safety, Elsevier, vol. 215(C).
    10. Zio, Enrico, 2022. "Prognostics and Health Management (PHM): Where are we and where do we (need to) go in theory and practice," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    11. Bae, Suk Joo & Mun, Byeong Min & Chang, Woojin & Vidakovic, Brani, 2019. "Condition monitoring of a steam turbine generator using wavelet spectrum based control chart," Reliability Engineering and System Safety, Elsevier, vol. 184(C), pages 13-20.
    12. Zhang, Liangwei & Lin, Jing & Karim, Ramin, 2015. "An angle-based subspace anomaly detection approach to high-dimensional data: With an application to industrial fault detection," Reliability Engineering and System Safety, Elsevier, vol. 142(C), pages 482-497.
    13. Chen, Hansi & Liu, Hang & Chu, Xuening & Liu, Qingxiu & Xue, Deyi, 2021. "Anomaly detection and critical SCADA parameters identification for wind turbines based on LSTM-AE neural network," Renewable Energy, Elsevier, vol. 172(C), pages 829-840.
    14. Quintanar-Gago, David A. & Nelson, Pamela F. & Díaz-Sánchez, à ngeles & Boldrick, Michael S., 2021. "Assessment of steam turbine blade failure and damage mechanisms using a Bayesian network," Reliability Engineering and System Safety, Elsevier, vol. 207(C).
    15. Zhang, Chen & Hu, Di & Yang, Tao, 2022. "Anomaly detection and diagnosis for wind turbines using long short-term memory-based stacked denoising autoencoders and XGBoost," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    16. Lyu, Dongzhen & Niu, Guangxing & Liu, Enhui & Zhang, Bin & Chen, Gang & Yang, Tao & Zio, Enrico, 2022. "Time space modelling for fault diagnosis and prognosis with uncertainty management: A general theoretical formulation," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    17. Zhou, Hang & Lopes Genez, Thiago Augusto & Brintrup, Alexandra & Parlikad, Ajith Kumar, 2022. "A hybrid-learning decomposition algorithm for competing risk identification within fleets of complex engineering systems," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    18. Tolo, Silvia & Tian, Xiange & Bausch, Nils & Becerra, Victor & Santhosh, T.V. & Vinod, G. & Patelli, Edoardo, 2019. "Robust on-line diagnosis tool for the early accident detection in nuclear power plants," Reliability Engineering and System Safety, Elsevier, vol. 186(C), pages 110-119.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Wang, Weicheng & Chen, Jinglong & Zhang, Tianci & Liu, Zijun & Wang, Jun & Zhang, Xinwei & He, Shuilong, 2023. "An asymmetrical graph Siamese network for one-classanomaly detection of engine equipment with multi-source fusion," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    2. Zhou, Haoxuan & Wang, Bingsen & Zio, Enrico & Wen, Guangrui & Liu, Zimin & Su, Yu & Chen, Xuefeng, 2023. "Hybrid system response model for condition monitoring of bearings under time-varying operating conditions," Reliability Engineering and System Safety, Elsevier, vol. 239(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Zheng, Minglei & Man, Junfeng & Wang, Dian & Chen, Yanan & Li, Qianqian & Liu, Yong, 2023. "Semi-supervised multivariate time series anomaly detection for wind turbines using generator SCADA data," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    2. Junshuai Yan & Yongqian Liu & Xiaoying Ren, 2023. "An Early Fault Detection Method for Wind Turbine Main Bearings Based on Self-Attention GRU Network and Binary Segmentation Changepoint Detection Algorithm," Energies, MDPI, vol. 16(10), pages 1-23, May.
    3. Panjapornpon, Chanin & Bardeeniz, Santi & Hussain, Mohamed Azlan, 2023. "Deep learning approach for energy efficiency prediction with signal monitoring reliability for a vinyl chloride monomer process," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    4. Ma, Chenyang & Li, Yongbo & Wang, Xianzhi & Cai, Zhiqiang, 2023. "Early fault diagnosis of rotating machinery based on composite zoom permutation entropy," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    5. Chen Zhang & Tao Yang, 2023. "Anomaly Detection for Wind Turbines Using Long Short-Term Memory-Based Variational Autoencoder Wasserstein Generation Adversarial Network under Semi-Supervised Training," Energies, MDPI, vol. 16(19), pages 1-18, October.
    6. Wang, Weicheng & Chen, Jinglong & Zhang, Tianci & Liu, Zijun & Wang, Jun & Zhang, Xinwei & He, Shuilong, 2023. "An asymmetrical graph Siamese network for one-classanomaly detection of engine equipment with multi-source fusion," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    7. Feng, Chenlong & Liu, Chao & Jiang, Dongxiang, 2023. "Unsupervised anomaly detection using graph neural networks integrated with physical-statistical feature fusion and local-global learning," Renewable Energy, Elsevier, vol. 206(C), pages 309-323.
    8. Natei Ermias Benti & Mesfin Diro Chaka & Addisu Gezahegn Semie, 2023. "Forecasting Renewable Energy Generation with Machine Learning and Deep Learning: Current Advances and Future Prospects," Sustainability, MDPI, vol. 15(9), pages 1-33, April.
    9. Pinciroli, Luca & Baraldi, Piero & Zio, Enrico, 2023. "Maintenance optimization in industry 4.0," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    10. Compare, Michele & Antonello, Federico & Pinciroli, Luca & Zio, Enrico, 2022. "A general model for life-cycle cost analysis of Condition-Based Maintenance enabled by PHM capabilities," Reliability Engineering and System Safety, Elsevier, vol. 224(C).
    11. Shi, Yaowei & Deng, Aidong & Deng, Minqiang & Xu, Meng & Liu, Yang & Ding, Xue & Bian, Wenbin, 2023. "Domain augmentation generalization network for real-time fault diagnosis under unseen working conditions," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    12. Zheng, Niannian & Luan, Xiaoli & Shardt, Yuri A.W. & Liu, Fei, 2024. "Dynamic-controlled principal component analysis for fault detection and automatic recovery," Reliability Engineering and System Safety, Elsevier, vol. 241(C).
    13. Xu, Yadong & Yan, Xiaoan & Sun, Beibei & Liu, Zheng, 2022. "Dually attentive multiscale networks for health state recognition of rotating machinery," Reliability Engineering and System Safety, Elsevier, vol. 225(C).
    14. Zhou, Chengyu & Fang, Xiaolei, 2023. "A convex two-dimensional variable selection method for the root-cause diagnostics of product defects," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    15. Huang, Wei & Shao, Changzheng & Hu, Bo & Li, Weizhan & Sun, Yue & Xie, Kaigui & Zio, Enrico & Li, Wenyuan, 2023. "A restoration-clustering-decomposition learning framework for aging-related failure rate estimation of distribution transformers," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    16. Leoni, Leonardo & De Carlo, Filippo & Abaei, Mohammad Mahdi & BahooToroody, Ahmad & Tucci, Mario, 2023. "Failure diagnosis of a compressor subjected to surge events: A data-driven framework," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    17. Zhan, Jun & Wu, Chengkun & Yang, Canqun & Miao, Qiucheng & Wang, Shilin & Ma, Xiandong, 2022. "Condition monitoring of wind turbines based on spatial-temporal feature aggregation networks," Renewable Energy, Elsevier, vol. 200(C), pages 751-766.
    18. Shao, Kaixuan & He, Yigang & Xing, Zhikai & Du, Bolun, 2023. "Detecting wind turbine anomalies using nonlinear dynamic parameters-assisted machine learning with normal samples," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    19. Sahu, Atma Ram & Palei, Sanjay Kumar, 2022. "Fault analysis of dragline subsystem using Bayesian network model," Reliability Engineering and System Safety, Elsevier, vol. 225(C).
    20. Mohammad Mahdi Forootan & Iman Larki & Rahim Zahedi & Abolfazl Ahmadi, 2022. "Machine Learning and Deep Learning in Energy Systems: A Review," Sustainability, MDPI, vol. 14(8), pages 1-49, April.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:234:y:2023:i:c:s0951832023000777. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.